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Provable Failure of Language Models in Learning Majority Boolean Logic via Gradient Descent

Bo Chen, Zhenmei Shi, Zhao Song, Jiahao Zhang

TL;DR

This work investigates whether Transformers can truly learn simple majority functions when trained using gradient-based methods and highlights fundamental optimization challenges in training Transformers for the simplest logical reasoning tasks.

Abstract

Recent advancements in Transformer-based architectures have led to impressive breakthroughs in natural language processing tasks, with models such as GPT-4, Claude, and Gemini demonstrating human-level reasoning abilities. However, despite their high performance, concerns remain about the inherent limitations of these models, especially when it comes to learning basic logical functions. While complexity-theoretic analyses indicate that Transformers can represent simple logic functions (e.g., $\mathsf{AND}$, $\mathsf{OR}$, and majority gates) by its nature of belonging to the $\mathsf{TC}^0$ class, these results assume ideal parameter settings and do not account for the constraints imposed by gradient descent-based training methods. In this work, we investigate whether Transformers can truly learn simple majority functions when trained using gradient-based methods. We focus on a simplified variant of the Transformer architecture and consider both $n=\mathrm{poly}(d)$ and $n=\exp(Ω(d))$ number of training samples, where each sample is a $d$-size binary string paired with the output of a basic majority function. Our analysis demonstrates that even after $\mathrm{poly}(d)$ gradient queries, the generalization error of the Transformer model still remains substantially large, growing exponentially with $d$. This work highlights fundamental optimization challenges in training Transformers for the simplest logical reasoning tasks and provides new insights into their theoretical limitations.

Provable Failure of Language Models in Learning Majority Boolean Logic via Gradient Descent

TL;DR

This work investigates whether Transformers can truly learn simple majority functions when trained using gradient-based methods and highlights fundamental optimization challenges in training Transformers for the simplest logical reasoning tasks.

Abstract

Recent advancements in Transformer-based architectures have led to impressive breakthroughs in natural language processing tasks, with models such as GPT-4, Claude, and Gemini demonstrating human-level reasoning abilities. However, despite their high performance, concerns remain about the inherent limitations of these models, especially when it comes to learning basic logical functions. While complexity-theoretic analyses indicate that Transformers can represent simple logic functions (e.g., , , and majority gates) by its nature of belonging to the class, these results assume ideal parameter settings and do not account for the constraints imposed by gradient descent-based training methods. In this work, we investigate whether Transformers can truly learn simple majority functions when trained using gradient-based methods. We focus on a simplified variant of the Transformer architecture and consider both and number of training samples, where each sample is a -size binary string paired with the output of a basic majority function. Our analysis demonstrates that even after gradient queries, the generalization error of the Transformer model still remains substantially large, growing exponentially with . This work highlights fundamental optimization challenges in training Transformers for the simplest logical reasoning tasks and provides new insights into their theoretical limitations.

Paper Structure

This paper contains 40 sections, 22 theorems, 97 equations.

Key Result

Lemma 3.3

If the following conditions hold: Then the following statement is true:

Theorems & Definitions (54)

  • Lemma 3.3: Clipping Property, Informal version of Lemma \ref{['lem:clipping_append']} in Section \ref{['sec:append_prelim:basic_fact']}
  • Definition 3.4
  • proof
  • proof
  • Lemma 3.8: Informal version of Lemma \ref{['lem:append_ratio_of_card_pplus_p']} in Section \ref{['sec:append:binom_coeff']}
  • Definition 3.9: The Majority Function
  • Definition 3.10: The $k$-Majority Problem
  • Remark 3.11: Difference between Parity and Majority
  • Definition 3.12: Population Loss
  • Definition 3.13: Empirical Loss
  • ...and 44 more