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Spectral asymmetry via pseudodifferential projections: the massless Dirac operator

Matteo Capoferri, Beatrice Costeri, Claudio Dappiaggi

TL;DR

This work develops a framework to study spectral asymmetry for the massless Dirac operator on a closed 3-manifold by constructing an asymmetry operator from spectral projections. It computes the leading principal symbol of the asymmetry operator in a Levi-Civita framing, showing a structure tied to the gradient of the Ricci tensor and a Levi-Civita tensor, analogous to known results for the curl operator. The authors define regularised local and global traces, ψ_Dir^loc and ψ_Dir, and argue that they should coincide with the local/global Dirac eta invariants, thus linking spectral asymmetry to eta invariants through a geometrically intrinsic, gauge-covariant regularisation. They provide a concrete local symbol computation, establish well-definedness of the regularised trace, and discuss alternative regularisation via sphere averages, with potential implications for η-invariants in Chern–Simons theory and topological phases of matter.

Abstract

A new approach to the study of spectral asymmetry for systems of partial differential equations (PDEs) on closed manifolds was proposed in a recent series of papers by the first author and collaborator. They showed that information on spectral asymmetry can be encoded within and recovered from a negative order pseudodifferential operator -- the asymmetry operator -- constructed from appropriately defined pseudodifferential (spectral) projections. In this manuscript we apply these techniques to the study of the massless Dirac operator; in particular, we compute the principal symbol of the asymmetry operator, accounting for the underlying gauge invariance.

Spectral asymmetry via pseudodifferential projections: the massless Dirac operator

TL;DR

This work develops a framework to study spectral asymmetry for the massless Dirac operator on a closed 3-manifold by constructing an asymmetry operator from spectral projections. It computes the leading principal symbol of the asymmetry operator in a Levi-Civita framing, showing a structure tied to the gradient of the Ricci tensor and a Levi-Civita tensor, analogous to known results for the curl operator. The authors define regularised local and global traces, ψ_Dir^loc and ψ_Dir, and argue that they should coincide with the local/global Dirac eta invariants, thus linking spectral asymmetry to eta invariants through a geometrically intrinsic, gauge-covariant regularisation. They provide a concrete local symbol computation, establish well-definedness of the regularised trace, and discuss alternative regularisation via sphere averages, with potential implications for η-invariants in Chern–Simons theory and topological phases of matter.

Abstract

A new approach to the study of spectral asymmetry for systems of partial differential equations (PDEs) on closed manifolds was proposed in a recent series of papers by the first author and collaborator. They showed that information on spectral asymmetry can be encoded within and recovered from a negative order pseudodifferential operator -- the asymmetry operator -- constructed from appropriately defined pseudodifferential (spectral) projections. In this manuscript we apply these techniques to the study of the massless Dirac operator; in particular, we compute the principal symbol of the asymmetry operator, accounting for the underlying gauge invariance.

Paper Structure

This paper contains 6 sections, 5 theorems, 81 equations.

Key Result

Theorem 1.8

We have and where is the Levi-Civita tensor, $\rho$ the Riemannian density, while $\varepsilon_{\alpha \beta \gamma}$ is the totally antisymmetric symbol, $\varepsilon_{123}=+1$.

Theorems & Definitions (20)

  • Definition 1.1
  • Remark 1.2
  • Definition 1.3
  • Definition 1.4
  • Remark 1.5
  • Definition 1.6
  • Definition 1.7
  • Theorem 1.8
  • Remark 1.9
  • Proposition 1.10
  • ...and 10 more