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Byzantine-Resilient Over-the-Air Federated Learning under Zero-Trust Architecture

Jiacheng Yao, Wei Shi, Wei Xu, Zhaohui Yang, A. Lee Swindlehurst, Dusit Niyato

TL;DR

This work tackles Byzantine resilience in over-the-air federated learning (AirFL) by embedding a zero-trust architecture (ZTA) and adaptive clustering into a robust federation scheme (FedSAC). It introduces a reputation-based Byzantine identification method, a sequential clustering strategy, and an adaptive weighting optimization solved via penalty convex-concave programming, all under Lyapunov drift to ensure long-term fairness. Theoretical one-step convergence analysis supports the design, and simulations on MNIST and CIFAR-10 demonstrate significant gains in accuracy and faster convergence compared with basinline approaches, even with few clusters. FedSAC thereby provides a practical, security-conscious framework for robust AirFL in 6G-enabled wireless networks.

Abstract

Over-the-air computation (AirComp) has emerged as an essential approach for enabling communication-efficient federated learning (FL) over wireless networks. Nonetheless, the inherent analog transmission mechanism in AirComp-based FL (AirFL) intensifies challenges posed by potential Byzantine attacks. In this paper, we propose a novel Byzantine-robust FL paradigm for over-the-air transmissions, referred to as federated learning with secure adaptive clustering (FedSAC). FedSAC aims to protect a portion of the devices from attacks through zero trust architecture (ZTA) based Byzantine identification and adaptive device clustering. By conducting a one-step convergence analysis, we theoretically characterize the convergence behavior with different device clustering mechanisms and uneven aggregation weighting factors for each device. Building upon our analytical results, we formulate a joint optimization problem for the clustering and weighting factors in each communication round. To facilitate the targeted optimization, we propose a dynamic Byzantine identification method using historical reputation based on ZTA. Furthermore, we introduce a sequential clustering method, transforming the joint optimization into a weighting optimization problem without sacrificing the optimality. To optimize the weighting, we capitalize on the penalty convex-concave procedure (P-CCP) to obtain a stationary solution. Numerical results substantiate the superiority of the proposed FedSAC over existing methods in terms of both test accuracy and convergence rate.

Byzantine-Resilient Over-the-Air Federated Learning under Zero-Trust Architecture

TL;DR

This work tackles Byzantine resilience in over-the-air federated learning (AirFL) by embedding a zero-trust architecture (ZTA) and adaptive clustering into a robust federation scheme (FedSAC). It introduces a reputation-based Byzantine identification method, a sequential clustering strategy, and an adaptive weighting optimization solved via penalty convex-concave programming, all under Lyapunov drift to ensure long-term fairness. Theoretical one-step convergence analysis supports the design, and simulations on MNIST and CIFAR-10 demonstrate significant gains in accuracy and faster convergence compared with basinline approaches, even with few clusters. FedSAC thereby provides a practical, security-conscious framework for robust AirFL in 6G-enabled wireless networks.

Abstract

Over-the-air computation (AirComp) has emerged as an essential approach for enabling communication-efficient federated learning (FL) over wireless networks. Nonetheless, the inherent analog transmission mechanism in AirComp-based FL (AirFL) intensifies challenges posed by potential Byzantine attacks. In this paper, we propose a novel Byzantine-robust FL paradigm for over-the-air transmissions, referred to as federated learning with secure adaptive clustering (FedSAC). FedSAC aims to protect a portion of the devices from attacks through zero trust architecture (ZTA) based Byzantine identification and adaptive device clustering. By conducting a one-step convergence analysis, we theoretically characterize the convergence behavior with different device clustering mechanisms and uneven aggregation weighting factors for each device. Building upon our analytical results, we formulate a joint optimization problem for the clustering and weighting factors in each communication round. To facilitate the targeted optimization, we propose a dynamic Byzantine identification method using historical reputation based on ZTA. Furthermore, we introduce a sequential clustering method, transforming the joint optimization into a weighting optimization problem without sacrificing the optimality. To optimize the weighting, we capitalize on the penalty convex-concave procedure (P-CCP) to obtain a stationary solution. Numerical results substantiate the superiority of the proposed FedSAC over existing methods in terms of both test accuracy and convergence rate.

Paper Structure

This paper contains 24 sections, 43 equations, 9 figures, 1 table, 2 algorithms.

Figures (9)

  • Figure 1: Architecture of existing robust aggregation methods via hierarchical AirComp and device clustering.
  • Figure 2: Schematic diagram of the relationship between different device sets.
  • Figure 3: Architecture of the proposed ZTA-empowered FedSAC approach.
  • Figure 4: Test accuracy for the MNIST dataset and different types of attacks. (a) Sign-flipping attack (b) Gaussian attack (c) Label-flipping attack.
  • Figure 5: Test accuracy for the CIFAR-10 dataset and different types of attacks. (a) Sign-flipping attack, (b) Gaussian attack, and (c) Label-flipping attack.
  • ...and 4 more figures