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A rigidity theorem for Einstein $4$-manifolds with semi-definite sectional curvature, and its consequences

Luca F. Di Cerbo

TL;DR

This work establishes a sharp pointwise bound $|s|/sqrt(6) >= |W^+|+|W^-|$ for oriented 4D Einstein manifolds with semi-definite sectional curvature and completely classifies closed saturating examples via the cosmological constant, revealing universal covers that are either S^2 x S^2, R^4, or H^2_R x H^2_R. It develops the curvature analysis needed for this rigidity, proving a rigidity theorem that forces local symmetry in the saturating non-positive case and yields a global product structure on the universal cover with tau(M)=0. The paper then derives geography-type consequences for non-positively curved Einstein and Kaehler-Einstein 4-manifolds, including a sharp Kaehler-Einstein Gromov-Luck type inequality and implications for aspherical surfaces of general type. Collectively, it ties curvature pinching to global topology and complex-analytic structures, and highlights several open questions about the existence and shape of aspherical complex surfaces with constrained invariants.

Abstract

Any oriented $4$-dimensional Einstein metric with semi-definite sectional curvature satisfies the pointwise inequality \[ \frac{|s|}{\sqrt{6}}\geq|W^+|+|W^-|, \] where $s$, $W^+$ and $W^-$ are respectively the scalar curvature, the self-dual and anti-self-dual Weyl curvatures. We give a complete characterization of closed $4$-dimensional Einstein metrics with semi-definite sectional curvature saturating this pointwise inequality. We then present further consequences of this circle of ideas, in particular to the study of the geography of non-positively curved closed Einstein and Kaehler-Einstein $4$-manifolds. In the Kaehler-Einstein case, we obtain a sharp Gromov-Lueck type inequality.

A rigidity theorem for Einstein $4$-manifolds with semi-definite sectional curvature, and its consequences

TL;DR

This work establishes a sharp pointwise bound for oriented 4D Einstein manifolds with semi-definite sectional curvature and completely classifies closed saturating examples via the cosmological constant, revealing universal covers that are either S^2 x S^2, R^4, or H^2_R x H^2_R. It develops the curvature analysis needed for this rigidity, proving a rigidity theorem that forces local symmetry in the saturating non-positive case and yields a global product structure on the universal cover with tau(M)=0. The paper then derives geography-type consequences for non-positively curved Einstein and Kaehler-Einstein 4-manifolds, including a sharp Kaehler-Einstein Gromov-Luck type inequality and implications for aspherical surfaces of general type. Collectively, it ties curvature pinching to global topology and complex-analytic structures, and highlights several open questions about the existence and shape of aspherical complex surfaces with constrained invariants.

Abstract

Any oriented -dimensional Einstein metric with semi-definite sectional curvature satisfies the pointwise inequality where , and are respectively the scalar curvature, the self-dual and anti-self-dual Weyl curvatures. We give a complete characterization of closed -dimensional Einstein metrics with semi-definite sectional curvature saturating this pointwise inequality. We then present further consequences of this circle of ideas, in particular to the study of the geography of non-positively curved closed Einstein and Kaehler-Einstein -manifolds. In the Kaehler-Einstein case, we obtain a sharp Gromov-Lueck type inequality.

Paper Structure

This paper contains 4 sections, 7 theorems, 41 equations.

Key Result

Lemma 2.1

Let $(M^4, g)$ be an oriented Einstein $4$-manifold. If the sectional curvature of $g$ is non-positive, then at every point of $M$.

Theorems & Definitions (17)

  • Lemma 2.1
  • proof
  • Proposition 2.2
  • proof
  • Proposition 3.1
  • proof
  • Proposition 3.2
  • proof
  • Theorem 3.3
  • proof
  • ...and 7 more