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Normalized Schrödinger equations with mass-supercritical nonlinearity in exterior domains

Luigi Appolloni, Riccardo Molle

TL;DR

This work studies normalized solutions to the mass-constrained Schrödinger equation $-\Delta u+\lambda u=|u|^{p-2}u$ on exterior domains with mass $|u|_2=m$ in the mass-supercritical range $p\in(2+4/N,2N/(N-2))$. Lacking a Pohozaev-based tool in exterior domains, the authors develop an $\eta$-approximating family and a novel linking structure to produce bounded Palais–Smale sequences with constrained Morse index $\widetilde{i}\le N+1$, and a positive Lagrange multiplier. Through a careful weak-limit and blow-up analysis, they show convergence to a nontrivial constrained solution for $\eta\nearrow 1$, establishing existence of a positive solution with $\widetilde{i}(u)\le N+1$ in two regimes: small exterior complement (for fixed $m$) and large mass (for fixed $\Omega$). The results provide, for the first time in exterior domains, normalized solutions in the mass-supercritical setting and rely on a refined variational approach that avoids Pohozaev-type identities. The approach yields insights into concentration phenomena and energy geometry in unbounded domains with compact complement.

Abstract

We consider the problem $-Δu+λu=u^{p-1}$, where $u\in H^1_0(Ω)$ verifies $\|u\|_{L^2}=m>0$, and $λ\in [0,+\infty)$. Here, $\mathbb{R}^N\setminusΩ$ is nonempty and compact. We prove the existence of a solution with a constrained Morse index lower than or equal to $N+1$, both in the case $m$ fixed and $\mathbb{R}^N\setminusΩ$ in a small ball and in the case $Ω$ fixed and $m$ large.

Normalized Schrödinger equations with mass-supercritical nonlinearity in exterior domains

TL;DR

This work studies normalized solutions to the mass-constrained Schrödinger equation on exterior domains with mass in the mass-supercritical range . Lacking a Pohozaev-based tool in exterior domains, the authors develop an -approximating family and a novel linking structure to produce bounded Palais–Smale sequences with constrained Morse index , and a positive Lagrange multiplier. Through a careful weak-limit and blow-up analysis, they show convergence to a nontrivial constrained solution for , establishing existence of a positive solution with in two regimes: small exterior complement (for fixed ) and large mass (for fixed ). The results provide, for the first time in exterior domains, normalized solutions in the mass-supercritical setting and rely on a refined variational approach that avoids Pohozaev-type identities. The approach yields insights into concentration phenomena and energy geometry in unbounded domains with compact complement.

Abstract

We consider the problem , where verifies , and . Here, is nonempty and compact. We prove the existence of a solution with a constrained Morse index lower than or equal to , both in the case fixed and in a small ball and in the case fixed and large.

Paper Structure

This paper contains 6 sections, 18 theorems, 160 equations.

Key Result

Theorem 1.3

Let $m>0$, then there exists $\varrho_m>0$ such that Pm has a positive solution $u$ whenever $\Omega$ satisfies NEm and $\mathbb{R}^N\setminus \Omega\subseteq B_{\varrho_m}(0)$. Moreover, $\lambda\ge 0$ and $\widetilde{i} (u)\le N+1$.

Theorems & Definitions (41)

  • Definition 1.1
  • Remark 1.2
  • Theorem 1.3
  • Theorem 1.4
  • Remark 1.5
  • Remark 1.6
  • Remark 1.7
  • Remark 2.1
  • Remark 2.2
  • Lemma 2.3
  • ...and 31 more