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Pseudo-Anosov surfaces and Dynamics in 3-manifolds

Jason F. Manning, Christoforos Neofytidis

TL;DR

This work classifies closed orientable irreducible 3-manifolds that admit a self-map restricting to a pseudo-Anosov on an incompressible surface, showing the manifold must either be a pseudo-Anosov mapping torus or Seifert-fibered with a large base orbifold and a horizontal surface. It introduces and analyzes the notion of a partially pseudo-Anosov homeomorphism to extend surface dynamics to the ambient manifold, leveraging JSJ theory, maximal Seifert submanifolds, and McCarthy’s control over normalizers. The paper provides explicit constructions of pseudo-Anosov incompressible surfaces (mapping tori and Seifert-fibered examples), proves corollaries for reducible manifolds, and discusses the ubiquity of compressible pseudo-Anosov surfaces across all 3-manifolds. The results illuminate the relationship between surface dynamics and ambient 3-manifold topology, with connections to partially hyperbolic dynamics in the spirit of Anosov tori.

Abstract

We determine which closed orientable $3$-manifolds $M$ admit a self-homeomorphism restricting to a pseudo-Anosov map on an incompressible subsurface $Σ$, which we call a pseudo-Anosov surface. When $M$ is irreducible, we show that the self-homeomorphism of $M$ is isotopic rel $Σ$ to a "partially pseudo-Anosov" homeomorphism, a notion that we will introduce. This is motivated by the corresponding results for Anosov tori in irreducible $3$-manifolds, and the connection to partially hyperbolic diffeomorphisms, obtained by F. Rodriguez-Hertz, J. Rodriguez-Hertz and R. Ures.

Pseudo-Anosov surfaces and Dynamics in 3-manifolds

TL;DR

This work classifies closed orientable irreducible 3-manifolds that admit a self-map restricting to a pseudo-Anosov on an incompressible surface, showing the manifold must either be a pseudo-Anosov mapping torus or Seifert-fibered with a large base orbifold and a horizontal surface. It introduces and analyzes the notion of a partially pseudo-Anosov homeomorphism to extend surface dynamics to the ambient manifold, leveraging JSJ theory, maximal Seifert submanifolds, and McCarthy’s control over normalizers. The paper provides explicit constructions of pseudo-Anosov incompressible surfaces (mapping tori and Seifert-fibered examples), proves corollaries for reducible manifolds, and discusses the ubiquity of compressible pseudo-Anosov surfaces across all 3-manifolds. The results illuminate the relationship between surface dynamics and ambient 3-manifold topology, with connections to partially hyperbolic dynamics in the spirit of Anosov tori.

Abstract

We determine which closed orientable -manifolds admit a self-homeomorphism restricting to a pseudo-Anosov map on an incompressible subsurface , which we call a pseudo-Anosov surface. When is irreducible, we show that the self-homeomorphism of is isotopic rel to a "partially pseudo-Anosov" homeomorphism, a notion that we will introduce. This is motivated by the corresponding results for Anosov tori in irreducible -manifolds, and the connection to partially hyperbolic diffeomorphisms, obtained by F. Rodriguez-Hertz, J. Rodriguez-Hertz and R. Ures.

Paper Structure

This paper contains 15 sections, 27 theorems, 28 equations, 1 figure.

Key Result

Theorem 1.1

Let $M$ be a closed orientable irreducible $3$--manifold. There is a homeomorphism $f\colon M\to M$ which restricts to a pseudo-Anosov map on an invariant embedded incompressible two-sided surface $\Sigma$ if and only if Any such $f$ is isotopic rel $\Sigma$ to a partially pseudo-Anosov homeomorphism.

Figures (1)

  • Figure 1: The curve $\alpha$.

Theorems & Definitions (52)

  • Theorem 1.1
  • Remark 1.2
  • Corollary 1.3
  • Definition 2.1
  • Definition 2.2
  • Definition 2.3
  • Definition 2.4
  • Theorem 2.5
  • proof
  • Lemma 2.6
  • ...and 42 more