Equivalence Classes Induced by Binary Tree Isomorphism -- Generating Functions
David Serena, William J Buchanan
TL;DR
This work investigates equivalence classes arising from binary-tree isomorphism and develops a unifying generating-function framework to enumerate rooted binary trees under various isomorphism constraints and colorings. It begins with the classic ordered-binary-tree Catalan enumeration, then advances to non-isomorphic rooted trees via a multivariate generating functions approach, introducing counts $K_{n,\ell}$ and a master equation $M(x,y)=1+\frac{x(1+y)}{2}[M(x,y)^2+M(x^2,y^2)]$. Building on this, it extends to two-color trees with counts $B_{n,k}$, and finally to triple-parameter counts $K_{n,\ell,c}$ with generating function $S(x,y,z)$ obeying $S(x,y,z)=1+\frac{x(1+z)}{2}\bigl[(2-y)S(x^2,y^2,z^2)+yS(x,y,z)^2\bigr]$, showing how these multivariate equations reduce to known forms under specialization. The results provide exact, multiplicatively separable generating-function formulations for enumerating isomorphism classes across node counts, colorings, and sibling-structure constraints, enabling efficient computation and deeper combinatorial insight into binary-tree isomorphism classes.
Abstract
Working with generating functions, the combinatorics of a recurrence relation can be expressed in a way that allows for more efficient calculation of the quantity. This is true of the Catalan numbers for an ordered binary tree \cite{abboud2018subtree}. Binary tree isomorphism is an important problem in computer science. The enumeration of the number of non-isomorphic rooted binary trees is therefore well known. The paper reiterates the known results for ordered binary trees and presents previous results for the enumeration of non-isomorphic rooted binary trees. Then, new enumeration results are put forward for two-colour binary tree isomorphism parametrized by the number of nodes, the number of specific colours and the number of non-isomorphic sibling subtrees. Multi-variate generating function equations are presented that enumerate these tree structures. The generating functions with these parametrizations separate multiplicatively into simplified generating function equations.
