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Depth of extensions of valuations

Josnei Novacoski, Enric Nart

TL;DR

This work defines and analyzes the depth of simple extensions $(L/K,v)$ of valued fields via Mac Lane–Vaquié chains, connecting depth to Okutsu sequences and ultrametric balls. It develops residual polynomial operators and graded-algebra tools to study augmentations and residue degrees, and proves a defectless (Henselian) depth bound of $2$, generalizing Ore’s $p$-regular generator result; it also provides depth-one characterizations, explicit depth-3 and depth-two tame examples, and a non-Henselian case illustrating depth behavior beyond henselization. The results yield practical criteria and methods for computing depth, illuminating how valuation-theoretic structure, defect, and ramification influence generator behavior and, by extension, prime-ideal decompositions in number-theoretic contexts. Overall, the paper advances the valuation-theoretic understanding of extension depth and provides a framework to classify and compute depth across diverse extensions.

Abstract

In this paper we develop the theory of the depth of a simple algebraic extension of valued fields $(L/K,v)$. This is defined as the minimal number of augmentations appearing in some Mac Lane-Vaquié chain for the valuation on $K[x]$ determined by the choice of some generator of the extension. In the defectless and unibranched case, this concept leads to a generalization of a classical result of Ore about the existence of $p$-regular generators for number fields. Also, we find what valuation-theoretic conditions characterize the extensions having depth one.

Depth of extensions of valuations

TL;DR

This work defines and analyzes the depth of simple extensions of valued fields via Mac Lane–Vaquié chains, connecting depth to Okutsu sequences and ultrametric balls. It develops residual polynomial operators and graded-algebra tools to study augmentations and residue degrees, and proves a defectless (Henselian) depth bound of , generalizing Ore’s -regular generator result; it also provides depth-one characterizations, explicit depth-3 and depth-two tame examples, and a non-Henselian case illustrating depth behavior beyond henselization. The results yield practical criteria and methods for computing depth, illuminating how valuation-theoretic structure, defect, and ramification influence generator behavior and, by extension, prime-ideal decompositions in number-theoretic contexts. Overall, the paper advances the valuation-theoretic understanding of extension depth and provides a framework to classify and compute depth across diverse extensions.

Abstract

In this paper we develop the theory of the depth of a simple algebraic extension of valued fields . This is defined as the minimal number of augmentations appearing in some Mac Lane-Vaquié chain for the valuation on determined by the choice of some generator of the extension. In the defectless and unibranched case, this concept leads to a generalization of a classical result of Ore about the existence of -regular generators for number fields. Also, we find what valuation-theoretic conditions characterize the extensions having depth one.

Paper Structure

This paper contains 13 sections, 13 theorems, 105 equations.

Key Result

Theorem 1

For every finite extension $L/\mathbb Q_p$ we have $\operatorname{\hbox{\rm\small depth}}(L/\mathbb Q_p,\operatorname{ord}_p)\le 2$.

Theorems & Definitions (19)

  • Theorem
  • Definition 1.1
  • Lemma 1.2
  • Definition 1.3
  • Theorem 1.4
  • Lemma 1.5
  • Theorem 1.6
  • Remark 1.7
  • Definition 2.1
  • Theorem 2.2
  • ...and 9 more