Table of Contents
Fetching ...

Nonlinear systems and passivity: feedback control, model reduction, and time discretization

Tobias Breiten, Attila Karsai

TL;DR

The paper extends energy‑based control for nonlinear systems by constructing a passive controller that combines an optimal feedback law from the Hamilton‑Jacobi‑Bellman framework with output feedback, yielding energy‑preserving interconnections independent of the plant. It establishes conditions for port‑Hamiltonian realizations, interprets optimality via inverse control, and develops a nonlinear balancing approach that preserves passivity in model order reduction. Numerically, it validates the approach using policy iteration to approximate the value function and a discrete‑gradient discretization to verify passivity in pendulum and Van der Pol examples. This work enables modular, energy‑consistent control and efficient reduced‑order modeling for large‑scale nonlinear passive systems, with practical impact on robust energy‑aware control design.

Abstract

Dynamical systems can be used to model a broad class of physical processes, and conservation laws give rise to system properties like passivity or port-Hamiltonian structure. An important problem in practical applications is to steer dynamical systems to prescribed target states, and feedback controllers combining a regulator and an observer are a powerful tool to do so. However, controllers designed using classical methods do not necessarily obey energy principles, which makes it difficult to model the controller-plant interaction in a structured manner. In this paper, we show that the combination of an optimal feedback law characterized by the Hamilton-Jacobi-Bellman equation and output feedback gives rise to passivity properties of the controller that are independent of the plant structure. Furthermore, we state conditions for the controller to have a port-Hamiltonian realization and show that a model order reduction scheme can be deduced using the framework of nonlinear balanced truncation. To illustrate our results, we numerically realize the controller using the policy iteration and computationally verify passivity via a custom passivity-preserving discrete gradient scheme suitable for a wide class of passive systems.

Nonlinear systems and passivity: feedback control, model reduction, and time discretization

TL;DR

The paper extends energy‑based control for nonlinear systems by constructing a passive controller that combines an optimal feedback law from the Hamilton‑Jacobi‑Bellman framework with output feedback, yielding energy‑preserving interconnections independent of the plant. It establishes conditions for port‑Hamiltonian realizations, interprets optimality via inverse control, and develops a nonlinear balancing approach that preserves passivity in model order reduction. Numerically, it validates the approach using policy iteration to approximate the value function and a discrete‑gradient discretization to verify passivity in pendulum and Van der Pol examples. This work enables modular, energy‑consistent control and efficient reduced‑order modeling for large‑scale nonlinear passive systems, with practical impact on robust energy‑aware control design.

Abstract

Dynamical systems can be used to model a broad class of physical processes, and conservation laws give rise to system properties like passivity or port-Hamiltonian structure. An important problem in practical applications is to steer dynamical systems to prescribed target states, and feedback controllers combining a regulator and an observer are a powerful tool to do so. However, controllers designed using classical methods do not necessarily obey energy principles, which makes it difficult to model the controller-plant interaction in a structured manner. In this paper, we show that the combination of an optimal feedback law characterized by the Hamilton-Jacobi-Bellman equation and output feedback gives rise to passivity properties of the controller that are independent of the plant structure. Furthermore, we state conditions for the controller to have a port-Hamiltonian realization and show that a model order reduction scheme can be deduced using the framework of nonlinear balanced truncation. To illustrate our results, we numerically realize the controller using the policy iteration and computationally verify passivity via a custom passivity-preserving discrete gradient scheme suitable for a wide class of passive systems.

Paper Structure

This paper contains 16 sections, 9 theorems, 67 equations, 6 figures, 1 algorithm.

Key Result

Theorem 2

Let as:smoothness-hamc hold. Then the system with the initial condition $\widehat{z}(0) = \widehat{z}_0$ is passive with storage function $\widehat{\mathcal{H}} \geq 0$.

Figures (6)

  • Figure 1: Plant \ref{['eq:plant']} and controller \ref{['eq:abstract-controller']} connected via power-conserving via the interconnection matrix $\mathbf{F}$.
  • Figure 2: Results for the nonlinear pendulum (\ref{['exmp:pendulum']}).
  • Figure 3: Results for the damped Van der Pol oscillator (\ref{['exmp:pendulum']}).
  • Figure 4: Discrete gradient method applied to the nonlinear pendulum (\ref{['exmp:pendulum']}).
  • Figure 5: Discrete gradient method applied to the controller \ref{['eq:passive-controller']} for the nonlinear pendulum (\ref{['exmp:pendulum']}) with $\widehat{u}(t) = 0$ and $\widehat{z}(0) = [11]^{\space\mathsf{T}}$.
  • ...and 1 more figures

Theorems & Definitions (22)

  • Theorem 2: passive controller
  • proof
  • Proposition 3: isidori99-nonlinear
  • proof
  • Proposition 4
  • Theorem 5: interpretation of output feedback
  • proof
  • Remark 6
  • Remark 7
  • Theorem 8: optimality of feedback law
  • ...and 12 more