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Improved semiclassical eigenvalue estimates for the Laplacian and the Landau Hamiltonian

Rupert L. Frank, Simon Larson, Paul Pfeiffer

TL;DR

The paper proves improved semiclassical bounds for the Riesz means of eigenvalues of the Dirichlet/Neumann Laplacian on finite-measure domains and, in two dimensions, the magnetic Landau Hamiltonian. An uncertainty-principle approach, built on thickness-based spectral inequalities and the regularized inradius $\rho_\theta(\Omega)$, yields multiplicative exponential improvements to the classical Berezin–Li–Yau and Kröger bounds, valid for all open $\Omega$ of finite measure. The core method uses abstract Dirichlet/Neumann trace identities and quantitative bounds on the high-energy leakage of eigenfunctions, then extends the γ=1 results to all γ>1 via the Aizenman–Lieb formula. In the magnetic 2D setting, the results involve the Landau levels $B(2k-1)$ and retain a similar exponential improvement with an additional magnetic term $\rho_\theta(\Omega)^2 B$ in the exponent. Collectively, the work delivers a unified framework for improved semiclassical estimates applicable to a broad class of domains and, notably, to the Landau Hamiltonian in dimension two.

Abstract

The Berezin--Li--Yau and the Kröger inequalities show that Riesz means of order $\geq 1$ of the eigenvalues of the Laplacian on a domain $Ω$ of finite measure are bounded in terms of their semiclassical limit expressions. We show that these inequalities can be improved by a multiplicative factor that depends only on the dimension and the product $\sqrtΛ|Ω|^{1/d}$, where $Λ$ is the eigenvalue cut-off parameter in the definition of the Riesz mean. The same holds when $|Ω|^{1/d}$ is replaced by a generalized inradius of $Ω$. Finally, we show similar inequalities in two dimensions in the presence of a constant magnetic field.

Improved semiclassical eigenvalue estimates for the Laplacian and the Landau Hamiltonian

TL;DR

The paper proves improved semiclassical bounds for the Riesz means of eigenvalues of the Dirichlet/Neumann Laplacian on finite-measure domains and, in two dimensions, the magnetic Landau Hamiltonian. An uncertainty-principle approach, built on thickness-based spectral inequalities and the regularized inradius , yields multiplicative exponential improvements to the classical Berezin–Li–Yau and Kröger bounds, valid for all open of finite measure. The core method uses abstract Dirichlet/Neumann trace identities and quantitative bounds on the high-energy leakage of eigenfunctions, then extends the γ=1 results to all γ>1 via the Aizenman–Lieb formula. In the magnetic 2D setting, the results involve the Landau levels and retain a similar exponential improvement with an additional magnetic term in the exponent. Collectively, the work delivers a unified framework for improved semiclassical estimates applicable to a broad class of domains and, notably, to the Landau Hamiltonian in dimension two.

Abstract

The Berezin--Li--Yau and the Kröger inequalities show that Riesz means of order of the eigenvalues of the Laplacian on a domain of finite measure are bounded in terms of their semiclassical limit expressions. We show that these inequalities can be improved by a multiplicative factor that depends only on the dimension and the product , where is the eigenvalue cut-off parameter in the definition of the Riesz mean. The same holds when is replaced by a generalized inradius of . Finally, we show similar inequalities in two dimensions in the presence of a constant magnetic field.

Paper Structure

This paper contains 9 sections, 10 theorems, 108 equations.

Key Result

Theorem 1

For any $d\geq 1$ there are constants $c,c'>0$ such that for any open set $\Omega\subset\mathbb{R}^d$ of finite measure, any $\Lambda>0$ and any $\gamma\geq 1$ one has and

Theorems & Definitions (19)

  • Theorem 1
  • Theorem 2
  • Remark 3
  • Theorem 4
  • Theorem 5
  • Theorem 6
  • Theorem 7
  • Theorem 8
  • Theorem 9
  • Lemma 10
  • ...and 9 more