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Symplectic log Kodaira dimension $-\infty$, affine-ruledness and unicuspidal rational curves

Tian-Jun Li, Shengzhen Ning

TL;DR

The paper develops a symplectic analogue of relative affine-ruledness by studying pairs (X,ω,D) with negative adjoint pairing $\omega\cdot(K_{\omega}+[D])<0$, establishing that in this regime the divisor complement X∖D is symplectically affine-ruled and, in the rational case, is governed by unicuspidal rational curves of index one whose normal crossing resolutions yield zero-self-intersection fibers. The authors build a comprehensive toolkit—divisor operations, Seiberg–Witten/Gromov invariants, divisor-adapted almost complex structures, and curve cone results—to reduce complex divisor configurations to quasi-minimal models and to realize the desired foliations via $J$-holomorphic curves, using MO’s embedded-curve criterion and Zhang’s curve cone theorem. A key outcome is that such pairs are symplectic deformation equivalent to Kähler pairs, and the open dense subset of the divisor complement inherits a product-like, deformation-equivalent symplectic structure. The work unifies relative symplectic geometry with algebraic analogues, and provides concrete mechanisms (unicuspidal curves, normal crossing resolutions, and inflation) to pass from a negative adjoint condition to a geometric foliation and to deformation stability, with implications for symplectic log Calabi–Yau structures and deformation theory.

Abstract

Given a closed symplectic $4$-manifold $(X,ω)$, a collection $D$ of embedded symplectic submanifolds satisfying certain normal crossing conditions is called a symplectic divisor. In this paper, we consider the pair $(X,ω,D)$ with symplectic log Kodaira dimension $-\infty$ in the spirit of Li-Zhang. We introduce the notion of symplectic affine-ruledness, which characterizes the divisor complement $X\setminus D$ as being foliated by symplectic punctured spheres. We establish a symplectic analogue of a theorem by Fujita-Miyanishi-Sugie-Russell in the algebraic settings which describes smooth open algebraic surfaces with $\overlineκ=-\infty$ as containing a Zariski open subset isomorphic to the product between a curve and the affine line. When $X$ is a rational manifold, the foliation is given by certain unicuspidal rational curves of index one with cusp singularities located at the intersection point in $D$. We utilize the correspondence between such singular curves and embedded curves in its normal crossing resolution recently highlighted by McDuff-Siegel, and also a criterion for the existence of embedded curves in the relative settings by McDuff-Opshtein. Another main technical input is Zhang's curve cone theorem for tamed almost complex $4$-manifolds, which is crucial in reducing the complexity of divisors. We also investigate the symplectic deformation properties of divisors and show that such pairs are deformation equivalent to Kähler pairs. As a corollary, the restriction of the symplectic structure $ω$ on an open dense subset in the divisor complement $X\setminus D$ is deformation equivalent to the standard product symplectic structure.

Symplectic log Kodaira dimension $-\infty$, affine-ruledness and unicuspidal rational curves

TL;DR

The paper develops a symplectic analogue of relative affine-ruledness by studying pairs (X,ω,D) with negative adjoint pairing , establishing that in this regime the divisor complement X∖D is symplectically affine-ruled and, in the rational case, is governed by unicuspidal rational curves of index one whose normal crossing resolutions yield zero-self-intersection fibers. The authors build a comprehensive toolkit—divisor operations, Seiberg–Witten/Gromov invariants, divisor-adapted almost complex structures, and curve cone results—to reduce complex divisor configurations to quasi-minimal models and to realize the desired foliations via -holomorphic curves, using MO’s embedded-curve criterion and Zhang’s curve cone theorem. A key outcome is that such pairs are symplectic deformation equivalent to Kähler pairs, and the open dense subset of the divisor complement inherits a product-like, deformation-equivalent symplectic structure. The work unifies relative symplectic geometry with algebraic analogues, and provides concrete mechanisms (unicuspidal curves, normal crossing resolutions, and inflation) to pass from a negative adjoint condition to a geometric foliation and to deformation stability, with implications for symplectic log Calabi–Yau structures and deformation theory.

Abstract

Given a closed symplectic -manifold , a collection of embedded symplectic submanifolds satisfying certain normal crossing conditions is called a symplectic divisor. In this paper, we consider the pair with symplectic log Kodaira dimension in the spirit of Li-Zhang. We introduce the notion of symplectic affine-ruledness, which characterizes the divisor complement as being foliated by symplectic punctured spheres. We establish a symplectic analogue of a theorem by Fujita-Miyanishi-Sugie-Russell in the algebraic settings which describes smooth open algebraic surfaces with as containing a Zariski open subset isomorphic to the product between a curve and the affine line. When is a rational manifold, the foliation is given by certain unicuspidal rational curves of index one with cusp singularities located at the intersection point in . We utilize the correspondence between such singular curves and embedded curves in its normal crossing resolution recently highlighted by McDuff-Siegel, and also a criterion for the existence of embedded curves in the relative settings by McDuff-Opshtein. Another main technical input is Zhang's curve cone theorem for tamed almost complex -manifolds, which is crucial in reducing the complexity of divisors. We also investigate the symplectic deformation properties of divisors and show that such pairs are deformation equivalent to Kähler pairs. As a corollary, the restriction of the symplectic structure on an open dense subset in the divisor complement is deformation equivalent to the standard product symplectic structure.
Paper Structure (20 sections, 56 theorems, 78 equations, 12 figures)

This paper contains 20 sections, 56 theorems, 78 equations, 12 figures.

Key Result

Theorem 1.1

Let $(X,\omega)$ be a closed symplectic $4$-manifold such that $\omega\cdot K_{\omega}<0$, then $(X,\omega)$ must be a symplectic rational or ruled manifold.

Figures (12)

  • Figure 1: After the normal crossing resolution, $\tilde{C}$ will be an embedded sphere of self-intersection $0$.
  • Figure 2: Four types of blowups, where the dashed curve means it is not contained in $\tilde{D}$.
  • Figure 3: The normal crossing resolution for a $(5,2)$-cusp. The intersection pattern in the last configuration implies that $[\tilde{C}]=[C]-2E_1-2E_2-E_3-E_4$.
  • Figure 4: A comb-like configuration, where the dashed curves are not included in $D$.
  • Figure 5: The curve configurations for quasi-minimal pairs of first/second kind, where the dashed curves are not included as part of $D$.
  • ...and 7 more figures

Theorems & Definitions (119)

  • Theorem 1.1: LiuAiKoOhtaOnoc_1positive
  • Theorem 1.3: FujitaMiysugiekodinfRusselaffineruledMiyanishi82affineruled
  • Definition 1.4
  • Definition 1.5
  • Remark 1.6
  • Theorem 1.7
  • Theorem 1.8: =Theorem \ref{['thm:deformation']}
  • Corollary 1.9
  • proof
  • Proposition 1.10
  • ...and 109 more