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Complexity of powers of a constant-recursive sequence

Eric Rowland, Jesus Sistos Barron

TL;DR

The paper analyzes the complexity of powers of constant-recursive sequences by introducing the rank of a sequence and deriving a refined upper bound for the rank of $s(n)^M$ that accounts for root multiplicities: if $s(n)$ has rank $r$ and its characteristic polynomial has $k$ distinct roots, then $\operatorname{rank}(s^M) \le (r-k)\binom{M+k-1}{M-1} + \binom{M+k-1}{M}$. It shows that for Fibonacci numbers this bound is attained, while other sequences may exhibit smaller ranks due to root-product coincidences and coefficient cancellations. The work also initiates the study of rank sequences $\big(\operatorname{rank}(s(n)^M)\big)_{M\ge 1}$, proving a complete classification for rank $2$ (five general sequences) and providing computational data for higher ranks, along with conjectures about the eventual form of general versus particular rank sequences. A symbolic-root framework and related lattice-theoretic ideas are proposed as a path forward to characterize all possible rank sequences, with attention to multiplicities and algebraic constraints on roots.

Abstract

Constant-recursive sequences are those which satisfy a linear recurrence, so that later terms can be obtained as a linear combination of the previous ones. The rank of a constant-recursive sequence is the minimal number of previous terms required for such a recurrence. For a constant-recursive sequence $s(n)$, we study the sequence $\left(\text{rank}\, s(n)^M\right)_{M\geq 1}$. We answer a question of Stinchcombe regarding the complexity of the powers of a constant-recursive sequence when the roots of the characteristic polynomial are not all distinct.

Complexity of powers of a constant-recursive sequence

TL;DR

The paper analyzes the complexity of powers of constant-recursive sequences by introducing the rank of a sequence and deriving a refined upper bound for the rank of that accounts for root multiplicities: if has rank and its characteristic polynomial has distinct roots, then . It shows that for Fibonacci numbers this bound is attained, while other sequences may exhibit smaller ranks due to root-product coincidences and coefficient cancellations. The work also initiates the study of rank sequences , proving a complete classification for rank (five general sequences) and providing computational data for higher ranks, along with conjectures about the eventual form of general versus particular rank sequences. A symbolic-root framework and related lattice-theoretic ideas are proposed as a path forward to characterize all possible rank sequences, with attention to multiplicities and algebraic constraints on roots.

Abstract

Constant-recursive sequences are those which satisfy a linear recurrence, so that later terms can be obtained as a linear combination of the previous ones. The rank of a constant-recursive sequence is the minimal number of previous terms required for such a recurrence. For a constant-recursive sequence , we study the sequence . We answer a question of Stinchcombe regarding the complexity of the powers of a constant-recursive sequence when the roots of the characteristic polynomial are not all distinct.
Paper Structure (7 sections, 10 theorems, 27 equations, 2 tables)

This paper contains 7 sections, 10 theorems, 27 equations, 2 tables.

Key Result

Theorem 2.1

Every exponential polynomial generates a constant-recursive sequence, in which the set $\left\{\rho_1, \dots, \rho_k\right\}$ is exactly the set of the roots of $\mathop{\mathrm{char}}\nolimits_{s}(x)$, and furthermore, $\mathop{\mathrm{deg}}\nolimits P_j$ is exactly one less than the multiplicity of $\rho_j$.

Theorems & Definitions (25)

  • Theorem 2.1
  • Theorem 2.2
  • Theorem 2.3
  • proof
  • Proposition 2.4
  • proof
  • Proposition 3.1
  • proof
  • Proposition 3.2
  • Theorem 3.3
  • ...and 15 more