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ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding

Zhongxiang Sun, Qipeng Wang, Weijie Yu, Xiaoxue Zang, Kai Zheng, Jun Xu, Xiao Zhang, Song Yang, Han Li

TL;DR

Retrieval-Augmented Generation (RAG) systems enable knowledge-intensive tasks but struggle with multi-step reasoning due to misalignment between reward signals and explanations, data biases in reward-model training, and early-step bias. ReARTeR introduces Trustworthy Process Rewarding for accurate test-time scoring and a Process Explanation Model to generate natural-language explanations, enabling step refinement. In post-training, Monte Carlo Tree Search guided by the Trustworthy PRM collects high-quality step-level preferences, optimized via Iterative Preference Optimization to address misalignment, bias, and bias-prone early steps. Experiments on multi-step reasoning benchmarks show substantial improvements, highlighting ReARTeR’s potential to advance reasoning capabilities in retrieval-augmented systems and to deliver more trustworthy, explainable AI reasoning workflows.

Abstract

Retrieval-Augmented Generation (RAG) systems for Large Language Models (LLMs) hold promise in knowledge-intensive tasks but face limitations in complex multi-step reasoning. While recent methods have integrated RAG with chain-of-thought reasoning or test-time search using Process Reward Models (PRMs), these approaches encounter challenges such as a lack of explanations, bias in PRM training data, early-step bias in PRM scores, and insufficient post-training optimization of reasoning potential. To address these issues, we propose Retrieval-Augmented Reasoning through Trustworthy Process Rewarding (ReARTeR), a framework that enhances RAG systems' reasoning capabilities through post-training and test-time scaling. At test time, ReARTeR introduces Trustworthy Process Rewarding via a Process Reward Model for accurate scalar scoring and a Process Explanation Model (PEM) for generating natural language explanations, enabling step refinement. During post-training, it utilizes Monte Carlo Tree Search guided by Trustworthy Process Rewarding to collect high-quality step-level preference data, optimized through Iterative Preference Optimization. ReARTeR addresses three core challenges: (1) misalignment between PRM and PEM, tackled through off-policy preference learning; (2) bias in PRM training data, mitigated by balanced annotation methods and stronger annotations for challenging examples; and (3) early-step bias in PRM, resolved through a temporal-difference-based look-ahead search strategy. Experimental results on multi-step reasoning benchmarks demonstrate significant improvements, underscoring ReARTeR's potential to advance the reasoning capabilities of RAG systems.

ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding

TL;DR

Retrieval-Augmented Generation (RAG) systems enable knowledge-intensive tasks but struggle with multi-step reasoning due to misalignment between reward signals and explanations, data biases in reward-model training, and early-step bias. ReARTeR introduces Trustworthy Process Rewarding for accurate test-time scoring and a Process Explanation Model to generate natural-language explanations, enabling step refinement. In post-training, Monte Carlo Tree Search guided by the Trustworthy PRM collects high-quality step-level preferences, optimized via Iterative Preference Optimization to address misalignment, bias, and bias-prone early steps. Experiments on multi-step reasoning benchmarks show substantial improvements, highlighting ReARTeR’s potential to advance reasoning capabilities in retrieval-augmented systems and to deliver more trustworthy, explainable AI reasoning workflows.

Abstract

Retrieval-Augmented Generation (RAG) systems for Large Language Models (LLMs) hold promise in knowledge-intensive tasks but face limitations in complex multi-step reasoning. While recent methods have integrated RAG with chain-of-thought reasoning or test-time search using Process Reward Models (PRMs), these approaches encounter challenges such as a lack of explanations, bias in PRM training data, early-step bias in PRM scores, and insufficient post-training optimization of reasoning potential. To address these issues, we propose Retrieval-Augmented Reasoning through Trustworthy Process Rewarding (ReARTeR), a framework that enhances RAG systems' reasoning capabilities through post-training and test-time scaling. At test time, ReARTeR introduces Trustworthy Process Rewarding via a Process Reward Model for accurate scalar scoring and a Process Explanation Model (PEM) for generating natural language explanations, enabling step refinement. During post-training, it utilizes Monte Carlo Tree Search guided by Trustworthy Process Rewarding to collect high-quality step-level preference data, optimized through Iterative Preference Optimization. ReARTeR addresses three core challenges: (1) misalignment between PRM and PEM, tackled through off-policy preference learning; (2) bias in PRM training data, mitigated by balanced annotation methods and stronger annotations for challenging examples; and (3) early-step bias in PRM, resolved through a temporal-difference-based look-ahead search strategy. Experimental results on multi-step reasoning benchmarks demonstrate significant improvements, underscoring ReARTeR's potential to advance the reasoning capabilities of RAG systems.
Paper Structure (30 sections, 3 equations, 1 figure, 2 tables)

This paper contains 30 sections, 3 equations, 1 figure, 2 tables.

Figures (1)

  • Figure 1: 1907 Franklin Model D roadster. Photograph by Harris & Ewing, Inc. [Public domain], via Wikimedia Commons. (https://goo.gl/VLCRBB).