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A general form of Newton-Maclaurin type inequalities

Changyu Ren

TL;DR

This work addresses extending classical Newton-Maclaurin inequalities to linear combinations of elementary symmetric means under a real-root condition on the coefficient polynomial, specifically for $S_{k;s}(x)=E_k(x)+\sum_{i=1}^s \alpha_i E_{k-i}(x)$ with $t^s+\alpha_1 t^{s-1}+\cdots+\alpha_s$ having all real roots. It proves $S_{k;s}^2(x)\ge S_{k-1;s}(x)S_{k+1;s}(x)$ for $k=s+1,\dots,n-1$ and provides equality characterizations, along with Maclaurin-type corollaries; a parallel inequality with a positive constant $\theta$ is established for $Q_{k;s}(x)=\sigma_k(x)+\sum_{i=1}^s \alpha_i \sigma_{k-i}(x)$ under Condition C. The proofs combine a real-root distribution framework for auxiliary polynomials with induction on $s$, starting from the known case $s=2$, and extend to corollaries under nonnegativity assumptions. The results have implications for fully nonlinear PDEs and geometric analysis, including operators arising in special Lagrangian-type equations.

Abstract

In this paper, we extend the classical Newton-Maclaurin inequalities to functions $S_{k;s}(x)=E_k(x)+\dsum_{i=1}^s \al_i E_{k-i}(x)$, which are formed by linear combinations of multiple basic symmetric mean. We proved that when the coefficients $\al_1,\al_2,\cdots,\al_s$ satisfy the condition that the polynomial $$t^s+\al_1 t^{s-1}+\al_2 t^{s-2}+\cdots+\al_s $$ has only real roots, the Newton-Maclaurin type inequalities hold for $S_{k;s}(x)$.

A general form of Newton-Maclaurin type inequalities

TL;DR

This work addresses extending classical Newton-Maclaurin inequalities to linear combinations of elementary symmetric means under a real-root condition on the coefficient polynomial, specifically for with having all real roots. It proves for and provides equality characterizations, along with Maclaurin-type corollaries; a parallel inequality with a positive constant is established for under Condition C. The proofs combine a real-root distribution framework for auxiliary polynomials with induction on , starting from the known case , and extend to corollaries under nonnegativity assumptions. The results have implications for fully nonlinear PDEs and geometric analysis, including operators arising in special Lagrangian-type equations.

Abstract

In this paper, we extend the classical Newton-Maclaurin inequalities to functions , which are formed by linear combinations of multiple basic symmetric mean. We proved that when the coefficients satisfy the condition that the polynomial has only real roots, the Newton-Maclaurin type inequalities hold for .
Paper Structure (5 sections, 12 theorems, 67 equations)

This paper contains 5 sections, 12 theorems, 67 equations.

Key Result

Theorem 1

For any $x\in \mathbb{R}^n$, $\alpha\in \mathbb{R}^s$ and $1\leqslant s<n-1$, if $\alpha$ satisfies condition C, then The inequalities are strict unless $n$ of the elements among $x_1,x_2,\cdots,x_n,-\beta_1,-\beta_2$, $\cdots$, $-\beta_s$ are equal or both sides of the inequalities are zero values.

Theorems & Definitions (17)

  • Theorem 1
  • Remark 2
  • Remark 3
  • Corollary 4
  • Corollary 5
  • Theorem 6
  • Theorem 7
  • Remark 8
  • Corollary 9
  • Lemma 10
  • ...and 7 more