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Mean-Field Dynamics of the Bose-Hubbard Model in High Dimension

Shahnaz Farhat, Denis Périce, Sören Petrat

TL;DR

This work rigorously justifies a mean-field dynamical description for the Bose–Hubbard model on a high-dimensional lattice by proving trace-norm convergence of the one-site reduced density to a nonlinear mean-field evolution as the dimension $d$ grows. The authors introduce two complementary approaches—the moment method and an excitation-energy method—to bound the deviation between the many-body Schrödinger dynamics and the mean-field dynamics, obtaining convergence rates and time-growth bounds under different assumptions on the parameters $J,$, and $U$. The analysis hinges on precise control of reduced densities, energy and moment bounds, and Gronwall-type estimates, making crucial use of a truncated, well-posed mean-field problem and detailed decompositions of the hopping and interaction contributions. The results provide rigorous underpinning for dynamical mean-field theory in bosonic lattice systems and illuminate how mean-field behavior emerges in the high-dimensional limit, with implications for understanding real-space phase dynamics such as the Mott–superfluid transition. The methods and bounds developed offer a template for analyzing beyond-mean-field corrections and for extending DMFT-type approximations to more complex lattice models.

Abstract

The Bose-Hubbard model effectively describes bosons on a lattice with on-site interactions and nearest-neighbour hopping, serving as a foundational framework for understanding strong particle interactions and the superfluid to Mott insulator transition. This paper aims to rigorously establish the validity of a mean-field approximation for the dynamics of quantum systems in high dimension, using the Bose-Hubbard model on a square lattice as a case study. We prove a trace norm estimate between the one-lattice-site reduced density of the Schrödinger dynamics and the mean-field dynamics in the limit of large dimension. Here, the mean-field approximation is in the hopping amplitude and not in the interaction, leading to a very rich and non-trivial mean-field equation. This mean-field equation does not only describe the condensate, as is the case when the mean-field description comes from a large particle number limit averaging out the interaction, but it allows for a phase transition to a Mott insulator since it contains the full non-trivial interaction. Our work is a rigorous justification of a simple case of the highly successful dynamical mean-field theory (DMFT) for bosons, which somewhat surprisingly yields many qualitatively correct results in three dimensions.

Mean-Field Dynamics of the Bose-Hubbard Model in High Dimension

TL;DR

This work rigorously justifies a mean-field dynamical description for the Bose–Hubbard model on a high-dimensional lattice by proving trace-norm convergence of the one-site reduced density to a nonlinear mean-field evolution as the dimension grows. The authors introduce two complementary approaches—the moment method and an excitation-energy method—to bound the deviation between the many-body Schrödinger dynamics and the mean-field dynamics, obtaining convergence rates and time-growth bounds under different assumptions on the parameters , and . The analysis hinges on precise control of reduced densities, energy and moment bounds, and Gronwall-type estimates, making crucial use of a truncated, well-posed mean-field problem and detailed decompositions of the hopping and interaction contributions. The results provide rigorous underpinning for dynamical mean-field theory in bosonic lattice systems and illuminate how mean-field behavior emerges in the high-dimensional limit, with implications for understanding real-space phase dynamics such as the Mott–superfluid transition. The methods and bounds developed offer a template for analyzing beyond-mean-field corrections and for extending DMFT-type approximations to more complex lattice models.

Abstract

The Bose-Hubbard model effectively describes bosons on a lattice with on-site interactions and nearest-neighbour hopping, serving as a foundational framework for understanding strong particle interactions and the superfluid to Mott insulator transition. This paper aims to rigorously establish the validity of a mean-field approximation for the dynamics of quantum systems in high dimension, using the Bose-Hubbard model on a square lattice as a case study. We prove a trace norm estimate between the one-lattice-site reduced density of the Schrödinger dynamics and the mean-field dynamics in the limit of large dimension. Here, the mean-field approximation is in the hopping amplitude and not in the interaction, leading to a very rich and non-trivial mean-field equation. This mean-field equation does not only describe the condensate, as is the case when the mean-field description comes from a large particle number limit averaging out the interaction, but it allows for a phase transition to a Mott insulator since it contains the full non-trivial interaction. Our work is a rigorous justification of a simple case of the highly successful dynamical mean-field theory (DMFT) for bosons, which somewhat surprisingly yields many qualitatively correct results in three dimensions.
Paper Structure (20 sections, 18 theorems, 217 equations)

This paper contains 20 sections, 18 theorems, 217 equations.

Key Result

Theorem 1

Let $\gamma_d$ be the solution to eq:gammad dynamics with initial data $\gamma_d(0) \in \mathcal{L}^1\left(\mathcal{F}\right)$ such that $\mathrm{Tr}\left(\gamma_d(0)\right)=1$, and let $\varphi$ be the solution to eq:MFS with initial data $\varphi(0) \in \ell^2(\mathbb{C})$ such that $\left\lVert\v Then for all $t \in \mathbb{R}_+$ we have with the following constants independent of $d$ and $t$:

Theorems & Definitions (39)

  • Theorem 1
  • Theorem 2
  • Remark 3
  • Remark 4
  • Lemma 5
  • proof
  • Lemma 6
  • proof
  • Remark 7
  • Lemma 8
  • ...and 29 more