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Well- and ill-posedness of the Cauchy problem for semi-linear Schrödinger equations on the torus

Toshiki Kondo, Mamoru Okamoto

TL;DR

This work characterizes when the Cauchy problem for torus-based semi-linear Schrödinger equations with polynomial nonlinearities is well-posed in Sobolev spaces $H^s(\mathbb{T})$ with $s>\tfrac{5}{2}$. It identifies a sharp Mizohata-type condition, $\int_{\mathbb{T}} \Im F_\beta(\psi,\partial_x \psi,\overline{\psi},\overline{\partial_x \psi})\,dx = 0$ for all $\psi$, as necessary and sufficient for well-posedness; otherwise, the problem exhibits ill-posedness via nonexistence results. The well-posedness half combines energy estimates with a gauge transformation to cancel derivative losses and a Bona–Smith approximation to secure continuous dependence, while the ill-posedness half uses integration by parts, dispersive effects, and a priori estimates to prove nonexistence of solutions for certain initial data. Together, these results provide a precise, torus-specific analogue of Mizuhata-type criteria for nonlinear dispersive equations and clarify how derivative nonlinearities interact with periodic geometry. The methods yield a robust framework for handling derivative nonlinearities on compact manifolds and highlight the pivotal role of the $s>\tfrac{5}{2}$ regularity threshold and the gauge-transformation mechanism.

Abstract

We consider the Cauchy problem for semi-linear Schrödinger equations on the torus $\mathbb T$. We establish a necessary and sufficient condition on the polynomial nonlinearity for the Cauchy problem to be well-posed in the Sobolev space $H^s(\mathbb T)$ for $s>\frac 52$. For the well-posedness, we use the energy estimates and the gauge transformation. For the ill-posedness, we prove the non-existence of solutions to the Cauchy problem.

Well- and ill-posedness of the Cauchy problem for semi-linear Schrödinger equations on the torus

TL;DR

This work characterizes when the Cauchy problem for torus-based semi-linear Schrödinger equations with polynomial nonlinearities is well-posed in Sobolev spaces with . It identifies a sharp Mizohata-type condition, for all , as necessary and sufficient for well-posedness; otherwise, the problem exhibits ill-posedness via nonexistence results. The well-posedness half combines energy estimates with a gauge transformation to cancel derivative losses and a Bona–Smith approximation to secure continuous dependence, while the ill-posedness half uses integration by parts, dispersive effects, and a priori estimates to prove nonexistence of solutions for certain initial data. Together, these results provide a precise, torus-specific analogue of Mizuhata-type criteria for nonlinear dispersive equations and clarify how derivative nonlinearities interact with periodic geometry. The methods yield a robust framework for handling derivative nonlinearities on compact manifolds and highlight the pivotal role of the regularity threshold and the gauge-transformation mechanism.

Abstract

We consider the Cauchy problem for semi-linear Schrödinger equations on the torus . We establish a necessary and sufficient condition on the polynomial nonlinearity for the Cauchy problem to be well-posed in the Sobolev space for . For the well-posedness, we use the energy estimates and the gauge transformation. For the ill-posedness, we prove the non-existence of solutions to the Cauchy problem.
Paper Structure (8 sections, 18 theorems, 209 equations)

This paper contains 8 sections, 18 theorems, 209 equations.

Key Result

Theorem 1.3

Let $s > \frac{5}{2}$. Then, the Cauchy problem NLS is well-posed in $H^s(\mathbb{T})$ if and only if for any $\psi \in H^s(\mathbb{T})$.

Theorems & Definitions (37)

  • Definition 1.1
  • Remark 1.2
  • Theorem 1.3
  • Theorem 1.4
  • Remark 1.5
  • Remark 1.6
  • Remark 1.7
  • Remark 1.8
  • Proposition 2.1
  • Proposition 2.2
  • ...and 27 more