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An asymptotic formula for the number of integral matrices with a fixed characteristic polynomial via orbital integrals

Seongsu Jeon, Yuchan Lee

TL;DR

The paper derives an asymptotic formula for the count $N(X,T)$ of integral matrices with a fixed irreducible characteristic polynomial $\chi$ over a totally real number field, expressing the main term in terms of orbital integrals on $\mathfrak{gl}_n$ and a finite product over local places. The authors integrate a local Brauer-evaluation framework with the Langlands–Shelstad endoscopic philosophy, showing how Brauer data encodes endoscopic information for $\SL_n$ and using the fundamental lemma to compute unramified local contributions. Under prime degree and total-reality hypotheses, the result generalizes Eskin–Mozes–Shah to broader settings and recovers the EMS formula when $k=\mathbb{Q}$ (and $\chi(0)=1$ in the SL setting). The work highlights deep connections between Brauer evaluations, endoscopy, and orbital integrals, providing a concrete counting mechanism for integral matrices with prescribed spectral data and offering explicit constants and orbital-integral expressions for the asymptotics.

Abstract

For an irreducible polynomial $χ(x)\in \mathcal{O}_k[x]$ of degree $n$, where $k$ is a number field and $\mathcal{O}_k$ its ring of integers, let $N(X, T)$ denote the number of $n \times n$ integral matrices whose characteristic polynomial is $χ(x)$, bounded by a positive real number $T$ with respect to a certain norm. In this paper, we provide an asymptotic formula for $N(X,T)$ as $T\to \infty$ in terms of the orbital integrals of $\mathfrak{gl}_n$. This result extends the work of A. Eskin, S. Mozes, and N. Shah \cite{EMS} (1996) to a broader setting, thereby further developing the generalization initiated by the second author in arXiv:2509.22314. Our approach is based on the interpretation of local Brauer evaluations for $X$ via local class field theory, and on the Langlands-Shelstad fundamental lemma for $\mathfrak{sl}_n$. In particular, we observe that local Brauer evaluations for $X$ determine local endoscopic data for $\mathrm{SL}_n$, suggesting a deeper conceptual connection between these two notions.

An asymptotic formula for the number of integral matrices with a fixed characteristic polynomial via orbital integrals

TL;DR

The paper derives an asymptotic formula for the count of integral matrices with a fixed irreducible characteristic polynomial over a totally real number field, expressing the main term in terms of orbital integrals on and a finite product over local places. The authors integrate a local Brauer-evaluation framework with the Langlands–Shelstad endoscopic philosophy, showing how Brauer data encodes endoscopic information for and using the fundamental lemma to compute unramified local contributions. Under prime degree and total-reality hypotheses, the result generalizes Eskin–Mozes–Shah to broader settings and recovers the EMS formula when (and in the SL setting). The work highlights deep connections between Brauer evaluations, endoscopy, and orbital integrals, providing a concrete counting mechanism for integral matrices with prescribed spectral data and offering explicit constants and orbital-integral expressions for the asymptotics.

Abstract

For an irreducible polynomial of degree , where is a number field and its ring of integers, let denote the number of integral matrices whose characteristic polynomial is , bounded by a positive real number with respect to a certain norm. In this paper, we provide an asymptotic formula for as in terms of the orbital integrals of . This result extends the work of A. Eskin, S. Mozes, and N. Shah \cite{EMS} (1996) to a broader setting, thereby further developing the generalization initiated by the second author in arXiv:2509.22314. Our approach is based on the interpretation of local Brauer evaluations for via local class field theory, and on the Langlands-Shelstad fundamental lemma for . In particular, we observe that local Brauer evaluations for determine local endoscopic data for , suggesting a deeper conceptual connection between these two notions.
Paper Structure (23 sections, 27 theorems, 84 equations)

This paper contains 23 sections, 27 theorems, 84 equations.

Key Result

Proposition 1.1

WX The following asymptotic equivalence holds where

Theorems & Definitions (61)

  • Proposition 1.1
  • Remark 1.2
  • Proposition 1.3
  • Proposition 1.4
  • Proposition 1.5
  • Lemma 1.6: Lemmas \ref{['lem:charstofevalxi']}–\ref{['lem:endo']}
  • Theorem 1.7: Theorem \ref{['thm:main_thm']}
  • Remark 1.8
  • Proposition 2.1
  • proof
  • ...and 51 more