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Channel-Aware Optimal Transport: A Theoretical Framework for Generative Communication

Xiqiang Qu, Ruibin Li, Jun Chen, Lei Yu, Xinbing Wang

TL;DR

This work introduces channel-aware optimal transport, where a source block is sent through a memoryless channel to realize a target block with a prescribed marginal while minimizing distortion. It proves that with unlimited common randomness, source–channel separation is asymptotically optimal; without randomness, separation is typically suboptimal, motivating a hybrid coding scheme that blends analog and digital components to exploit the channel’s generative capacity. The paper analyzes binary and Gaussian cases, deriving explicit distortion formulas for separation, uncoded, and hybrid schemes, and showing the hybrid approach can outperform both extremes in various regimes. The results highlight a fundamental distinction from classical source–channel coding and point to future directions in one-shot analysis and bandwidth-adaptive designs for generative joint source–channel coding.

Abstract

Optimal transport has numerous applications, particularly in machine learning tasks involving generative models. In practice, the transportation process often encounters an information bottleneck, typically arising from the conversion of a communication channel into a rate-limited bit pipeline using error correction codes. While this conversion enables a channel-oblivious approach to optimal transport, it fails to fully exploit the available degrees of freedom. Motivated by the emerging paradigm of generative communication, this paper examines the problem of channel-aware optimal transport, where a block of i.i.d. random variables is transmitted through a memoryless channel to generate another block of i.i.d. random variables with a prescribed marginal distribution such that the end-to-end distortion is minimized. With unlimited common randomness available to the encoder and decoder, the source-channel separation architecture is shown to be asymptotically optimal as the blocklength approaches infinity. On the other hand, in the absence of common randomness, the source-channel separation architecture is generally suboptimal. For this scenario, a hybrid coding scheme is proposed, which partially retains the generative capabilities of the given channel while enabling reliable transmission of digital information. It is demonstrated that the proposed hybrid coding scheme can outperform both separation-based and uncoded schemes.

Channel-Aware Optimal Transport: A Theoretical Framework for Generative Communication

TL;DR

This work introduces channel-aware optimal transport, where a source block is sent through a memoryless channel to realize a target block with a prescribed marginal while minimizing distortion. It proves that with unlimited common randomness, source–channel separation is asymptotically optimal; without randomness, separation is typically suboptimal, motivating a hybrid coding scheme that blends analog and digital components to exploit the channel’s generative capacity. The paper analyzes binary and Gaussian cases, deriving explicit distortion formulas for separation, uncoded, and hybrid schemes, and showing the hybrid approach can outperform both extremes in various regimes. The results highlight a fundamental distinction from classical source–channel coding and point to future directions in one-shot analysis and bandwidth-adaptive designs for generative joint source–channel coding.

Abstract

Optimal transport has numerous applications, particularly in machine learning tasks involving generative models. In practice, the transportation process often encounters an information bottleneck, typically arising from the conversion of a communication channel into a rate-limited bit pipeline using error correction codes. While this conversion enables a channel-oblivious approach to optimal transport, it fails to fully exploit the available degrees of freedom. Motivated by the emerging paradigm of generative communication, this paper examines the problem of channel-aware optimal transport, where a block of i.i.d. random variables is transmitted through a memoryless channel to generate another block of i.i.d. random variables with a prescribed marginal distribution such that the end-to-end distortion is minimized. With unlimited common randomness available to the encoder and decoder, the source-channel separation architecture is shown to be asymptotically optimal as the blocklength approaches infinity. On the other hand, in the absence of common randomness, the source-channel separation architecture is generally suboptimal. For this scenario, a hybrid coding scheme is proposed, which partially retains the generative capabilities of the given channel while enabling reliable transmission of digital information. It is demonstrated that the proposed hybrid coding scheme can outperform both separation-based and uncoded schemes.

Paper Structure

This paper contains 9 sections, 3 theorems, 60 equations, 6 figures.

Key Result

Theorem 1

We have Henceforth, they will be simply written as $\underline{D}(\Gamma)$.

Figures (6)

  • Figure 1: Plots of $\underline{D}$, $\overline{D}_S$, $\overline{D}_U$, $\overline{D}_H$, and $\overline{D}'_H$ against $\theta$ for the binary case with $\rho=\frac{1}{4}$.
  • Figure 2: Plots of $\delta_1(\theta)$ and $\delta'_1(\theta)$ for the binary case with $\rho=\frac{1}{4}$.
  • Figure 3: Plots of $\underline{D}$, $\overline{D}_S$, $\overline{D}_U$, $\overline{D}_H$, and $\overline{D}'_H$ against $\theta$ for the binary case with $\rho=\frac{7}{20}$.
  • Figure 4: Plots of $\delta_1(\theta)$ and $\delta'_1(\theta)$ for the binary case with $\rho=\frac{7}{20}$.
  • Figure 5: Plots of $\underline{D}(\Gamma)$, $\overline{D}_S(\Gamma)$, $\overline{D}_U(\Gamma)$, and $\overline{D}_H(\Gamma)$ for the Gaussian case with $\Sigma=\mathrm{diag}(\frac{3}{2},\frac{1}{2})$.
  • ...and 1 more figures

Theorems & Definitions (10)

  • Definition 1: Channel-Aware Optimal Transport With Common Randomness
  • Definition 2: Channel-Aware Optimal Transport Without Common Randomness
  • Definition 3: Rate-Limited Optimal Transport With Common Randomness
  • Definition 4: Rate-Limited Optimal Transport Without Common Randomness
  • Theorem 1
  • Remark 1
  • Theorem 2
  • Remark 2
  • Remark 3
  • Theorem 3