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Phase transition and critical behavior in hierarchical integer-valued Gaussian and Coulomb gas models

Marek Biskup, Haiyu Huang

TL;DR

This work analyzes Z-modulated hierarchical interfaces on $\mathbb Z^2$ and establishes a sharp, universal picture of phase transitions driven by the hierarchical Laplacian. By recasting the Gibbs measure as a tree-indexed Markov chain and tracking the full Fourier-coefficient flow $\{a_k(q)\}$ through a robust RG framework, the authors derive precise subcritical, critical, and near-critical asymptotics for the covariance and fractional-charge correlations, including logarithmic corrections at criticality. A key novelty is the use of the exponential of the renormalized potentials to achieve uniform control and universality across a broad class of initial measures $\nu$ (including the DG and sine-Gordon cases) under mild assumptions. In the supercritical regime, the paper identifies a nontrivial RG fixed point, proves existence/uniqueness of the fixed point, and demonstrates contraction toward it in a contractive region, yielding a detailed near-critical description of the RG flow and its implications for observables. Overall, the results provide a comprehensive RG-driven account of BKT-type behavior in hierarchical 2D Coulomb-gas/CFT-type models with logarithmic correlations and explicit critical-exponent structures.

Abstract

Given a square box $Λ_n\subseteq\mathbb Z^2$ of side length $L^n$ with $L,n>1$, we study hierarchical random fields $\{φ_x\colon x\inΛ_n\}$ with law proportional to ${\rm e}^{\frac12β(φ,Δ_nφ)}\prod_{x\inΛ_n}ν({\rm d}φ_x)$, where $β>0$ is the inverse temperature, $Δ_n$ is a hierarchical Laplacian on $Λ_n$, and $ν$ is a non-degenerate $1$-periodic measure on $\mathbb R$. Our setting includes the integer-valued Gaussian field (a.k.a. DG model or Villain Coulomb gas) and the sine-Gordon model. Relying on renormalization group analysis we derive sharp asymptotic formulas, in the limit as $n\to\infty$, for the covariance $\langleφ_xφ_y\rangle$ and the fractional charge $\langle {\rm e}^{2π{\rm i}α(φ_x-φ_y)}\rangle$ in the subcritical $β<β_{\rm c}:=π^2/\log L$, critical $β=β_{\rm c}$ and slightly supercritical $β>β_{\rm c}$ regimes. The field exhibits logarithmic correlations throughout albeit with a distinct $β$-dependence of both the covariance scale and the fractional-charge exponents in the sub/supercritical regimes. Explicit logarithmic corrections appear at the critical point.

Phase transition and critical behavior in hierarchical integer-valued Gaussian and Coulomb gas models

TL;DR

This work analyzes Z-modulated hierarchical interfaces on and establishes a sharp, universal picture of phase transitions driven by the hierarchical Laplacian. By recasting the Gibbs measure as a tree-indexed Markov chain and tracking the full Fourier-coefficient flow through a robust RG framework, the authors derive precise subcritical, critical, and near-critical asymptotics for the covariance and fractional-charge correlations, including logarithmic corrections at criticality. A key novelty is the use of the exponential of the renormalized potentials to achieve uniform control and universality across a broad class of initial measures (including the DG and sine-Gordon cases) under mild assumptions. In the supercritical regime, the paper identifies a nontrivial RG fixed point, proves existence/uniqueness of the fixed point, and demonstrates contraction toward it in a contractive region, yielding a detailed near-critical description of the RG flow and its implications for observables. Overall, the results provide a comprehensive RG-driven account of BKT-type behavior in hierarchical 2D Coulomb-gas/CFT-type models with logarithmic correlations and explicit critical-exponent structures.

Abstract

Given a square box of side length with , we study hierarchical random fields with law proportional to , where is the inverse temperature, is a hierarchical Laplacian on , and is a non-degenerate -periodic measure on . Our setting includes the integer-valued Gaussian field (a.k.a. DG model or Villain Coulomb gas) and the sine-Gordon model. Relying on renormalization group analysis we derive sharp asymptotic formulas, in the limit as , for the covariance and the fractional charge in the subcritical , critical and slightly supercritical regimes. The field exhibits logarithmic correlations throughout albeit with a distinct -dependence of both the covariance scale and the fractional-charge exponents in the sub/supercritical regimes. Explicit logarithmic corrections appear at the critical point.

Paper Structure

This paper contains 33 sections, 43 theorems, 399 equations, 4 figures.

Key Result

Theorem 1.3

For each $b\ge2$ there exists a non-increasing continuous function $\sigma^2\colon\mathbb R_+\to\mathbb R_+$ satisfying such that the following holds for all models satisfying Assumptions ass-1--ass-2 with $\{\fraktura d_k\}_{k\ge0}$ decaying exponentially when $\beta>\beta_\text{\rm c}$ and obeying $\sum_{j\ge1}\fraktura d_j\log(j)<\infty$ when $\beta=\beta_\text{\rm c}$: There exists $\epsilon>

Figures (4)

  • Figure :
  • Figure :
  • Figure :
  • Figure :

Theorems & Definitions (53)

  • Theorem 1.3: Covariance structure
  • Theorem 1.4: Fractional charge asymptotic
  • Lemma 3.1
  • Remark 3.2
  • Lemma 3.3
  • Theorem 3.4: Subcritical flow
  • Theorem 3.5: Critical flow
  • Theorem 3.6: Supercritical flow
  • Lemma 3.7
  • Lemma 3.8
  • ...and 43 more