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Eigenvalue bounds for Schrödinger operators with complex potentials on compact manifolds

Jean-Claude Cuenin

TL;DR

This work extends Frank's Euclidean eigenvalue bounds to Schrödinger operators with complex potentials on compact Riemannian manifolds. It develops a Birman–Schwinger framework combined with sharp resolvent estimates, leveraging Sogge’s spectral cluster bounds to obtain a spectral inclusion into a union of disks around Laplacian eigenvalues and a second region controlled by the $L^q$-norm of $V$. The bounds are shown to be sharp on the sphere and Zoll manifolds via explicit saturation constructions and a frequency-analysis Rouche argument, with scaling on tori connecting to the Euclidean theory. The results provide a robust, optimal set of eigenvalue bounds for complex potentials on manifolds, with precise dependence on $q$, the geometry, and the spectral data.

Abstract

We prove eigenvalue bounds for Schrödinger operator $-Δ_g+V$ on compact manifolds with complex potentials $V$. The bounds depend only on an $L^q$-norm of the potential, and they are shown to be optimal, in a certain sense, on the round sphere and more general Zoll manifolds. These bounds are natural analogues of Frank's \cite{MR2820160} results in the Euclidean case.

Eigenvalue bounds for Schrödinger operators with complex potentials on compact manifolds

TL;DR

This work extends Frank's Euclidean eigenvalue bounds to Schrödinger operators with complex potentials on compact Riemannian manifolds. It develops a Birman–Schwinger framework combined with sharp resolvent estimates, leveraging Sogge’s spectral cluster bounds to obtain a spectral inclusion into a union of disks around Laplacian eigenvalues and a second region controlled by the -norm of . The bounds are shown to be sharp on the sphere and Zoll manifolds via explicit saturation constructions and a frequency-analysis Rouche argument, with scaling on tori connecting to the Euclidean theory. The results provide a robust, optimal set of eigenvalue bounds for complex potentials on manifolds, with precise dependence on , the geometry, and the spectral data.

Abstract

We prove eigenvalue bounds for Schrödinger operator on compact manifolds with complex potentials . The bounds depend only on an -norm of the potential, and they are shown to be optimal, in a certain sense, on the round sphere and more general Zoll manifolds. These bounds are natural analogues of Frank's \cite{MR2820160} results in the Euclidean case.

Paper Structure

This paper contains 10 sections, 8 theorems, 136 equations.

Key Result

Theorem 1.1

Let $\Delta_g$ be the Laplace-Beltrami operator on a closed Riemannian manifold $(M,g)$ of dimension $n\geq 2$, and let $q> n/2$. Then there exists a constant $C=C(M,g,q)$ such that for all $V\in L^q(M)$, where $\lambda_k^2$ are the eigenvalues of $-\Delta_g$, $r_k:=\|V\|_{L^q(M)}(1+\lambda_k)^{2\sigma(q)}$, and If $n\geq 3$ and $q=n/2$, then there exist constants $C,c>0$, depending on $M,g,q$,

Theorems & Definitions (21)

  • Theorem 1.1
  • Remark 1.2
  • Theorem 1.3
  • Remark 1.4
  • Proposition 2.1
  • Remark 2.2
  • proof : Proof of \ref{['universal resolvent bound imsqrtz>1']}
  • Lemma 2.3
  • proof
  • proof : Proof of \ref{['universal resolvent bound imsqrtz<1']}
  • ...and 11 more