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Using Formal Models, Safety Shields and Certified Control to Validate AI-Based Train Systems

Jan Gruteser, Jan Roßbach, Fabian Vu, Michael Leuschel

TL;DR

This work links both strategies within a demonstrator that runs simulations on the formal model, controlled by the real AI output and the real certificate checker, and applies these techniques to a signal detection case study and presents the findings.

Abstract

The certification of autonomous systems is an important concern in science and industry. The KI-LOK project explores new methods for certifying and safely integrating AI components into autonomous trains. We pursued a two-layered approach: (1) ensuring the safety of the steering system by formal analysis using the B method, and (2) improving the reliability of the perception system with a runtime certificate checker. This work links both strategies within a demonstrator that runs simulations on the formal model, controlled by the real AI output and the real certificate checker. The demonstrator is integrated into the validation tool ProB. This enables runtime monitoring, runtime verification, and statistical validation of formal safety properties using a formal B model. Consequently, one can detect and analyse potential vulnerabilities and weaknesses of the AI and the certificate checker. We apply these techniques to a signal detection case study and present our findings.

Using Formal Models, Safety Shields and Certified Control to Validate AI-Based Train Systems

TL;DR

This work links both strategies within a demonstrator that runs simulations on the formal model, controlled by the real AI output and the real certificate checker, and applies these techniques to a signal detection case study and presents the findings.

Abstract

The certification of autonomous systems is an important concern in science and industry. The KI-LOK project explores new methods for certifying and safely integrating AI components into autonomous trains. We pursued a two-layered approach: (1) ensuring the safety of the steering system by formal analysis using the B method, and (2) improving the reliability of the perception system with a runtime certificate checker. This work links both strategies within a demonstrator that runs simulations on the formal model, controlled by the real AI output and the real certificate checker. The demonstrator is integrated into the validation tool ProB. This enables runtime monitoring, runtime verification, and statistical validation of formal safety properties using a formal B model. Consequently, one can detect and analyse potential vulnerabilities and weaknesses of the AI and the certificate checker. We apply these techniques to a signal detection case study and present our findings.

Paper Structure

This paper contains 11 sections, 3 figures, 1 table.

Figures (3)

  • Figure 1: Runtime Monitor Example
  • Figure 2: Simulation of the Formal B Model with AI-based Perception System and Certificate Checker in an Environment
  • Figure 3: Real-time Simulation in ProB2-UI together with Domain-Specific Visualisation and corresponding image; Signal is detected correctly.