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Intrinsic exceptional point -- a challenge in quantum theory

Miloslav Znojil

TL;DR

This paper analyzes intrinsic exceptional points (IEPs) that arise in non-Hermitian quantum systems, using the imaginary cubic oscillator $H^{(IC)} = p^2 + i x^3$ as a central example. It draws an analogy to conventional finite-dimensional Kato exceptional points (EPNs) and develops a perturbation-based framework to unfold and regularize the IEP, introducing an unfolded basis ${\cal R}^{(IEP)}$ and recurrences to control asymptotic eigenvector parallelization. The work demonstrates how an IEP can be viewed as a singular limit of a family of standard Hamiltonians, and shows how benign perturbations can restore real spectra and unitary evolution within a suitable domain, while malignant perturbations threaten observability. The findings provide a constructive route to interpreting and regularizing IEP-bearing models, clarify the IC oscillator's role as a benchmark, and have implications for quasi-Hermitian quantum mechanics and PT-symmetric systems beyond the specific example studied.

Abstract

In spite of its unbroken ${\cal PT}-$symmetry, the popular imaginary cubic oscillator Hamiltonian $H^{(IC)}=p^2+{\rm i}x^3$ does not satisfy all of the necessary postulates of quantum mechanics. The failure is due to the ``intrinsic exceptional point'' (IEP) features of $H^{(IC)}$ and, in particular, to the phenomenon of a high-energy asymptotic parallelization of its bound-state-mimicking eigenvectors. In the paper it is argued that the operator $H^{(IC)}$ (and the like) can only be interpreted as a manifestly unphysical, singular IEP limit of a hypothetical one-parametric family of certain standard quantum Hamiltonians. For explanation, an ample use is made of perturbation theory and of multiple analogies between IEPs and conventional Kato's exceptional points.

Intrinsic exceptional point -- a challenge in quantum theory

TL;DR

This paper analyzes intrinsic exceptional points (IEPs) that arise in non-Hermitian quantum systems, using the imaginary cubic oscillator as a central example. It draws an analogy to conventional finite-dimensional Kato exceptional points (EPNs) and develops a perturbation-based framework to unfold and regularize the IEP, introducing an unfolded basis and recurrences to control asymptotic eigenvector parallelization. The work demonstrates how an IEP can be viewed as a singular limit of a family of standard Hamiltonians, and shows how benign perturbations can restore real spectra and unitary evolution within a suitable domain, while malignant perturbations threaten observability. The findings provide a constructive route to interpreting and regularizing IEP-bearing models, clarify the IC oscillator's role as a benchmark, and have implications for quasi-Hermitian quantum mechanics and PT-symmetric systems beyond the specific example studied.

Abstract

In spite of its unbroken symmetry, the popular imaginary cubic oscillator Hamiltonian does not satisfy all of the necessary postulates of quantum mechanics. The failure is due to the ``intrinsic exceptional point'' (IEP) features of and, in particular, to the phenomenon of a high-energy asymptotic parallelization of its bound-state-mimicking eigenvectors. In the paper it is argued that the operator (and the like) can only be interpreted as a manifestly unphysical, singular IEP limit of a hypothetical one-parametric family of certain standard quantum Hamiltonians. For explanation, an ample use is made of perturbation theory and of multiple analogies between IEPs and conventional Kato's exceptional points.

Paper Structure

This paper contains 21 sections, 57 equations.