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An extension of Petek-Šemrl preserver theorems for Jordan embeddings of structural matrix algebras

Ilja Gogić, Mateo Tomašević

TL;DR

This work extends the Petek–Šemrl preserver theorems from full matrix algebras and upper-triangular subalgebras to structural matrix algebras (SMAs) that contain all diagonal matrices. It proves a precise, testable condition (i) on an SMA $_ ho$ that guarantees every injective continuous commutativity- and spectrum-preserving map $_ ho o M_n$ is a Jordan embedding, thereby generalizing Jordan-embedding characterizations to a broad SMA class. The approach relies on analyzing the norm-closure of rank-one diagonalizable matrices in SMAs, employing the $(ullet)^{ lat S}$ and $(ullet)^{ lat S^c}$ constructions, and leveraging existing SMA Jordan-embedding descriptions to extend parabolic and rank-preservation arguments. The results delineate when Jordan-embedding structure persists in SMAs and illustrate the necessity of the hypotheses via counterexamples, highlighting the boundary between classical preservers and more general SMA mappings.

Abstract

Let $M_n$ be the algebra of $n \times n$ complex matrices and $\mathcal{T}_n \subseteq M_n$ the corresponding upper-triangular subalgebra. In their influential work, Petek and Šemrl characterize Jordan automorphisms of $M_n$ and $\mathcal{T}_n$, when $n \geq 3$, as (injective in the case of $\mathcal{T}_n$) continuous commutativity and spectrum preserving maps $φ: M_n \to M_n$ and $φ: \mathcal{T}_n \to \mathcal{T}_n$. Recently, in a joint work with Petek, the authors extended this characterization to the maps $φ: \mathcal{A} \to M_n$, where $\mathcal{A}$ is an arbitrary subalgebra of $M_n$ that contains $\mathcal{T}_n$. In particular, any such map $φ$ is a Jordan embedding and hence of the form $φ(X)=TXT^{-1}$ or $φ(X)=TX^tT^{-1}$, for some invertible matrix $T\in M_n$. In this paper we further extend the aforementioned results in the context of structural matrix algebras (SMAs), i.e. subalgebras $\mathcal{A}$ of $M_n$ that contain all diagonal matrices. More precisely, we provide both a necessary and sufficient condition for an SMA $\mathcal{A}\subseteq M_n$ such that any injective continuous commutativity and spectrum preserving map $φ: \mathcal{A} \to M_n$ is necessarily a Jordan embedding. In contrast to the previous cases, such maps $φ$ no longer need to be multiplicative/antimultiplicative, nor rank-one preservers.

An extension of Petek-Šemrl preserver theorems for Jordan embeddings of structural matrix algebras

TL;DR

This work extends the Petek–Šemrl preserver theorems from full matrix algebras and upper-triangular subalgebras to structural matrix algebras (SMAs) that contain all diagonal matrices. It proves a precise, testable condition (i) on an SMA that guarantees every injective continuous commutativity- and spectrum-preserving map is a Jordan embedding, thereby generalizing Jordan-embedding characterizations to a broad SMA class. The approach relies on analyzing the norm-closure of rank-one diagonalizable matrices in SMAs, employing the and constructions, and leveraging existing SMA Jordan-embedding descriptions to extend parabolic and rank-preservation arguments. The results delineate when Jordan-embedding structure persists in SMAs and illustrate the necessity of the hypotheses via counterexamples, highlighting the boundary between classical preservers and more general SMA mappings.

Abstract

Let be the algebra of complex matrices and the corresponding upper-triangular subalgebra. In their influential work, Petek and Šemrl characterize Jordan automorphisms of and , when , as (injective in the case of ) continuous commutativity and spectrum preserving maps and . Recently, in a joint work with Petek, the authors extended this characterization to the maps , where is an arbitrary subalgebra of that contains . In particular, any such map is a Jordan embedding and hence of the form or , for some invertible matrix . In this paper we further extend the aforementioned results in the context of structural matrix algebras (SMAs), i.e. subalgebras of that contain all diagonal matrices. More precisely, we provide both a necessary and sufficient condition for an SMA such that any injective continuous commutativity and spectrum preserving map is necessarily a Jordan embedding. In contrast to the previous cases, such maps no longer need to be multiplicative/antimultiplicative, nor rank-one preservers.

Paper Structure

This paper contains 4 sections, 12 theorems, 90 equations.

Key Result

Theorem 1.1

Let $\phi : M_n \to M_n, n \ge 3$ be a continuous map which preserves commutativity and spectrum. Then there exists an invertible matrix $T \in M_n$ such that $\phi$ is of the form eq:inner.

Theorems & Definitions (44)

  • Theorem 1.1: Semrl
  • Theorem 2.1: GogicPetekTomasevic
  • Theorem 2.2: GogicTomasevic
  • Theorem 2.3: GogicTomasevic
  • Lemma 2.4
  • proof
  • Lemma 2.5
  • proof
  • Lemma 2.6
  • proof
  • ...and 34 more