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Boundary conditions and violations of bulk-edge correspondence in a hydrodynamic model

Gian Michele Graf, Alessandro Tarantola

TL;DR

This work probes the limits of bulk-edge correspondence (BEC) for the rotating shallow water model with odd viscosity by classifying all local self-adjoint boundary conditions on a half-plane. It builds a scattering-theoretic edge index framework, connecting edge-state mergers to a bulk Chern number $C_+=2$ via a winding of the scattering amplitude $S$, and introduces four boundary-condition families (DD, ND, DN, NN) with particle-hole-symmetric subcases. The main result is that BEC is typical only in the DD family, while violations occur for ND, DN, NN across extensive parameter regions; a unified mechanism ties these violations to spectral events and transitions in boundary data. The paper also delivers explicit recipes to compute the four integers $(P,I,E,B)$ from a given boundary condition and links them to the topology of the edge problem, with Levinson-type theorems clarifying the bulk-edge relationship. This advances the understanding of how boundary details govern topological transport in continuum hydrodynamic systems.

Abstract

Bulk-edge correspondence is a wide-ranging principle that applies to topological matter, as well as a precise result established in a large and growing number of cases. According to the principle, the distinctive topological properties of matter, thought of as extending indefinitely in space, are equivalently reflected in the excitations running along its boundary, when one is present. Indices encode those properties, and their values, when differing, are witness to a violation of that correspondence. We address such violations, as they are encountered in a hydrodynamic context. The model concerns a shallow layer of fluid in a rotating frame and provides a local description of waves propagating either across the oceans or along a coastline; it becomes topological when suitably modified at short distances. The edge index is sensitive to boundary conditions, as exemplified in earlier work, hence exhibiting a violation. Here we present classification of all (local, self-adjoint) boundary conditions and a parameterization of their manifold. They come in four families, distinguished in part by the degree of their underlying differential operators. Essentially, that degree counts the degrees of freedom of the hydrodynamic field that are constrained at the boundary by way of their normal derivatives. Generally, both the correspondence and its violation are typical. Within families though, the maximally possible amount of violation is increasing with its degree. Several indices of interest are charted for all boundary conditions. A single spectral mechanism for the onset of violations is furthermore identified. The role of a symmetry is investigated.

Boundary conditions and violations of bulk-edge correspondence in a hydrodynamic model

TL;DR

This work probes the limits of bulk-edge correspondence (BEC) for the rotating shallow water model with odd viscosity by classifying all local self-adjoint boundary conditions on a half-plane. It builds a scattering-theoretic edge index framework, connecting edge-state mergers to a bulk Chern number via a winding of the scattering amplitude , and introduces four boundary-condition families (DD, ND, DN, NN) with particle-hole-symmetric subcases. The main result is that BEC is typical only in the DD family, while violations occur for ND, DN, NN across extensive parameter regions; a unified mechanism ties these violations to spectral events and transitions in boundary data. The paper also delivers explicit recipes to compute the four integers from a given boundary condition and links them to the topology of the edge problem, with Levinson-type theorems clarifying the bulk-edge relationship. This advances the understanding of how boundary details govern topological transport in continuum hydrodynamic systems.

Abstract

Bulk-edge correspondence is a wide-ranging principle that applies to topological matter, as well as a precise result established in a large and growing number of cases. According to the principle, the distinctive topological properties of matter, thought of as extending indefinitely in space, are equivalently reflected in the excitations running along its boundary, when one is present. Indices encode those properties, and their values, when differing, are witness to a violation of that correspondence. We address such violations, as they are encountered in a hydrodynamic context. The model concerns a shallow layer of fluid in a rotating frame and provides a local description of waves propagating either across the oceans or along a coastline; it becomes topological when suitably modified at short distances. The edge index is sensitive to boundary conditions, as exemplified in earlier work, hence exhibiting a violation. Here we present classification of all (local, self-adjoint) boundary conditions and a parameterization of their manifold. They come in four families, distinguished in part by the degree of their underlying differential operators. Essentially, that degree counts the degrees of freedom of the hydrodynamic field that are constrained at the boundary by way of their normal derivatives. Generally, both the correspondence and its violation are typical. Within families though, the maximally possible amount of violation is increasing with its degree. Several indices of interest are charted for all boundary conditions. A single spectral mechanism for the onset of violations is furthermore identified. The role of a symmetry is investigated.

Paper Structure

This paper contains 23 sections, 33 theorems, 345 equations, 11 figures.

Key Result

Theorem 3.1

Let the manifold of self-adjoint boundary conditions be partitioned into subsets, or regions, $R$ according to the values of $\mathcal{V}$, cf. eq:IntVector. They are regular, in the sense that they satisfy $\partial \mathring{R} = \partial R$. Any transition between regions can be achieved by compo Within the above manifold, we single out the exceptional ones, where self-adjointness fails at a po

Figures (11)

  • Figure 1: Left panel: Bulk spectrum, projected along the $k_y$-direction, and Chern numbers of each band, cf. \ref{['eq:BulkIndices']}. Right panel: Spectrum of $H^\#$ with boundary conditions as in Eq. \ref{['eq:GrafBC']} and $a=4$.
  • Figure 2: Panel 1: Typical edge spectrum of a model with discrete translation symmetry. The green circle represents the natural orientation for the boundary of the bands, inherited from the $(k_x, \omega)$-plane. Panel 2: Same spectrum with addition of a "topologically trivial" edge state. Panel 3: Compactified spectrum of the SWM, with boundary conditions as in \ref{['eq:GrafBC']} with $a=4$. Panel 4: Proper and improper mergers with the top band for the spectrum of Panel 3. Bulk-edge correspondence, as by Eq. \ref{['eq:BEC']}, does not hold: $\operatorname{ch} (P) = 2$, $N = 1$.
  • Figure 3: The four spectral events (a--d) described in Lemma \ref{['thm:transitions']}.
  • Figure 4: Map of integers for family ND. Drawn in blue, red, orange, green are $P,I,E,B$, respectively. To each integer are associated transition lines. Lines of a specific colour pertain to one index only, like the orange $\{ q = m-1 \}$ line where $E$ alone varies. By contrast, if two indices change at once, the corresponding line interpolates between the two colors pertaining each index. The right panel highlights were BEC holds or fails.
  • Figure 5: Map of indices for the PHS submanifold within the family NN. Color coding and transition lines follow the conventions of Fig. \ref{['fig:IndicesII']}. The transitions moreover illustrate Rem. \ref{['rem:NonElementary']}
  • ...and 6 more figures

Theorems & Definitions (88)

  • Remark 2.1
  • Definition 2.2: Boundary condition and von Neumann unitary
  • Remark 2.3
  • Definition 2.4: Families of boundary conditions
  • Remark 2.5
  • Remark 2.6
  • Definition 2.7
  • Definition 2.8: Number of proper and improper mergers, number of escapes
  • Definition 2.9: Boundary winding
  • Definition 2.10
  • ...and 78 more