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As Simple as Fine-tuning: LLM Alignment via Bidirectional Negative Feedback Loss

Xin Mao, Feng-Lin Li, Huimin Xu, Wei Zhang, Wang Chen, Anh Tuan Luu

TL;DR

This work proposes a novel LLM alignment loss that establishes a stable Bidirectional Negative Feedback (BNF) during optimization, and eliminates the need for pairwise contrastive losses and does not require any extra tunable hyper-parameters or pairwise preference data, streamlining the alignment pipeline to be as simple as supervised fine-tuning.

Abstract

Direct Preference Optimization (DPO) has emerged as a more computationally efficient alternative to Reinforcement Learning from Human Feedback (RLHF) with Proximal Policy Optimization (PPO), eliminating the need for reward models and online sampling. Despite these benefits, DPO and its variants remain sensitive to hyper-parameters and prone to instability, particularly on mathematical datasets. We argue that these issues arise from the unidirectional likelihood-derivative negative feedback inherent in the log-likelihood loss function. To address this, we propose a novel LLM alignment loss that establishes a stable Bidirectional Negative Feedback (BNF) during optimization. Our proposed BNF loss eliminates the need for pairwise contrastive losses and does not require any extra tunable hyper-parameters or pairwise preference data, streamlining the alignment pipeline to be as simple as supervised fine-tuning. We conduct extensive experiments across two challenging QA benchmarks and four reasoning benchmarks. The experimental results show that BNF achieves comparable performance to the best methods on QA benchmarks, while its performance decrease on the four reasoning benchmarks is significantly lower compared to the best methods, thus striking a better balance between value alignment and reasoning ability. In addition, we further validate the performance of BNF on non-pairwise datasets, and conduct in-depth analysis of log-likelihood and logit shifts across different preference optimization methods.

As Simple as Fine-tuning: LLM Alignment via Bidirectional Negative Feedback Loss

TL;DR

This work proposes a novel LLM alignment loss that establishes a stable Bidirectional Negative Feedback (BNF) during optimization, and eliminates the need for pairwise contrastive losses and does not require any extra tunable hyper-parameters or pairwise preference data, streamlining the alignment pipeline to be as simple as supervised fine-tuning.

Abstract

Direct Preference Optimization (DPO) has emerged as a more computationally efficient alternative to Reinforcement Learning from Human Feedback (RLHF) with Proximal Policy Optimization (PPO), eliminating the need for reward models and online sampling. Despite these benefits, DPO and its variants remain sensitive to hyper-parameters and prone to instability, particularly on mathematical datasets. We argue that these issues arise from the unidirectional likelihood-derivative negative feedback inherent in the log-likelihood loss function. To address this, we propose a novel LLM alignment loss that establishes a stable Bidirectional Negative Feedback (BNF) during optimization. Our proposed BNF loss eliminates the need for pairwise contrastive losses and does not require any extra tunable hyper-parameters or pairwise preference data, streamlining the alignment pipeline to be as simple as supervised fine-tuning. We conduct extensive experiments across two challenging QA benchmarks and four reasoning benchmarks. The experimental results show that BNF achieves comparable performance to the best methods on QA benchmarks, while its performance decrease on the four reasoning benchmarks is significantly lower compared to the best methods, thus striking a better balance between value alignment and reasoning ability. In addition, we further validate the performance of BNF on non-pairwise datasets, and conduct in-depth analysis of log-likelihood and logit shifts across different preference optimization methods.
Paper Structure (29 sections, 24 equations, 6 figures, 9 tables)

This paper contains 29 sections, 24 equations, 6 figures, 9 tables.

Figures (6)

  • Figure 1: The likelihood-derivative curve of NLL and BNF loss.
  • Figure 2: An example of mathematical preference dataset. Due to the significant overlap between preferred and dispreferred samples, it is difficult to create a substantial log-likelihood gap.
  • Figure 3: Comparisons between BNF, DPO, IPO, and SimPO. (a) Log-likelihood shifts. (b) Absolute logit shifts. (c) Logit shifts vs. log-likelihood shifts. (d) Length-normalized log-likelihood shifts. (e) Length-normalized absolute logit shifts. (f) Gini coefficients for logits.
  • Figure 4: Distribution of token-level log-likelihood shifts.
  • Figure :
  • ...and 1 more figures