Independent Sets in Hypergraphs
Jacques Verstraete, Chase Wilson
TL;DR
The paper extends Shearer's method for triangle-free graphs to (r+1)-uniform locally sparse hypergraphs, establishing a lower bound on the independence number of the form $\alpha(H) \ge c_r (\log d/d)^{1/r} \cdot n$ with explicit constants. By introducing a non-uniform sampling of independent sets weighted by $\exp(-\delta|\partial_r I|)$ and analyzing a per-vertex statistic $X_v$ (assembled into $X$), the authors derive complementary upper and lower bounds on $\mathbb{E}(X)$ that yield the desired bound. The approach yields improved constants for small $r$ (e.g., $c_2 = 1/8$ for large $d$) and provides a short, self-contained proof of the Ajtai–Komlós–Pintz–Spencer–Szemerédi result for a broader class of locally sparse hypergraphs. The work also motivates conjectures on optimal constants and the role of higher-shadow terms $\partial_k I$ in shaping independence number bounds.
Abstract
A theorem of Shearer states that every $n$-vertex triangle-free graph of maximum degree $d \geq 2$ contains an independent set of size at least $(d\log d - d + 1)/(d - 1)^2 \cdot n$. Ajtai, Komlós, Pintz, Spencer and Szemerédi proved that every $(r + 1)$-uniform $n$-vertex ``uncrowded'' hypergraph of maximum degree $d \geq 1$ has an independent set of size at least $c_r(\log d)^{1/r}/d^{1/r} \cdot n$ for some $c_r > 0$ depending only on $r$. Shearer asked whether his method for triangle-free graphs could be extended to uniform hypergraphs. In this paper, we answer this in the affirmative, thereby giving a short proof of the theorem of Ajtai, Komlós, Pintz, Spencer and Szemerédi for a wider class of ``locally sparse'' hypergraphs.
