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A Primer on Near-Field Communications for Next-Generation Multiple Access

Chongjun Ouyang, Zhaolin Wang, Yan Chen, Xidong Mu, Peiying Zhu

TL;DR

The paper addresses NFC-enabled next-generation MA by integrating spherical-wave NFC channel models, information-theoretic limits, and near-field beamforming. It develops SPD and CAP channel models, including a novel Fourier plane-wave (wavenumber) representation that sparsifies the channel, and derives closed-form macroscopic capacity expressions for two-user MAC and BC in the near-field, showing energy-conserving, finite asymptotic limits in contrast to far-field growth. It then presents low-complexity near-field beamforming approaches, including RDMA in the spatial domain and WDMA in the wavenumber domain, with CAP-extension and robustness considerations, demonstrating that near-field RDMA can effectively manage interference even for co-directional users. Collectively, these results establish near-field NFC as a flexible and scalable framework for NGMA, enabling high spectral efficiency and robust interference management with ELAA-like apertures at mmWave/THz frequencies.

Abstract

Multiple-antenna technologies are advancing toward the development of extremely large aperture arrays and the utilization of extremely high frequencies, driving the progress of next-generation multiple access (NGMA). This evolution is accompanied by the emergence of near-field communications (NFC), characterized by spherical-wave propagation, which introduces additional range dimensions to the channel and enhances system throughput. In this context, a tutorial-based primer on NFC is presented, emphasizing its applications in multiuser communications and multiple access (MA). The following areas are investigated: \romannumeral1) the commonly used near-field channel models are reviewed along with their simplifications under various near-field conditions. \romannumeral2) Building upon these models, the information-theoretic capacity limits of NFC-MA are analyzed, including the derivation of sum-rate capacity and capacity region, and their upper limits for both downlink and uplink scenarios. \romannumeral3) A detailed investigation of near-field multiuser beamforming design is presented, offering low-complexity and effective NFC-MA design methodologies in both the spatial and wavenumber (angular) domains. Throughout these investigations, near-field MA is compared with its far-field counterpart to highlight its superiority and flexibility in terms of interference management, thereby laying the groundwork for achieving NGMA.

A Primer on Near-Field Communications for Next-Generation Multiple Access

TL;DR

The paper addresses NFC-enabled next-generation MA by integrating spherical-wave NFC channel models, information-theoretic limits, and near-field beamforming. It develops SPD and CAP channel models, including a novel Fourier plane-wave (wavenumber) representation that sparsifies the channel, and derives closed-form macroscopic capacity expressions for two-user MAC and BC in the near-field, showing energy-conserving, finite asymptotic limits in contrast to far-field growth. It then presents low-complexity near-field beamforming approaches, including RDMA in the spatial domain and WDMA in the wavenumber domain, with CAP-extension and robustness considerations, demonstrating that near-field RDMA can effectively manage interference even for co-directional users. Collectively, these results establish near-field NFC as a flexible and scalable framework for NGMA, enabling high spectral efficiency and robust interference management with ELAA-like apertures at mmWave/THz frequencies.

Abstract

Multiple-antenna technologies are advancing toward the development of extremely large aperture arrays and the utilization of extremely high frequencies, driving the progress of next-generation multiple access (NGMA). This evolution is accompanied by the emergence of near-field communications (NFC), characterized by spherical-wave propagation, which introduces additional range dimensions to the channel and enhances system throughput. In this context, a tutorial-based primer on NFC is presented, emphasizing its applications in multiuser communications and multiple access (MA). The following areas are investigated: \romannumeral1) the commonly used near-field channel models are reviewed along with their simplifications under various near-field conditions. \romannumeral2) Building upon these models, the information-theoretic capacity limits of NFC-MA are analyzed, including the derivation of sum-rate capacity and capacity region, and their upper limits for both downlink and uplink scenarios. \romannumeral3) A detailed investigation of near-field multiuser beamforming design is presented, offering low-complexity and effective NFC-MA design methodologies in both the spatial and wavenumber (angular) domains. Throughout these investigations, near-field MA is compared with its far-field counterpart to highlight its superiority and flexibility in terms of interference management, thereby laying the groundwork for achieving NGMA.
Paper Structure (28 sections, 209 equations, 26 figures)

This paper contains 28 sections, 209 equations, 26 figures.

Figures (26)

  • Figure 1: Illustration of the flattening of EM waves with range.
  • Figure 2: Illustration of EM field regions and changes of antenna amplitude pattern shape from the reactive near field toward the far field, where $D$/$D_{{a}}$ and $\lambda$ denote the physical dimension of the antenna element/array and signal wavelength, respectively.
  • Figure 3: Illustration of the array geometry.
  • Figure 4: Illustration of the impact of the projected aperture. $d=0.0628$ m, $d=\lambda/2$, $A=\frac{\lambda^2}{4\pi}$, $r=10$ m, $M_x=1$, and $M_z=M$.
  • Figure 5: Illustration of a near-field MIMO channel.
  • ...and 21 more figures

Theorems & Definitions (10)

  • Remark 1
  • Remark 2
  • Remark 3
  • Remark 4
  • Remark 5
  • Remark 6
  • Remark 7
  • Remark 8
  • Remark 9
  • Remark 10