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Speech Prefix-Tuning with RNNT Loss for Improving LLM Predictions

Murali Karthick Baskar, Andrew Rosenberg, Bhuvana Ramabhadran, Neeraj Gaur, Zhong Meng

TL;DR

This paper finds that optimizing speech prefixes leads to better ASR performance and proposes applying RNNT loss to perform speech prefix-tuning, which results in a 12\% relative improvement in WER over the baseline with a fine-tuned LLM.

Abstract

In this paper, we focus on addressing the constraints faced when applying LLMs to ASR. Recent works utilize prefixLM-type models, which directly apply speech as a prefix to LLMs for ASR. We have found that optimizing speech prefixes leads to better ASR performance and propose applying RNNT loss to perform speech prefix-tuning. This is a simple approach and does not increase the model complexity or alter the inference pipeline. We also propose language-based soft prompting to further improve with frozen LLMs. Empirical analysis on realtime testset from 10 Indic languages demonstrate that our proposed speech prefix-tuning yields improvements with both frozen and fine-tuned LLMs. Our recognition results on an average of 10 Indics show that the proposed prefix-tuning with RNNT loss results in a 12\% relative improvement in WER over the baseline with a fine-tuned LLM. Our proposed approches with the frozen LLM leads to a 31\% relative improvement over basic soft-prompting prefixLM.

Speech Prefix-Tuning with RNNT Loss for Improving LLM Predictions

TL;DR

This paper finds that optimizing speech prefixes leads to better ASR performance and proposes applying RNNT loss to perform speech prefix-tuning, which results in a 12\% relative improvement in WER over the baseline with a fine-tuned LLM.

Abstract

In this paper, we focus on addressing the constraints faced when applying LLMs to ASR. Recent works utilize prefixLM-type models, which directly apply speech as a prefix to LLMs for ASR. We have found that optimizing speech prefixes leads to better ASR performance and propose applying RNNT loss to perform speech prefix-tuning. This is a simple approach and does not increase the model complexity or alter the inference pipeline. We also propose language-based soft prompting to further improve with frozen LLMs. Empirical analysis on realtime testset from 10 Indic languages demonstrate that our proposed speech prefix-tuning yields improvements with both frozen and fine-tuned LLMs. Our recognition results on an average of 10 Indics show that the proposed prefix-tuning with RNNT loss results in a 12\% relative improvement in WER over the baseline with a fine-tuned LLM. Our proposed approches with the frozen LLM leads to a 31\% relative improvement over basic soft-prompting prefixLM.
Paper Structure (17 sections, 3 equations, 2 figures, 5 tables)

This paper contains 17 sections, 3 equations, 2 figures, 5 tables.

Figures (2)

  • Figure 1: Previous works [a] and [b] denotes the baseline prefixLM and soft prompting with prefixLM respectively. Subfigures [c] and [d] are our proposed approaches representing the prefix-tuning with RNNT loss and langID based soft prompting respectively
  • Figure 2: Training and Evaluation flow for PrefixLM with speech prefix-tuning