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Asymptotic bounds on the numbers of vertices of polytopes of polystochastic matrices

Vladimir N. Potapov, Anna A. Taranenko

TL;DR

The paper studies the vertex count V(n,d) of the high-dimensional Birkhoff polytope Ω_n^d of polystochastic matrices. It derives a general upper bound via polytope-face theory and reviews known asymptotics, showing a wide gap between lower and upper bounds for fixed n, especially at n=3. It then proves a new lower bound for V(3,d) that grows doubly exponentially in d by constructing a large family of polystochastic matrices using epsilon-sparse sets, zero-sum matrices, and trifferent codes, ensuring many distinct vertices arise from their decompositions. This demonstrates the rich combinatorial structure of Ω_n^d and highlights the sharp contrast between small fixed-order cases and high dimension.

Abstract

A multidimensional nonnegative matrix is called polystochastic if the sum of entries in each line is equal to $1$. The set of all polystochastic matrices of order $n$ and dimension $d$ is a convex polytope $Ω_n^d$. In the present paper, we compare known bounds on the number of vertices of the polytope $Ω_n^d$ and prove that the number of vertices of $Ω_3^d$ is doubly exponential on $d$.

Asymptotic bounds on the numbers of vertices of polytopes of polystochastic matrices

TL;DR

The paper studies the vertex count V(n,d) of the high-dimensional Birkhoff polytope Ω_n^d of polystochastic matrices. It derives a general upper bound via polytope-face theory and reviews known asymptotics, showing a wide gap between lower and upper bounds for fixed n, especially at n=3. It then proves a new lower bound for V(3,d) that grows doubly exponentially in d by constructing a large family of polystochastic matrices using epsilon-sparse sets, zero-sum matrices, and trifferent codes, ensuring many distinct vertices arise from their decompositions. This demonstrates the rich combinatorial structure of Ω_n^d and highlights the sharp contrast between small fixed-order cases and high dimension.

Abstract

A multidimensional nonnegative matrix is called polystochastic if the sum of entries in each line is equal to . The set of all polystochastic matrices of order and dimension is a convex polytope . In the present paper, we compare known bounds on the number of vertices of the polytope and prove that the number of vertices of is doubly exponential on .
Paper Structure (3 sections, 13 theorems, 14 equations)

This paper contains 3 sections, 13 theorems, 14 equations.

Key Result

Proposition 1

The number of vertices $V$ of a convex $m$-dimensional polytope with $k$ facets, $k \geq m$, is

Theorems & Definitions (19)

  • Proposition 1: see, e.g., Bron.covexpoly
  • Proposition 2
  • proof
  • Theorem 1
  • Theorem 2: Keevash.existdesII, LinLur.hdimper
  • Theorem 3: LinLur.birvert
  • Proposition 3
  • proof
  • Conjecture 1
  • Theorem 4: PotKrot.numbernary
  • ...and 9 more