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On certain matrix algebras related to quasi-Toeplitz matrices

Dario Bini, Beatrice Meini

TL;DR

The paper introduces an $\alpha$-parametrized family of matrix algebras $\mathcal{P}_\alpha$ generated by powers of the semi-infinite matrix $A_\alpha$, showing elements can be written as $P_\alpha(a)=T(a)+H_\alpha(a)$ and that $\mathcal{P}_\alpha$ forms a Banach algebra. It then advocates representing symmetric QT matrices as $A=P_\alpha(a)+K_A$ rather than $T(a)+E$, enabling more efficient matrix arithmetic and function evaluation via $f(A)=P_\alpha(f(a))+K_f$, with reduced growth of the compact correction. The authors establish structural results, special cases (notably $\alpha\in\{-1,0,1\}$ and finite $m$), and discuss boundedness, analyticity requirements, and computational schemes (FFT-based, SWM) to support robust implementations. Numerical experiments show the new representation yields significant speedups over the CQT-toolbox while maintaining comparable numerical accuracy, highlighting practical impact for quadratic matrix equations and matrix square roots. Overall, the work provides a principled, algebraic reformulation that enhances both the theory and computation of symmetric QT matrices.

Abstract

Let $A_α$ be the semi-infinite tridiagonal matrix having subdiagonal and superdiagonal unit entries, $(A_α)_{11}=α$, where $α\in\mathbb C$, and zero elsewhere. A basis $\{P_0,P_1,P_2,\ldots\}$ of the linear space $\mathcal P_α$ spanned by the powers of $A_α$ is determined, where $P_0=I$, $P_n=T_n+H_n$, $T_n$ is the symmetric Toeplitz matrix having ones in the $n$th super- and sub-diagonal, zeros elsewhere, and $H_n$ is the Hankel matrix with first row $[θα^{n-2}, θα^{n-3}, \ldots, θ, α, 0, \ldots]$, where $θ=α^2-1$. The set $\mathcal P_α$ is an algebra, and for $α\in\{-1,0,1\}$, $H_n$ has only one nonzero anti-diagonal. This fact is exploited to provide a better representation of symmetric quasi-Toeplitz matrices $\mathcal {QT}_S$, where, instead of representing a generic matrix $A\in\mathcal{QT}_S$ as $A=T+K$, where $T$ is Toeplitz and $K$ is compact, it is represented as $A=P+H$, where $P\in\mathcal P_α$ and $H$ is compact. It is shown experimentally that the matrix arithmetic obtained this way is much more effective than that implemented in the CQT-Toolbox of Numer.~Algo. 81(2):741--769, 2019.

On certain matrix algebras related to quasi-Toeplitz matrices

TL;DR

The paper introduces an -parametrized family of matrix algebras generated by powers of the semi-infinite matrix , showing elements can be written as and that forms a Banach algebra. It then advocates representing symmetric QT matrices as rather than , enabling more efficient matrix arithmetic and function evaluation via , with reduced growth of the compact correction. The authors establish structural results, special cases (notably and finite ), and discuss boundedness, analyticity requirements, and computational schemes (FFT-based, SWM) to support robust implementations. Numerical experiments show the new representation yields significant speedups over the CQT-toolbox while maintaining comparable numerical accuracy, highlighting practical impact for quadratic matrix equations and matrix square roots. Overall, the work provides a principled, algebraic reformulation that enhances both the theory and computation of symmetric QT matrices.

Abstract

Let be the semi-infinite tridiagonal matrix having subdiagonal and superdiagonal unit entries, , where , and zero elsewhere. A basis of the linear space spanned by the powers of is determined, where , , is the symmetric Toeplitz matrix having ones in the th super- and sub-diagonal, zeros elsewhere, and is the Hankel matrix with first row , where . The set is an algebra, and for , has only one nonzero anti-diagonal. This fact is exploited to provide a better representation of symmetric quasi-Toeplitz matrices , where, instead of representing a generic matrix as , where is Toeplitz and is compact, it is represented as , where and is compact. It is shown experimentally that the matrix arithmetic obtained this way is much more effective than that implemented in the CQT-Toolbox of Numer.~Algo. 81(2):741--769, 2019.
Paper Structure (10 sections, 7 theorems, 59 equations, 2 tables, 1 algorithm)

This paper contains 10 sections, 7 theorems, 59 equations, 2 tables, 1 algorithm.

Key Result

theorem 1

For any $a(z)\in\mathcal{W}$, the matrices $H(a_+)$ and $H(a_-)$ are compact operators. Moreover, for $b(z)\in\mathcal{W}$ it holds that where $H(a_-)H(b_+)$ is compact.

Theorems & Definitions (13)

  • theorem 1
  • lemma thmcounterlemma
  • proof
  • lemma thmcounterlemma
  • proof
  • theorem 2
  • proof
  • corollary thmcountercorollary
  • proof
  • corollary thmcountercorollary
  • ...and 3 more