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Three Quantization Regimes for ReLU Networks

Weigutian Ou, Philipp Schenkel, Helmut Bölcskei

TL;DR

This work establishes nonasymptotic minimax limits for approximating Lipschitz functions on [0,1] by deep ReLU networks with finite-precision weights. It identifies three quantization regimes—under-, proper-, and over-quantization—demonstrating exponential, polynomial, and constant error regimes respectively, and proves memory-optimality in the proper-quantization regime. The authors develop a constructive upper bound using unquantized approximants, then quantize with a refined bit-extraction technique to achieve memory-optimal performance and a depth-precision tradeoff that converts high-precision networks into deeper low-precision equivalents while preserving accuracy. They also derive complementary lower bounds via memory requirements, VC-dimension, and numerical precision, establishing a tight three-regime characterization and guiding design under fixed memory budgets. Collectively, the results advance the theory of ReLU network approximation under finite precision and offer practical insights for hardware-aware neural network quantization and depth-width tradeoffs.

Abstract

We establish the fundamental limits in the approximation of Lipschitz functions by deep ReLU neural networks with finite-precision weights. Specifically, three regimes, namely under-, over-, and proper quantization, in terms of minimax approximation error behavior as a function of network weight precision, are identified. This is accomplished by deriving nonasymptotic tight lower and upper bounds on the minimax approximation error. Notably, in the proper-quantization regime, neural networks exhibit memory-optimality in the approximation of Lipschitz functions. Deep networks have an inherent advantage over shallow networks in achieving memory-optimality. We also develop the notion of depth-precision tradeoff, showing that networks with high-precision weights can be converted into functionally equivalent deeper networks with low-precision weights, while preserving memory-optimality. This idea is reminiscent of sigma-delta analog-to-digital conversion, where oversampling rate is traded for resolution in the quantization of signal samples. We improve upon the best-known ReLU network approximation results for Lipschitz functions and describe a refinement of the bit extraction technique which could be of independent general interest.

Three Quantization Regimes for ReLU Networks

TL;DR

This work establishes nonasymptotic minimax limits for approximating Lipschitz functions on [0,1] by deep ReLU networks with finite-precision weights. It identifies three quantization regimes—under-, proper-, and over-quantization—demonstrating exponential, polynomial, and constant error regimes respectively, and proves memory-optimality in the proper-quantization regime. The authors develop a constructive upper bound using unquantized approximants, then quantize with a refined bit-extraction technique to achieve memory-optimal performance and a depth-precision tradeoff that converts high-precision networks into deeper low-precision equivalents while preserving accuracy. They also derive complementary lower bounds via memory requirements, VC-dimension, and numerical precision, establishing a tight three-regime characterization and guiding design under fixed memory budgets. Collectively, the results advance the theory of ReLU network approximation under finite precision and offer practical insights for hardware-aware neural network quantization and depth-width tradeoffs.

Abstract

We establish the fundamental limits in the approximation of Lipschitz functions by deep ReLU neural networks with finite-precision weights. Specifically, three regimes, namely under-, over-, and proper quantization, in terms of minimax approximation error behavior as a function of network weight precision, are identified. This is accomplished by deriving nonasymptotic tight lower and upper bounds on the minimax approximation error. Notably, in the proper-quantization regime, neural networks exhibit memory-optimality in the approximation of Lipschitz functions. Deep networks have an inherent advantage over shallow networks in achieving memory-optimality. We also develop the notion of depth-precision tradeoff, showing that networks with high-precision weights can be converted into functionally equivalent deeper networks with low-precision weights, while preserving memory-optimality. This idea is reminiscent of sigma-delta analog-to-digital conversion, where oversampling rate is traded for resolution in the quantization of signal samples. We improve upon the best-known ReLU network approximation results for Lipschitz functions and describe a refinement of the bit extraction technique which could be of independent general interest.
Paper Structure (32 sections, 42 theorems, 361 equations, 5 figures)

This paper contains 32 sections, 42 theorems, 361 equations, 5 figures.

Key Result

Proposition 2.2

Let $(\mathcal{X}, \delta)$ be a metric space, $\mathcal{Y} \subseteq \mathcal{X}$, and $\varepsilon \in \mathbb{R}_+$. Every finite subset $\mathcal{G} \subseteq \mathcal{X}$ such that $\mathcal{A} ( \mathcal{Y} , \mathcal{G}, \delta ) \leq \varepsilon$, induces an encoder-decoder pair $( E: \math

Figures (5)

  • Figure 1: The basis $\{ \gamma_i\}_{i =0 }^{M - 1}$ for $\Sigma(X, \infty)$.
  • Figure 2: The function $f^j_{k,\ell}$.
  • Figure 3: The function $\rho\circ f^j_{k,\ell}$.
  • Figure 4: The functions $\rho \circ f^j_{k,\ell}, j =1,2,3$.
  • Figure 5: $\gamma_{kt + \ell} = \rho\circ f_{k, \ell}^1 - \rho\circ f_{k, \ell}^2 + \rho\circ f_{k, \ell}^3$

Theorems & Definitions (98)

  • Definition 1.1
  • Definition 1.2: Minimax (approximation) error
  • Definition 2.1
  • Proposition 2.2
  • proof
  • Definition 2.3: Memory redundancy and memory optimality
  • Proposition 2.4
  • proof
  • Definition 2.5: Covering number and packing number
  • Lemma 2.6
  • ...and 88 more