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Lorentzian polynomials and the independence sequences of graphs

Amire Bendjeddou, Leonard Hardiman

TL;DR

This work develops a Lorentzian-polynomial framework for independence polynomials by introducing coloured independence polynomials and a glueing calculus. It defines pre-Lorentzian graphs via homogenisation and a $(xy)^k$-scaling, and proves pre-Lorentzian-ness is preserved under glueing across free vertices. The main result shows that applying the edge-replacement operator $R_{W_4}$ to any graph yields graphs whose independence sequences are log-concave, achieved by representing these graphs as glueings of leafier-star gadgets $\mathcal{L}_n$ and proving each gadget is pre-Lorentzian. This yields progress towards unimodality conjectures for trees/forests and provides a robust method to obtain log-concavity via Lorentzian theory, with potential extensions to broader graph families.

Abstract

We study the multivariate independence polynomials of graphs and the log-concavity of the coefficients of their univariate restrictions. Let $R_{W_4}$ be the operator defined on simple and undirected graphs which replaces each edge with a caterpillar of size $4$. We prove that all graphs in the image of $R_{W_4}$ are what we call pre-Lorentzian, that is, their multivariate independence polynomial becomes Lorentzian after appropriate manipulations. In particular, as pre-Lorentzian graphs have log-concave (and therefore unimodal) independence sequences, our result makes progress on a conjecture of Alavi, Malde, Schwenk and Erdős which asks if the independence sequence of trees or forests is unimodal.

Lorentzian polynomials and the independence sequences of graphs

TL;DR

This work develops a Lorentzian-polynomial framework for independence polynomials by introducing coloured independence polynomials and a glueing calculus. It defines pre-Lorentzian graphs via homogenisation and a -scaling, and proves pre-Lorentzian-ness is preserved under glueing across free vertices. The main result shows that applying the edge-replacement operator to any graph yields graphs whose independence sequences are log-concave, achieved by representing these graphs as glueings of leafier-star gadgets and proving each gadget is pre-Lorentzian. This yields progress towards unimodality conjectures for trees/forests and provides a robust method to obtain log-concavity via Lorentzian theory, with potential extensions to broader graph families.

Abstract

We study the multivariate independence polynomials of graphs and the log-concavity of the coefficients of their univariate restrictions. Let be the operator defined on simple and undirected graphs which replaces each edge with a caterpillar of size . We prove that all graphs in the image of are what we call pre-Lorentzian, that is, their multivariate independence polynomial becomes Lorentzian after appropriate manipulations. In particular, as pre-Lorentzian graphs have log-concave (and therefore unimodal) independence sequences, our result makes progress on a conjecture of Alavi, Malde, Schwenk and Erdős which asks if the independence sequence of trees or forests is unimodal.
Paper Structure (15 sections, 13 theorems, 56 equations, 2 figures)

This paper contains 15 sections, 13 theorems, 56 equations, 2 figures.

Key Result

Theorem 1.4

There exist infinite families of trees whose independence sequences fail to be log-concave.

Figures (2)

  • Figure 1: Glueing an edge replaced tree.
  • Figure 2: Glueing an edge replaced cycle.

Theorems & Definitions (39)

  • Definition 1.1
  • Definition 1.2
  • Definition 1.3
  • Theorem 1.4: KL23
  • Definition 1.5
  • Definition 1.6: Free vertex
  • Definition 2.1
  • Definition 2.2
  • Definition 2.3
  • Remark 2.4
  • ...and 29 more