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Mean dimension explosion of induced homeomorphisms

Gabriel Lacerda, Sergio Romaña

TL;DR

This work analyzes the mean dimension and metric mean dimension of induced hyperspace maps $T_\u210A$ acting on $\mathcal{K}(X)$ and $\mathcal{C}(X)$, uncovering mean dimension explosion where zero-entropy base dynamics yield infinite mean dimension for the induced system. It proves that for locally connected continua with $\Omega(T)\subsetneq X$, $\text{mdim}(\mathcal{K}(X),T_\u210A)=\infty$, with Morse-Smale diffeomorphisms providing natural examples, and establishes a sharp circle dichotomy: $\text{mdim}(\mathcal{K}(S^1),H_\u210A)=0$ iff $H$ is conjugate to a rotation. The paper further develops the metric mean dimension theory, giving sufficient conditions (e.g., $h_{pol}(T)<1$ or isometric base) for zero mdim_M, while constructing counterexamples showing that the converse can fail and that positive entropy does not always force infinite mdim_M. A Morse-Smale continuum-dynamics dichotomy complements these results, and the findings illuminate the intricate relationship between base dynamics and induced hyperspace complexity, with implications for embeddings and quasi-factors in infinite-dimensional settings.

Abstract

Given $X$ a compact metric space and $T: X \to X$ a continuous map, the induced hyperspace map $T_\mathcal{K}$ acts on the hyperspace $\mathcal{K}(X)$ of closed and nonempty subsets of $X$, and on the continuum hyperspace $\mathcal{C}(X) \subset \mathcal{K}(X)$ of connected sets. This work studies the mean dimension explosion phenomenon: when the base system $T$ has zero topological entropy, but the mean dimension of the induced map $T_\mathcal{K}$ is infinite. In particular, this phenomenon occurs for Morse-Smale diffeomorphisms. Furthermore, for a circle homeomorphism $H$, the mean dimension explosion does not occur if and only if $H$ is conjugate to a rotation. For the metric mean dimension, a different result is obtained: we establish sufficient conditions for the induced hyperspace map to have zero or infinite metric mean dimension.

Mean dimension explosion of induced homeomorphisms

TL;DR

This work analyzes the mean dimension and metric mean dimension of induced hyperspace maps acting on and , uncovering mean dimension explosion where zero-entropy base dynamics yield infinite mean dimension for the induced system. It proves that for locally connected continua with , , with Morse-Smale diffeomorphisms providing natural examples, and establishes a sharp circle dichotomy: iff is conjugate to a rotation. The paper further develops the metric mean dimension theory, giving sufficient conditions (e.g., or isometric base) for zero mdim_M, while constructing counterexamples showing that the converse can fail and that positive entropy does not always force infinite mdim_M. A Morse-Smale continuum-dynamics dichotomy complements these results, and the findings illuminate the intricate relationship between base dynamics and induced hyperspace complexity, with implications for embeddings and quasi-factors in infinite-dimensional settings.

Abstract

Given a compact metric space and a continuous map, the induced hyperspace map acts on the hyperspace of closed and nonempty subsets of , and on the continuum hyperspace of connected sets. This work studies the mean dimension explosion phenomenon: when the base system has zero topological entropy, but the mean dimension of the induced map is infinite. In particular, this phenomenon occurs for Morse-Smale diffeomorphisms. Furthermore, for a circle homeomorphism , the mean dimension explosion does not occur if and only if is conjugate to a rotation. For the metric mean dimension, a different result is obtained: we establish sufficient conditions for the induced hyperspace map to have zero or infinite metric mean dimension.
Paper Structure (15 sections, 21 theorems, 53 equations, 1 figure)

This paper contains 15 sections, 21 theorems, 53 equations, 1 figure.

Key Result

Theorem A

Let $X$ be a locally connected continuum and $T: X \to X$ a homeomorphism. If the nonwandering set $\Omega(T)$ is a strict subset of $X$, then $\normalfont{\text{mdim}}(\mathcal{K}(X), T_\mathcal{K}) = \infty$.

Figures (1)

  • Figure 1: The connected set in blue is an example of $\Phi(\xi)$ for $k = 2$.

Theorems & Definitions (42)

  • Theorem A
  • Corollary 1
  • Theorem B
  • Theorem C
  • Corollary 2
  • Theorem D
  • Theorem E
  • Theorem F
  • Proposition 1: lindenstrauss_weiss_2000coornaert_2015
  • Definition 1
  • ...and 32 more