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Energy Efficient Design of Active STAR-RIS-Aided SWIPT Systems

Sajad Faramarzi, Hosein Zarini, Sepideh Javadi, Mohammad Robat Mili, Rui Zhang, George K. Karagiannidis, Naofal Al-Dhahir

Abstract

In this paper, we consider the downlink transmission of a multi-antenna base station (BS) supported by an active simultaneously transmitting and reconfigurable intelligent surface (STAR-RIS) to serve single-antenna users via simultaneous wireless information and power transfer (SWIPT). In this context, we formulate an energy efficiency maximisation problem that jointly optimises the gain, element selection and phase shift matrices of the active STAR-RIS, the transmit beamforming of the BS and the power splitting ratio of the users. With respect to the highly coupled and non-convex form of this problem, an alternating optimisation solution approach is proposed, using tools from convex optimisation and reinforcement learning. Specifically, semi-definite relaxation (SDR), difference of concave functions (DC), and fractional programming techniques are employed to transform the non-convex optimisation problem into a convex form for optimising the BS beamforming vector and the power splitting ratio of the SWIPT. Then, by integrating meta-learning with the modified deep deterministic policy gradient (DDPG) and soft actor-critical (SAC) methods, a combinatorial reinforcement learning network is developed to optimise the element selection, gain and phase shift matrices of the active STAR-RIS. Our simulations show the effectiveness of the proposed resource allocation scheme. Furthermore, our proposed active STAR-RIS-based SWIPT system outperforms its passive counterpart by 57% on average.

Energy Efficient Design of Active STAR-RIS-Aided SWIPT Systems

Abstract

In this paper, we consider the downlink transmission of a multi-antenna base station (BS) supported by an active simultaneously transmitting and reconfigurable intelligent surface (STAR-RIS) to serve single-antenna users via simultaneous wireless information and power transfer (SWIPT). In this context, we formulate an energy efficiency maximisation problem that jointly optimises the gain, element selection and phase shift matrices of the active STAR-RIS, the transmit beamforming of the BS and the power splitting ratio of the users. With respect to the highly coupled and non-convex form of this problem, an alternating optimisation solution approach is proposed, using tools from convex optimisation and reinforcement learning. Specifically, semi-definite relaxation (SDR), difference of concave functions (DC), and fractional programming techniques are employed to transform the non-convex optimisation problem into a convex form for optimising the BS beamforming vector and the power splitting ratio of the SWIPT. Then, by integrating meta-learning with the modified deep deterministic policy gradient (DDPG) and soft actor-critical (SAC) methods, a combinatorial reinforcement learning network is developed to optimise the element selection, gain and phase shift matrices of the active STAR-RIS. Our simulations show the effectiveness of the proposed resource allocation scheme. Furthermore, our proposed active STAR-RIS-based SWIPT system outperforms its passive counterpart by 57% on average.
Paper Structure (18 sections, 47 equations, 6 figures, 1 table, 4 algorithms)

This paper contains 18 sections, 47 equations, 6 figures, 1 table, 4 algorithms.

Figures (6)

  • Figure 1: An active STAR-RIS-aided system.
  • Figure 2: Average reward vs. the number of episodes.
  • Figure 3: Average EE vs. minimum harvested power.
  • Figure 4: Average EE vs. minimum SINR.
  • Figure 5: Average EE vs. minimum harvested power.
  • ...and 1 more figures