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Essential self-adjointness of strongly singular homogeneous polyharmonic operators

Fritz Gesztesy, Markus Hunziker

Abstract

We consider essential self-adjointness of strongly singular, homogeneous, polyharmonic operators of the form \[ T_m = \left((-Δ)^m + c|x|^{-2m}\right)\big|_{C_0^{\infty}(\mathbb{R}^n \setminus \{0\})}, \quad m,n\in\mathbb{N},\ n\ge 2,\ c\in\mathbb{R}, \] in $L^2(\mathbb{R}^n; d^n x)$, with special emphasis on the biharmonic case $m=2$ and the case $m=3$. In the biharmonic case $m=2$ we prove the sharp result that $T_2$ is essentially self-adjoint if and only if \[ c \ge \begin{cases} 3(n+2)(6-n), & 2\le n\le 5,\\[4pt] -\dfrac{(n+4)n(n-4)(n-8)}{16}, & n\ge 6. \end{cases} \] In particular, in the special (nonsingular) case $c=0$, $(-Δ)^2\big|_{C_0^{\infty}(\mathbb{R}^n \setminus \{0\})}$ is essentially self-adjoint in $L^2(\mathbb{R}^n; d^n x)$ if and only if $n\ge 8$. Similarly, we derive the analogous sharp essential self-adjointness result for $T_3$ for all $n\ge 2$. Our methods extend to homogeneous polyharmonic differential operators, but certain nontrivial subtleties arise. In particular, the natural expectation that for each $m,n\in\mathbb{N}$, $n\ge 2$, there exists $c_{m,n}\in\mathbb{R}$ such that $\left((-Δ)^m + c|x|^{-2m}\right)\big|_{C_0^{\infty}(\mathbb{R}^n \setminus \{0\})}$ is essentially self-adjoint in $L^2(\mathbb{R}^n; d^n x)$ if and only if $c\ge c_{m,n}$ is false. For example, for $n=20$ we prove that \[ \left((-Δ)^5 + c|x|^{-10}\right)\big|_{C_0^{\infty}(\mathbb{R}^{20} \setminus \{0\})} \] is essentially self-adjoint in $L^2(\mathbb{R}^{20}; d^{20} x)$ if and only if $c\in [0,β]\cup[γ,\infty)$, where $β\approx 1.0436\times 10^{10}$ and $γ\approx 1.8324\times 10^{10}$ are the two real roots of a certain quartic equation with integer coefficients.

Essential self-adjointness of strongly singular homogeneous polyharmonic operators

Abstract

We consider essential self-adjointness of strongly singular, homogeneous, polyharmonic operators of the form in , with special emphasis on the biharmonic case and the case . In the biharmonic case we prove the sharp result that is essentially self-adjoint if and only if \[ c \ge \begin{cases} 3(n+2)(6-n), & 2\le n\le 5,\\[4pt] -\dfrac{(n+4)n(n-4)(n-8)}{16}, & n\ge 6. \end{cases} \] In particular, in the special (nonsingular) case , is essentially self-adjoint in if and only if . Similarly, we derive the analogous sharp essential self-adjointness result for for all . Our methods extend to homogeneous polyharmonic differential operators, but certain nontrivial subtleties arise. In particular, the natural expectation that for each , , there exists such that is essentially self-adjoint in if and only if is false. For example, for we prove that is essentially self-adjoint in if and only if , where and are the two real roots of a certain quartic equation with integer coefficients.
Paper Structure (5 sections, 11 theorems, 123 equations, 4 figures, 3 tables)

This paper contains 5 sections, 11 theorems, 123 equations, 4 figures, 3 tables.

Key Result

Lemma 2.1

Let $(c_1,c_2)\in {\mathbb{R}}^2$. If the polynomial $D_2(c_1,c_2;\,\cdot\,)$ has a root with real part equal to $-1/2$, then

Figures (4)

  • Figure 1: Graphs of the functions $\operatorname{Re}(\alpha_j(c_1,\,\cdot\,))$, $1\leq j\leq 4$, for $c_1<-11/4$ (top left), $c_1=-11/4$ (top right), $-11/4<c_1<5/4$ (bottom left), and $5/4<c_1$ (bottom right) respectively. The graph of $\operatorname{Re}(\alpha_2(c_1,\,\cdot\,))$ is shown in red. The dashed horizontal line is the line $y=-1/2$. The red dot is the point $(t_0, -1/2)$, where the graph of $\operatorname{Re}(\alpha_2(c_1,\,\cdot\,))$ crosses the dashed line. The black dots are the points $(a,3/2)$ and $(b,\operatorname{Re}(\alpha_2(c_1,b)))$, respectively. (For $c_1=-11/4$, we have $t_0=b$ and hence the red dot and the black dot corresponding to the point $(b,\operatorname{Re}(\alpha_2(c_1,b)))$ coincide.)
  • Figure 2: Graphs of $\operatorname{Re}(\alpha_{3,n,0;j}(\,\cdot\,))$, $1\leq j\leq 6$, for $n=9$ (left) and $n=11$ (right). The graph of $\operatorname{Re}(\alpha_{3,n,0;3}(\,\cdot\,))$, is shown in red for $n=9$ (left) and $n=11$ (right). The dashed horizontal line in both pictures is the line $y=-1/2$. The graph of $\operatorname{Re}(\alpha_{3,n,0;3}(\,\cdot\,))$ crosses the dashed line at the point $(\gamma_{3,n,0}, -1/2)=(7488,-1/2)$ for $n=9$ (left) and $(\gamma_{3,n,0}, -1/2)=(945,-1/2)$ for $n=11$ (right).
  • Figure 3: Graphs of $\operatorname{Re}(\alpha_{5,20,\ell;j}(\,\cdot\,))$, $1\leq j\leq 10$, $0\leq \ell\leq 4$. The graph of $\operatorname{Re}(\alpha_{5,20,0;5}(\,\cdot\,))$ is shown in red. The graphs for $1\leq \ell \leq 4$ are shown in gray with the graphs for $\ell=4$ being the lightest. The dashed horizontal line is the line $y=-1/2$. We note that the graph $\operatorname{Re}(\alpha_{5,20,0;5}(\,\cdot\,))$ crosses the dashed line at three points, shown as red dots. These points are $(\alpha,-1/2)$, $(\beta,-1/2)$, and $(\gamma,-1/2)$, where $\alpha=0$, $\beta \approx 1.0436\times 10^{10}$, and $\gamma=\gamma_{5,20,0} \approx 1.8324 \times 10^{10}$ are the three real roots of the quintic polynomial $\det (H_{5,20,0}(\,\cdot\,))$.
  • Figure 4: The graph shows the lines $\mathbb{L}_h$, $h\in {\mathbb{N}}_0$, $0\leq h\leq 5$, and the parabolas $\mathbb{P}_k$, $k\in {\mathbb{N}}_0$, $0\leq k\leq 3$. The line $\mathbb{L}_0$ and the parabola $\mathbb{P}_0$ are shown in red. The shaded region (including its boundary) corresponds to the set of all $(c_1,c_2)\in {\mathbb{R}}^2$ such that the differential operator $\tau_2(c_1,c_2)|_{C_0^{\infty}((0,\infty))}$ is essentially self-adjoint in $L^2((0,\infty))$.

Theorems & Definitions (25)

  • Lemma 2.1
  • proof
  • Theorem 2.2
  • proof
  • Lemma 3.1
  • proof
  • Theorem 3.2
  • proof
  • Remark 3.3
  • Proposition 4.1
  • ...and 15 more