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The dimension of polynomial growth holomorphic functions and forms on gradient Kähler Ricci shrinkers

Fei He, Jianyu Ou

TL;DR

The paper studies holomorphic functions and forms on complete gradient Kähler Ricci shrinkers, establishing finiteness and quantitative dimension bounds for spaces of polynomial-growth objects via spectral data of the $f$-Laplacian $\Delta_f$. By relating ancient caloric solutions to $f$-heat flow and exploiting an eigenfunction expansion, it proves a finite decomposition for holomorphic functions with growth rate $d$ and yields a sharp linear-growth bound $\dim_{\mathbb{C}} \mathcal{O}_1 \le m+1$, with equality only on the Gaussian soliton and a corresponding splitting rigidity. Under curvature and radial-scalar curvature assumptions, the work provides a polynomial upper bound $\dim_{\mathbb{C}} \mathcal{O}_d \le C d^{2m-1}$, extending finiteness results to explicit growth-dependent estimates; it further shows that holomorphic $(p,0)$-forms also have finite dimension controlled by the spectrum of $\Delta^d_f$, with bounds that reflect curvature data. Collectively, these results connect the complex analytic structure on shrinking solitons to the Bakry-Émery spectrum, offering both sharp linear bounds and growth-driven dimension estimates with potential rigidity consequences.

Abstract

We study polynomial growth holomorphic functions and forms on complete gradient shrinking Ricci solitons. By relating to the spectral data of the $f$-Laplacian, we show that the dimension of the space of polynomial growth holomorphic functions or holomorphic $(p,0)$-forms are finite. In particular, a sharp dimension estimate for the space of linear growth holomorphic functions was obtained. Under some additional curvature assumption, we prove a sharp estimate for the frequency of polynomial growth holomorphic functions, which was used to obtain dimension upper bound as a power function of the polynomial order.

The dimension of polynomial growth holomorphic functions and forms on gradient Kähler Ricci shrinkers

TL;DR

The paper studies holomorphic functions and forms on complete gradient Kähler Ricci shrinkers, establishing finiteness and quantitative dimension bounds for spaces of polynomial-growth objects via spectral data of the -Laplacian . By relating ancient caloric solutions to -heat flow and exploiting an eigenfunction expansion, it proves a finite decomposition for holomorphic functions with growth rate and yields a sharp linear-growth bound , with equality only on the Gaussian soliton and a corresponding splitting rigidity. Under curvature and radial-scalar curvature assumptions, the work provides a polynomial upper bound , extending finiteness results to explicit growth-dependent estimates; it further shows that holomorphic -forms also have finite dimension controlled by the spectrum of , with bounds that reflect curvature data. Collectively, these results connect the complex analytic structure on shrinking solitons to the Bakry-Émery spectrum, offering both sharp linear bounds and growth-driven dimension estimates with potential rigidity consequences.

Abstract

We study polynomial growth holomorphic functions and forms on complete gradient shrinking Ricci solitons. By relating to the spectral data of the -Laplacian, we show that the dimension of the space of polynomial growth holomorphic functions or holomorphic -forms are finite. In particular, a sharp dimension estimate for the space of linear growth holomorphic functions was obtained. Under some additional curvature assumption, we prove a sharp estimate for the frequency of polynomial growth holomorphic functions, which was used to obtain dimension upper bound as a power function of the polynomial order.
Paper Structure (4 sections, 25 theorems, 181 equations)

This paper contains 4 sections, 25 theorems, 181 equations.

Key Result

Theorem 1.1

Let $(M, g, f)$ be a complete gradient Kähler Ricci shrinker of complex dimension $m$, then the followings hold.

Theorems & Definitions (48)

  • Theorem 1.1
  • Theorem 1.2
  • Theorem 1.3
  • Lemma 2.1
  • proof
  • Proposition 2.2
  • proof
  • Corollary 2.3
  • proof
  • Corollary 2.4
  • ...and 38 more