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Generalised Dirac-Schrödinger operators and the Callias Theorem

Koen van den Dungen

TL;DR

The paper addresses the problem of computing the index of a generalized Dirac--Schrödinger operator $\mathcal{D}_M - i\mathcal{S}(\cdot)$, where $\mathcal{S}(\cdot)$ is a family of unbounded self-adjoint operators acting on a Hilbert $C^*$-module, by reducing the computation to data on a compact hypersurface $N$.It develops a unified Callias-type framework that covers both finite- and infinite-rank potentials and connects the index to the boundary operator via the Kasparov product, the relative index of spectral projections, and spectral flow concepts.The main contributions are (i) a general Callias-type index theorem for generalized Dirac--Schrödinger operators, (ii) a relative-index-based reduction to a hypersurface, and (iii) a rigorous Kasparov-product formulation showing the index equals a boundary pairing $\mathrm{rel-ind}(P_+(\mathcal{S}_N(\cdot)),P_+(\mathcal{T}(\cdot))) \otimes_{C(N)} [\mathcal{D}_N]$, independent of auxiliary cobordism data.The results extend classical Callias theorems and spectral flow identities to the setting of Hilbert $C^*$-modules, providing tools for index computations in noncompact and infinite-rank contexts with potential applications to noncommutative geometry.

Abstract

We consider generalised Dirac--Schrödinger operators, consisting of a self-adjoint elliptic first-order differential operator D with a skew-adjoint 'potential' given by a (suitable) family of unbounded operators. The index of such an operator represents the pairing (Kasparov product) of the K-theory class of the potential with the K-homology class of D. Our main result in this paper is a generalisation of the Callias Theorem: the index of the Dirac--Schrödinger operator can be computed on a suitable compact hypersurface. Our theorem simultaneously generalises (and is inspired by) the well-known result that the spectral flow of a path of relatively compact perturbations depends only on the endpoints.

Generalised Dirac-Schrödinger operators and the Callias Theorem

TL;DR

The paper addresses the problem of computing the index of a generalized Dirac--Schrödinger operator $\mathcal{D}_M - i\mathcal{S}(\cdot)$, where $\mathcal{S}(\cdot)$ is a family of unbounded self-adjoint operators acting on a Hilbert $C^*$-module, by reducing the computation to data on a compact hypersurface $N$.It develops a unified Callias-type framework that covers both finite- and infinite-rank potentials and connects the index to the boundary operator via the Kasparov product, the relative index of spectral projections, and spectral flow concepts.The main contributions are (i) a general Callias-type index theorem for generalized Dirac--Schrödinger operators, (ii) a relative-index-based reduction to a hypersurface, and (iii) a rigorous Kasparov-product formulation showing the index equals a boundary pairing $\mathrm{rel-ind}(P_+(\mathcal{S}_N(\cdot)),P_+(\mathcal{T}(\cdot))) \otimes_{C(N)} [\mathcal{D}_N]$, independent of auxiliary cobordism data.The results extend classical Callias theorems and spectral flow identities to the setting of Hilbert $C^*$-modules, providing tools for index computations in noncompact and infinite-rank contexts with potential applications to noncommutative geometry.

Abstract

We consider generalised Dirac--Schrödinger operators, consisting of a self-adjoint elliptic first-order differential operator D with a skew-adjoint 'potential' given by a (suitable) family of unbounded operators. The index of such an operator represents the pairing (Kasparov product) of the K-theory class of the potential with the K-homology class of D. Our main result in this paper is a generalisation of the Callias Theorem: the index of the Dirac--Schrödinger operator can be computed on a suitable compact hypersurface. Our theorem simultaneously generalises (and is inspired by) the well-known result that the spectral flow of a path of relatively compact perturbations depends only on the endpoints.
Paper Structure (21 sections, 33 theorems, 41 equations)

This paper contains 21 sections, 33 theorems, 41 equations.

Key Result

Theorem 2.1

Under the assumptions given above, we have the equalities

Theorems & Definitions (44)

  • Theorem 2.1: Ang93a
  • Definition 2.2
  • Lemma 2.3: Wah07
  • Corollary 2.4
  • Definition 2.5: cf. Wah07
  • Definition 2.6: cf. Wah07
  • Definition 2.7: cf. Wah07
  • Proposition 2.8: cf. Wah07
  • Definition 3.1
  • Remark 3.2
  • ...and 34 more