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Fault-tolerant $k$-Supplier with Outliers

Deeparnab Chakrabarty, Luc Cote, Ankita Sarkar

TL;DR

The paper tackles Fault-tolerant $k$-Supplier with Outliers (FkSO), a generalization of clustering problems that incorporates nonuniform fault-tolerances and an outlier budget. It develops a strong LP relaxation and employs a round-or-cut framework to derive approximation algorithms that scale with the number of distinct fault-tolerance values $t$, achieving a $( ext{min}\{4t-1,2^t+1 ho brace})$-approximation, and a separate $(2^t+1)$-approximation pathway, with a 3-approximation in the uniform case UF$k$SO. The approach hinges on the notion of good partitions and a budgeting subroutine that distributes facilities across partition parts, using LP-guided rounding and dual-based cuts to either round to a feasible solution or derive a violated inequality. The results advance understanding of clustering with outliers under nonuniform fault-tolerance, while highlighting inherent limits (e.g., an $oldsymbol{ ext{Omega}}(t)$ barrier) and open questions about constant-factor approximations for general $t$.

Abstract

We present approximation algorithms for the Fault-tolerant $k$-Supplier with Outliers ($\mathsf{F}k\mathsf{SO}$) problem. This is a common generalization of two known problems -- $k$-Supplier with Outliers, and Fault-tolerant $k$-Supplier -- each of which generalize the well-known $k$-Supplier problem. In the $k$-Supplier problem the goal is to serve $n$ clients $C$, by opening $k$ facilities from a set of possible facilities $F$; the objective function is the farthest that any client must travel to access an open facility. In $\mathsf{F}k\mathsf{SO}$, each client $v$ has a fault-tolerance $\ell_v$, and now desires $\ell_v$ facilities to serve it; so each client $v$'s contribution to the objective function is now its distance to the $\ell_v^{\text{th}}$ closest open facility. Furthermore, we are allowed to choose $m$ clients that we will serve, and only those clients contribute to the objective function, while the remaining $n-m$ are considered outliers. Our main result is a $\min\{4t-1,2^t+1\}$-approximation for the $\mathsf{F}k\mathsf{SO}$ problem, where $t$ is the number of distinct values of $\ell_v$ that appear in the instance. At $t=1$, i.e. in the case where the $\ell_v$'s are uniformly some $\ell$, this yields a $3$-approximation, improving upon the $11$-approximation given for the uniform case by Inamdar and Varadarajan [2020], who also introduced the problem. Our result for the uniform case matches tight $3$-approximations that exist for $k$-Supplier, $k$-Supplier with Outliers, and Fault-tolerant $k$-Supplier. Our key technical contribution is an application of the round-or-cut schema to $\mathsf{F}k\mathsf{SO}$. Guided by an LP relaxation, we reduce to a simpler optimization problem, which we can solve to obtain distance bounds for the "round" step, and valid inequalities for the "cut" step.

Fault-tolerant $k$-Supplier with Outliers

TL;DR

The paper tackles Fault-tolerant -Supplier with Outliers (FkSO), a generalization of clustering problems that incorporates nonuniform fault-tolerances and an outlier budget. It develops a strong LP relaxation and employs a round-or-cut framework to derive approximation algorithms that scale with the number of distinct fault-tolerance values , achieving a -approximation, and a separate -approximation pathway, with a 3-approximation in the uniform case UFSO. The approach hinges on the notion of good partitions and a budgeting subroutine that distributes facilities across partition parts, using LP-guided rounding and dual-based cuts to either round to a feasible solution or derive a violated inequality. The results advance understanding of clustering with outliers under nonuniform fault-tolerance, while highlighting inherent limits (e.g., an barrier) and open questions about constant-factor approximations for general .

Abstract

We present approximation algorithms for the Fault-tolerant -Supplier with Outliers () problem. This is a common generalization of two known problems -- -Supplier with Outliers, and Fault-tolerant -Supplier -- each of which generalize the well-known -Supplier problem. In the -Supplier problem the goal is to serve clients , by opening facilities from a set of possible facilities ; the objective function is the farthest that any client must travel to access an open facility. In , each client has a fault-tolerance , and now desires facilities to serve it; so each client 's contribution to the objective function is now its distance to the closest open facility. Furthermore, we are allowed to choose clients that we will serve, and only those clients contribute to the objective function, while the remaining are considered outliers. Our main result is a -approximation for the problem, where is the number of distinct values of that appear in the instance. At , i.e. in the case where the 's are uniformly some , this yields a -approximation, improving upon the -approximation given for the uniform case by Inamdar and Varadarajan [2020], who also introduced the problem. Our result for the uniform case matches tight -approximations that exist for -Supplier, -Supplier with Outliers, and Fault-tolerant -Supplier. Our key technical contribution is an application of the round-or-cut schema to . Guided by an LP relaxation, we reduce to a simpler optimization problem, which we can solve to obtain distance bounds for the "round" step, and valid inequalities for the "cut" step.
Paper Structure (12 sections, 13 theorems, 15 equations, 3 figures, 4 algorithms)

This paper contains 12 sections, 13 theorems, 15 equations, 3 figures, 4 algorithms.

Key Result

Theorem 4

The F$k$ S problem admits a $3$-approximation.

Figures (3)

  • Figure 1: One of the $k$ identical gadgets in the gap example, showing LP values in red ($x$ values) and blue ($\mathsf{cov}$ values). The "edges" represent distance $1$, and all other distances are determined by making triangle inequalities tight. The fault-tolerances are $\ell_{v_1} = \ell_{v_2} = \cdots = \ell_{v_k} = k$, and $\ell_v = 1$.
  • Figure 2: An example of a $(6,\mathsf{cov})$-good partition $\mathcal{P}$ (\ref{['def:good-partition']}). The ellipses represent $\mathcal{P}$, and their subdivisions represent the $\mathsf{child}$ sets. All the circles are clients, with the filled-in circles being $R$, and among those, the double borders indicate the $j_P$'s. $\mathsf{cov}$ values are $1$ on $R$ and $1/2$ elsewhere. $\ell_v$ values are indicated by the sizes of the circles. The "edges" represent distance $2r$, and all other distances are obtained by making triangle inequalities tight.
  • Figure 3: An example showing the limitations of good partitions, with a solution to \ref{['lp:fkso:m']}-\ref{['lp:fkso:bounds']} shown in red ($z$ values) and blue ($\mathsf{cov}$ values). The thin "edges" represent distance $1$, the thick "edges" represent distance $2$, and all other distances are determined by making triangle inequalities tight. The fault-tolerances are $\ell_{v_1} = 1, \ell_{v_2} = 2, \dots, \ell_{v_t} = t$.

Theorems & Definitions (30)

  • Definition 1
  • Definition 2: Fault-tolerant $k$-Supplier and Fault-tolerant $k$-Supplier with Outliers
  • Definition 3: $r$-well-separated set
  • Theorem 4
  • Definition 5: Uniformly Fault-tolerant $k$-Supplier with Outliers ( UF$k$ SO)
  • Theorem 6
  • Claim 7
  • Lemma 8
  • proof
  • Lemma 9
  • ...and 20 more