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Operators associated with the pentablock and their relations with biball and symmetrized bidisc

Sourav Pal, Nitin Tomar

TL;DR

This work develops a comprehensive operator-theoretic framework for the pentablock domain by introducing and analyzing $\mathbb P$-contractions, $\mathbb P$-unitaries, and $\mathbb P$-isometries. It establishes deep structural results, including a Wold-type decomposition for $\mathbb P$-isometries and a canonical decomposition for $\mathbb P$-contractions, while linking these objects to the well-studied $\mathbb B_2$-contractions and $\Gamma$-contractions. A central contribution is a dilation theory for $\mathbb P$-contractions: a necessary-and-sufficient condition for dilating to a $\mathbb P$-isometry with the last component $P$ dilated minimally, together with an explicit construction using an auxiliary operator equation $I - A^*A - \frac14 S^*S = D_P X D_P$ and its unique solution with $\omega(X)\le 1$. The paper also clarifies the interplay among operator theory on the pentablock, the biball, and the symmetrized bidisc, and discusses the implications for rational dilation on the pentablock, drawing on $\Gamma$-dilation techniques. Overall, it advances understanding of multivariable spectral sets and their dilations in domains beyond the bidisc and ball.

Abstract

A commuting triple of Hilbert space operators $(A,S,P)$ is said to be a \textit{$\mathbb{P}$-contraction} if the closed pentablock $\overline{\mathbb P}$ is a spectral set for $(A,S,P)$, where \[ \mathbb{P}:=\left\{(a_{21}, \mbox{tr}(A_0), \mbox{det}(A_0))\ : \ A_0=[a_{ij}]_{2 \times 2} \; \; \& \;\; \|A_0\| <1 \right\} \subseteq \mathbb{C}^3. \] A commuting triple of normal operators $(A, S, P)$ acting on a Hilbert space is said to be a \textit{$\mathbb P$-unitary} if the Taylor-joint spectrum $σ_T(A, S, P)$ of $(A, S, P)$ is contained in the distinguished boundary $b\mathbb{P}$ of $\PC$. Also, $(A, S , P)$ is called a \textit{$\mathbb P$-isometry} if it is the restriction of a $\mathbb P$-unitary $(\hat A, \hat S, \hat P)$ to a joint invariant subspace of $\hat A, \hat S, \hat P$. We find several characterizations for the $\mathbb P$-unitaries and $\mathbb P$-isometries. We show that every $\mathbb P$-isometry admits a Wold type decomposition that splits it into a direct sum of a $\mathbb P$-unitary and a pure $\mathbb P$-isometry. Moving one step ahead we show that every $\mathbb P$-contraction $(A,S,P)$ possesses a canonical decomposition that orthogonally decomposes $(A,S,P)$ into a $\mathbb P$-unitary and a completely non-unitary $\mathbb P$-contraction. We find a necessary and sufficient condition such that a $\mathbb P$-contraction $(A, S, P)$ dilates to a $\mathbb P$-isometry $(X, T, V)$ with $V$ being the minimal isometric dilation of $P$. Then we show an explicit construction of such a conditional dilation. We show interplay between operator theory on the following three domains: the pentablock, the biball and the symmetrized bidisc.

Operators associated with the pentablock and their relations with biball and symmetrized bidisc

TL;DR

This work develops a comprehensive operator-theoretic framework for the pentablock domain by introducing and analyzing -contractions, -unitaries, and -isometries. It establishes deep structural results, including a Wold-type decomposition for -isometries and a canonical decomposition for -contractions, while linking these objects to the well-studied -contractions and -contractions. A central contribution is a dilation theory for -contractions: a necessary-and-sufficient condition for dilating to a -isometry with the last component dilated minimally, together with an explicit construction using an auxiliary operator equation and its unique solution with . The paper also clarifies the interplay among operator theory on the pentablock, the biball, and the symmetrized bidisc, and discusses the implications for rational dilation on the pentablock, drawing on -dilation techniques. Overall, it advances understanding of multivariable spectral sets and their dilations in domains beyond the bidisc and ball.

Abstract

A commuting triple of Hilbert space operators is said to be a \textit{-contraction} if the closed pentablock is a spectral set for , where \[ \mathbb{P}:=\left\{(a_{21}, \mbox{tr}(A_0), \mbox{det}(A_0))\ : \ A_0=[a_{ij}]_{2 \times 2} \; \; \& \;\; \|A_0\| <1 \right\} \subseteq \mathbb{C}^3. \] A commuting triple of normal operators acting on a Hilbert space is said to be a \textit{-unitary} if the Taylor-joint spectrum of is contained in the distinguished boundary of . Also, is called a \textit{-isometry} if it is the restriction of a -unitary to a joint invariant subspace of . We find several characterizations for the -unitaries and -isometries. We show that every -isometry admits a Wold type decomposition that splits it into a direct sum of a -unitary and a pure -isometry. Moving one step ahead we show that every -contraction possesses a canonical decomposition that orthogonally decomposes into a -unitary and a completely non-unitary -contraction. We find a necessary and sufficient condition such that a -contraction dilates to a -isometry with being the minimal isometric dilation of . Then we show an explicit construction of such a conditional dilation. We show interplay between operator theory on the following three domains: the pentablock, the biball and the symmetrized bidisc.
Paper Structure (13 sections, 55 theorems, 127 equations)

This paper contains 13 sections, 55 theorems, 127 equations.

Key Result

Proposition 3.1

A polynomially convex set $X \subset \mathbb{C}^n$ is a spectral set for a commuting tuple of operators $(T_1,\dots, ,T_n)$ if and only if for every polynomial $p$ in $\mathbb{C}[z_1, \dots , z_n]$.

Theorems & Definitions (99)

  • Definition 1.1
  • Definition 1.2
  • Definition 2.1
  • Proposition 3.1: Pal_new, Lemma 3.12
  • Proposition 3.2
  • proof
  • Lemma 3.3
  • Lemma 3.4
  • proof
  • Theorem 3.5: AglerVII, Theorems 2.2 & 2.6
  • ...and 89 more