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Stack-sorting simplices: geometry and lattice-point enumeration

Eon Lee, Carson Mitchell, Andrés R. Vindas-Meléndez

TL;DR

This work studies subpolytopes of the permutahedron that arise as convex hulls of permutations generated by iterations of the stack-sorting algorithm, focusing on Ln1 permutations and a distinguished $\tau_n=23\cdots n1$. The authors prove that the stack-sorting polytopes conv$(\mathcal{S}^{\boldsymbol{\pi}})$ are $(n-1)$-simplices for $\boldsymbol{\pi}\in\mathcal{L}^n$, and they analyze the specific simplex $\triangle_n=\operatorname{conv}(\mathcal{S}^{\boldsymbol{\tau}_n})$, showing it is hollow and integrally equivalent to the $(n-1)$-dimensional lecture-hall simplex $P_{n-1}$. They derive the Ehrhart theory for $\triangle_n$, obtaining $L_{\mathbb{Z}}(\triangle_n;t)=(t+1)^{n-1}$ and an Eulerian-number-based Ehrhart series, and they establish that $\triangle_n$ is Gorenstein of index $2$. Additionally, the paper develops a real-lattice point framework with a recurrence linking higher- and lower-dimensional counts, providing a robust approach to understanding the lattice structure of these stack-sorting simplices and their geometric properties.

Abstract

We initiate the study of subpolytopes of the permutahedron that arise as the convex hulls of stack-sorting on permutations. We primarily focus on $Ln1$ permutations, i.e., permutations of length $n$ whose penultimate and last entries are $n$ and $1$, respectively. First, we present some enumerative results on $Ln1$ permutations. Then we show that the polytopes that arise from stack-sorting on $Ln1$ permutations are simplices and proceed to study their geometry and lattice-point enumeration. In addition, we pose questions and problems for further investigation. Particular focus is then taken on the $Ln1$ permutation $23\cdots n1$. We show that the convex hull of all its iterations through the stack-sorting algorithm shares the same lattice-point enumerator as that of the $(n-1)$-dimensional unit cube and lecture-hall simplex. Lastly, we detail some results on the real lattice-point enumerator for variations of the simplices arising from stack-sorting on the permutation $23\cdots n1$. This then allows us to show that those simplices are Gorenstein of index $2$.

Stack-sorting simplices: geometry and lattice-point enumeration

TL;DR

This work studies subpolytopes of the permutahedron that arise as convex hulls of permutations generated by iterations of the stack-sorting algorithm, focusing on Ln1 permutations and a distinguished $\tau_n=23\cdots n1$. The authors prove that the stack-sorting polytopes conv$(\mathcal{S}^{\boldsymbol{\pi}})$ are $(n-1)$-simplices for $\boldsymbol{\pi}\in\mathcal{L}^n$, and they analyze the specific simplex $\triangle_n=\operatorname{conv}(\mathcal{S}^{\boldsymbol{\tau}_n})$, showing it is hollow and integrally equivalent to the $(n-1)$-dimensional lecture-hall simplex $P_{n-1}$. They derive the Ehrhart theory for $\triangle_n$, obtaining $L_{\mathbb{Z}}(\triangle_n;t)=(t+1)^{n-1}$ and an Eulerian-number-based Ehrhart series, and they establish that $\triangle_n$ is Gorenstein of index $2$. Additionally, the paper develops a real-lattice point framework with a recurrence linking higher- and lower-dimensional counts, providing a robust approach to understanding the lattice structure of these stack-sorting simplices and their geometric properties.

Abstract

We initiate the study of subpolytopes of the permutahedron that arise as the convex hulls of stack-sorting on permutations. We primarily focus on permutations, i.e., permutations of length whose penultimate and last entries are and , respectively. First, we present some enumerative results on permutations. Then we show that the polytopes that arise from stack-sorting on permutations are simplices and proceed to study their geometry and lattice-point enumeration. In addition, we pose questions and problems for further investigation. Particular focus is then taken on the permutation . We show that the convex hull of all its iterations through the stack-sorting algorithm shares the same lattice-point enumerator as that of the -dimensional unit cube and lecture-hall simplex. Lastly, we detail some results on the real lattice-point enumerator for variations of the simplices arising from stack-sorting on the permutation . This then allows us to show that those simplices are Gorenstein of index .
Paper Structure (17 sections, 18 theorems, 80 equations, 7 figures, 1 table)

This paper contains 17 sections, 18 theorems, 80 equations, 7 figures, 1 table.

Key Result

Proposition 2.6

If a linear transformation on a lattice polytope $P$ is unimodular, then it preserves the lattice.

Figures (7)

  • Figure 1: A visualization of step $2$ of the stack-sorting algorithm as presented in Example \ref{['ex:ssa']}.
  • Figure 2: Left to Right: $\Pi_2\subset\mathbb{R}^2$, $\Pi_3\subset\mathbb{R}^3$, and $\Pi_4\subset\mathbb{R}^4$.
  • Figure 3: The first three integral dilates of the two-dimensional unit cube $\square^2$.
  • Figure 4: The simplex $\mathop{\mathrm{conv}}\nolimits(\mathcal{S}^{321})$ in the $3$-permutahedron $\Pi_3$.
  • Figure 5: From Left to Right: the $\mathcal{S}^{\boldsymbol{\tau}_4}$-simplex $\triangle_4\subseteq \mathbb{R}^4$, the 3-unit cube $\square^3$, and the 3-dimensional lecture-hall simplex $P_{3}$.
  • ...and 2 more figures

Theorems & Definitions (51)

  • Definition 2.1
  • Example 2.2
  • Definition 2.3
  • Example 2.4
  • Definition 2.5
  • Proposition 2.6
  • Definition 2.7
  • Definition 2.8
  • Example 2.9
  • Proposition 2.10: Theorems 1 and 2.2,BrightSavage
  • ...and 41 more