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Rayleigh and Raman scattering cross-sections and phase matrices of the ground-state hydrogen atom, and their astrophysical implications

Mitsuru Kokubo

TL;DR

This work provides explicit Kramers-Heisenberg-Waller based expressions for Rayleigh and Raman scattering cross-sections and phase matrices of the hydrogen ground state, clarifying how Raman channels transfer UV photons near Ly resonances into optical/IR emission. It shows that Rayleigh and Raman$s$-branch scattering share Thomson-like phase behavior, while Raman$d$-branch is more isotropic, leading to depolarization in higher-order Raman features. The study demonstrates that Raman scattering of a dense UV continuum in neutral hydrogen can produce broad Balmer, Paschen, and higher hydrogen emission features with widths that can mimic Doppler-broadened lines, and it outlines observational diagnostics using line widths, flux ratios, and polarization to distinguish Raman-induced features from true Doppler broadening. These results have broad implications for interpreting spectra in symbiotic stars, planetary nebulae, star-forming regions, AGN, and damped Lyα systems, and they provide a framework for future radiative-transfer simulations with polarization.

Abstract

We present explicit expressions for Rayleigh and Raman scattering cross-sections and phase matrices of the ground $1s$ state hydrogen atom based on the Kramers-Heisenberg dispersion formula. The Rayleigh scattering leaves the hydrogen atom in the ground-state while the Raman scattering leaves the hydrogen atom in either $ns$ ($n\geq2$; $s$-branch) or $nd$ ($n\geq3$; $d$-branch) excited state, and the Raman scattering converts incident ultraviolet (UV) photons around the Lyman resonance lines into optical-infrared (IR) photons. We show that this Raman wavelength conversion of incident flat UV continuum in dense hydrogen gas with a column density of $N_{\text{H}} > 10^{21}~\text{cm}^{-2}$ can produce broad emission features centred at Balmer, Paschen, and higher-level lines, which would mimic Doppler-broadened hydrogen lines with the velocity width of $\gtrsim 1,000~\text{km}~\text{s}^{-1}$ that could be misinterpreted as signatures of Active Galactic Nuclei, supernovae, or fast stellar winds. We show that the phase matrix of the Rayleigh and Raman $s$-branch scatterings is identical to that of the Thomson scattering while the Raman $d$-branch scattering is more isotropic, thus the Paschen and higher-level Raman features are depolarized compared to the Balmer features due to the flux contribution from the Raman $d$-branch. We argue that observations of the line widths, line flux ratios, and linear polarization of multiple optical/IR hydrogen lines are crucial to discriminate between the Raman-scattered broad emission features and Doppler-broadened emission lines.

Rayleigh and Raman scattering cross-sections and phase matrices of the ground-state hydrogen atom, and their astrophysical implications

TL;DR

This work provides explicit Kramers-Heisenberg-Waller based expressions for Rayleigh and Raman scattering cross-sections and phase matrices of the hydrogen ground state, clarifying how Raman channels transfer UV photons near Ly resonances into optical/IR emission. It shows that Rayleigh and Raman-branch scattering share Thomson-like phase behavior, while Raman-branch is more isotropic, leading to depolarization in higher-order Raman features. The study demonstrates that Raman scattering of a dense UV continuum in neutral hydrogen can produce broad Balmer, Paschen, and higher hydrogen emission features with widths that can mimic Doppler-broadened lines, and it outlines observational diagnostics using line widths, flux ratios, and polarization to distinguish Raman-induced features from true Doppler broadening. These results have broad implications for interpreting spectra in symbiotic stars, planetary nebulae, star-forming regions, AGN, and damped Lyα systems, and they provide a framework for future radiative-transfer simulations with polarization.

Abstract

We present explicit expressions for Rayleigh and Raman scattering cross-sections and phase matrices of the ground state hydrogen atom based on the Kramers-Heisenberg dispersion formula. The Rayleigh scattering leaves the hydrogen atom in the ground-state while the Raman scattering leaves the hydrogen atom in either (; -branch) or (; -branch) excited state, and the Raman scattering converts incident ultraviolet (UV) photons around the Lyman resonance lines into optical-infrared (IR) photons. We show that this Raman wavelength conversion of incident flat UV continuum in dense hydrogen gas with a column density of can produce broad emission features centred at Balmer, Paschen, and higher-level lines, which would mimic Doppler-broadened hydrogen lines with the velocity width of that could be misinterpreted as signatures of Active Galactic Nuclei, supernovae, or fast stellar winds. We show that the phase matrix of the Rayleigh and Raman -branch scatterings is identical to that of the Thomson scattering while the Raman -branch scattering is more isotropic, thus the Paschen and higher-level Raman features are depolarized compared to the Balmer features due to the flux contribution from the Raman -branch. We argue that observations of the line widths, line flux ratios, and linear polarization of multiple optical/IR hydrogen lines are crucial to discriminate between the Raman-scattered broad emission features and Doppler-broadened emission lines.
Paper Structure (18 sections, 79 equations, 8 figures, 2 tables)

This paper contains 18 sections, 79 equations, 8 figures, 2 tables.

Figures (8)

  • Figure 1: Illustration of the three contributions to the scattering amplitude (Equation \ref{['eqn:kramersheisenberg_nonoriented']}). Time flows from left to right. (a) The $\vec{A} \cdot \vec{A}$ 'seagull' term. The incident photon is annihilated and the scattered photon is simultaneously created. (b) Resonant process of photon absorption followed by emission. (c) Non-resonant process of photon emission followed by absorption.
  • Figure 2: Illustration of the energy levels of the bound-states and continuum-states of the hydrogen atom. The horizontal axis indicates $s$, $p$, and $d$ orbitals, and the vertical axis indicates the principal quantum number or the energy level; $E_{n}=-1/2n^2$ for the bound-state and $E_{n'}=1/2n'^2$ for the continuum-state ($n$: positive integer, $n'$: positive real number). The magnetic substates are assumed to be degenerated. The dashed horizontal lines denote the excited intermediate states $|I\rangle$. The arrows denote various scattering paths from the ground $1s$ state $|A\rangle$, including Rayleigh ($1s \rightarrow 1s$) and Raman ($1s \nrightarrow 1s$) scattering. The final state $|B\rangle$ is the $s$ orbital when the incident photon energy $\hbar\omega$ is less than $E_{\text{Ly}\beta} = E_{3}-E_{1} = 12.09~\text{eV}$ (scattering into wavelengths around Ly$\alpha$, Ly$\beta$, and H$\alpha$), while the final state can fall into either $s$ or $d$ orbitals when $\hbar\omega > E_{\text{Ly}\beta}$.
  • Figure 3: Top two panels: Rayleigh and Raman scattering cross-sections of the ground-state hydrogen atom up to $n_{B}=4$ as a function of the wavelength of the incident photon. The vertical lines indicate the Lyman resonance wavelengths. $\sigma_{n_{B}s}$ and $\sigma_{n_{B}d}$ respectively denote the cross-sections where the final state $|B\rangle$ is $s$ and $d$ orbitals with the principal quantum number $n_{B}$. $\sigma_{\text{tot}}$, $\sigma_{s}$, and $\sigma_{d}$ are the sums of the cross-sections up to $n_{B}=4$: $\sigma_{\text{tot}} \equiv \sigma_{s} + \sigma_{d} = \sum_{n_{B}=1}^{4}\sigma_{n_{B}s} + \sum_{n_{B}=3}^{4}\sigma_{n_{B}d}$. Bottom two panels: the scattering branching ratios. The branching ratios to $n_{B}=1$ (Lyman=Rayleigh), $2$ (Balmer), $3$ (Paschen), and $4$ (Brackett) are defined as $\sigma_{1s}/\sigma_{\text{tot}}$, $\sigma_{2s}/\sigma_{\text{tot}}$, $(\sigma_{3s}+\sigma_{3d})/\sigma_{\text{tot}}$, and $(\sigma_{4s}+\sigma_{4d})/\sigma_{\text{tot}}$, respectively. The total Raman scattering cross-section is $\sigma_{\text{tot}}-\sigma_{1s}$, and the Raman $s$-branch and $d$-branchs are defined as $(\sigma_{s}-\sigma_{1s})/(\sigma_{\text{tot}}-\sigma_{1s})$ and $\sigma_{d}/(\sigma_{\text{tot}}-\sigma_{1s})$, respectively.
  • Figure 4: Geometry of the plane of scattering defined by the unit propagation vectors for the incident and scattered lights ($\vec{n}$ and $\vec{n}'$, respectively), and the meridian planes containing the unit propagation vectors. Two polarization basis sets perpendicular to $\vec{n}$ and $\vec{n}'$ are denoted by $\vec{\epsilon}$ and $\vec{\epsilon}'$, respectively, where the $\parallel-\perp$ basis is defined with respect to the scattering plane and the $l$-$r$ basis is defined with respect to the meridian plane. The three unit vectors $\vec{e}_{z}=(0,0,1)$, $\vec{n}$, and $\vec{n}'$ define a spherical triangle, whose angles at $\vec{n}$ and $\vec{n}'$ are denoted as $i_{1}$ and $i_{2}$, respectively.
  • Figure 5: Top: Same as the top panel of Figure \ref{['fig:crosssections']}. The horizontal lines denote the wavelength intervals $\Delta\lambda$ in which the scattering optical depth $\tau_{\lambda} = \sigma_{\text{tot}}N_{\text{H}}$ gets greater than 1 for pure hydrogen scattering gas with $\log N_{\text{H}}(\text{cm}^{-2}) = 21, 22, 23$, and $24$. Bottom: the velocity widths corresponding to $\Delta\lambda$ of each of the Lyman series: $c(\Delta\lambda/\lambda)_{\text{Ly}}$ for $\text{Ly} = \text{Ly}\alpha$, $\text{Ly}\beta$, $\text{Ly}\gamma$, and $\text{Ly}\delta$. The overlayed thin solid lines denote the power-law model $c(\Delta\lambda/\lambda)_{\text{Ly}} \propto N_{\text{H}}^{0.5}$ fitted over $N_{\text{H}} = 10^{21-23}~\text{cm}^{-2}$ (Equation \ref{['eqn:optically_thick']}).
  • ...and 3 more figures