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Instability of stationary solutions for double power nonlinear Schrödinger equations in one dimension

Noriyoshi Fukaya, Masayuki Hayashi

TL;DR

This work analyzes the instability of the algebraically decaying stationary solution $\phi_0$ for the one-dimensional nonlinear Schrödinger equation with double power nonlinearity. By introducing the one-sided derivative limit $\eta_0=\lim_{\omega\downarrow 0}\partial_\omega\phi_\omega$ and proving $L_0\eta_0=-\phi_0$, the authors connect the sign of $M'(0)=\int_{\mathbb{R}}\phi_0\eta_0\,dx$ to instability. They construct unstable directions using cutoff perturbations $\psi_R=\phi_0+\beta_R\chi_R\eta_0$ and establish precise asymptotics, leading to a variational instability criterion analogous to the GSS framework but applicable at the zero-frequency limit. The main result shows that in 1D, if $M'(0)\in[-\infty,0)$ (in particular when $2p+q>7$ with $1<p<q<5$), the stationary solution $\phi_0$ is unstable. This extends instability analysis to stationary states where conventional spectral coercivity fails and highlights the sharp role of $M'(0)$ in the double-power NLS dynamics.

Abstract

We consider a double power nonlinear Schrödinger equation which possesses the algebraically decaying stationary solution $φ_0$ as well as exponentially decaying standing waves $e^{iωt}φ_ω(x)$ with $ω>0$. It is well-known from the general theory that stability properties of standing waves are determined by the derivative of $ω\mapsto M(ω):=\frac{1}{2}\|φ_ω\|_{L^2}^2$; namely $e^{iωt}φ_ω$ with $ω>0$ is stable if $M'(ω)>0$ and unstable if $M'(ω)<0$. However, the stability/instability of stationary solutions is outside the general theory from the viewpoint of spectral properties of linearized operators. In this paper we prove the instability of the stationary solution $φ_0$ in one dimension under the condition $M'(0):=\lim_{ω\downarrow 0}M'(ω)\in[-\infty, 0)$. The key in the proof is the construction of the one-sided derivative of $ω\mapstoφ_ω$ at $ω=0$, which is effectively used to construct the unstable direction of $φ_0$.

Instability of stationary solutions for double power nonlinear Schrödinger equations in one dimension

TL;DR

This work analyzes the instability of the algebraically decaying stationary solution for the one-dimensional nonlinear Schrödinger equation with double power nonlinearity. By introducing the one-sided derivative limit and proving , the authors connect the sign of to instability. They construct unstable directions using cutoff perturbations and establish precise asymptotics, leading to a variational instability criterion analogous to the GSS framework but applicable at the zero-frequency limit. The main result shows that in 1D, if (in particular when with ), the stationary solution is unstable. This extends instability analysis to stationary states where conventional spectral coercivity fails and highlights the sharp role of in the double-power NLS dynamics.

Abstract

We consider a double power nonlinear Schrödinger equation which possesses the algebraically decaying stationary solution as well as exponentially decaying standing waves with . It is well-known from the general theory that stability properties of standing waves are determined by the derivative of ; namely with is stable if and unstable if . However, the stability/instability of stationary solutions is outside the general theory from the viewpoint of spectral properties of linearized operators. In this paper we prove the instability of the stationary solution in one dimension under the condition . The key in the proof is the construction of the one-sided derivative of at , which is effectively used to construct the unstable direction of .
Paper Structure (9 sections, 21 theorems, 154 equations, 2 figures)

This paper contains 9 sections, 21 theorems, 154 equations, 2 figures.

Key Result

Theorem 1.2

Let $d=1$ and $1<p<q$. Then there exists the smooth even function $\eta_0$ on $\mathbb{R}$ such that $\eta_\omega(x)\to\eta_0(x)$ as $\omega\downarrow0$ for all $x\in\mathbb{R}$. Moreover, $\eta_0$ satisfies the equation and as $x\to\infty$.

Figures (2)

  • Figure 1: Comparison of three conditions
  • Figure 2: Stability/instability with small $\omega>0$

Theorems & Definitions (47)

  • Definition 1.1
  • Theorem 1.2
  • Theorem 1.3
  • Theorem 1.4
  • Lemma 2.1
  • proof
  • Lemma 2.2
  • proof
  • Lemma 2.3
  • proof
  • ...and 37 more