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New Eigenvalue Bound for the Fractional Chromatic Number

Krystal Guo, Sam Spiro

TL;DR

This work proves a new spectral lower bound for the fractional chromatic number: $\chi_f(G)\ge 1+\max\{\frac{s^+(G)}{s^-(G)},\frac{s^-(G)}{s^+(G)}\}$, where $s^+(G)$ and $s^-(G)$ sum the squares of positive and negative adjacency eigenvalues, respectively. It extends the classical Ando–Lin bound from the ordinary chromatic number to $\chi_f(G)$ and strengthens it via a general framework: if $G$ maps to an edge-transitive graph $H$, then $\frac{\lambda_{\max}(H)}{|\lambda_{\min}(H)|}$ upper-bounds the relevant eigenvalue-ratio of $G$. The proofs combine a partition-into-fibres method with a lemma grounded in the theory of association schemes, enabling a decomposition $A=X-Y$ into PSD parts and translating spectral information through the $H$-partition. The results highlight tightness in several graphs, compare with Hoffman's and clique bounds, and point to open questions about extending to the vector chromatic number $\chi_c(G)$ and broader families of target graphs $H$.

Abstract

Given a graph $G$, we let $s^+(G)$ denote the sum of the squares of the positive eigenvalues of the adjacency matrix of $G$, and we similarly define $s^-(G)$. We prove that \[χ_f(G)\ge 1+\max\left\{\frac{s^+(G)}{s^-(G)},\frac{s^-(G)}{s^+(G)}\right\}\] and thus strengthen a result of Ando and Lin, who showed the same lower bound for the chromatic number $χ(G)$. We in fact show a stronger result wherein we give a bound using the eigenvalues of $G$ and $H$ whenever $G$ has a homomorphism to an edge-transitive graph $H$. Our proof utilizes ideas motivated by association schemes.

New Eigenvalue Bound for the Fractional Chromatic Number

TL;DR

This work proves a new spectral lower bound for the fractional chromatic number: , where and sum the squares of positive and negative adjacency eigenvalues, respectively. It extends the classical Ando–Lin bound from the ordinary chromatic number to and strengthens it via a general framework: if maps to an edge-transitive graph , then upper-bounds the relevant eigenvalue-ratio of . The proofs combine a partition-into-fibres method with a lemma grounded in the theory of association schemes, enabling a decomposition into PSD parts and translating spectral information through the -partition. The results highlight tightness in several graphs, compare with Hoffman's and clique bounds, and point to open questions about extending to the vector chromatic number and broader families of target graphs .

Abstract

Given a graph , we let denote the sum of the squares of the positive eigenvalues of the adjacency matrix of , and we similarly define . We prove that and thus strengthen a result of Ando and Lin, who showed the same lower bound for the chromatic number . We in fact show a stronger result wherein we give a bound using the eigenvalues of and whenever has a homomorphism to an edge-transitive graph . Our proof utilizes ideas motivated by association schemes.
Paper Structure (6 sections, 10 theorems, 48 equations, 1 figure)

This paper contains 6 sections, 10 theorems, 48 equations, 1 figure.

Key Result

Theorem 1.1

For any graph $G$, we have

Figures (1)

  • Figure 1: From left to right: Graphs $W_5$ and $H_5$, which are witnesses to the comparability of Theorem \ref{['thm:main']} with the clique number and with the Hoffman bound, respectively, and $P_9$ the Paley graph of order $9$.

Theorems & Definitions (25)

  • Theorem 1.1: AndLin2015
  • Theorem 1.2
  • Theorem 1.3
  • Definition 1
  • Lemma 2.1
  • Lemma 2.2
  • proof
  • Theorem 1: \ref{['thm:mainGen']}
  • proof
  • proof : Proof of Theorem \ref{['thm:main']}
  • ...and 15 more