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Diederich--Fornæss index and global regularity in the $\overline{\partial}$--Neumann problem: domains with comparable Levi eigenvalues

Bingyuan Liu, Emil J. Straube

TL;DR

This work links the global regularity of the $ar\partial$-Neumann problem to the Diederich–Fornæss index under a Levi eigenvalue comparability condition. By recasting the index in terms of D'Angelo forms $\alpha_\eta$ and proving an integrated $L^2$-estimate that avoids pointwise Hessian bounds, the authors obtain maximal estimates sufficient to deduce Sobolev regularity of $N_q$ and $P_{q-1}$ for all $q$ with $q_0\le q\le n$ when $DF(\Omega)=1$. In particular, for domains in $\mathbb{C}^2$, index one implies global regularity for $P_0$ and $N_1$. The method broadens the scope of index-one results to domains with comparable Levi eigenvalues and does not require the delicate geometric control of infinite-type boundary sets, providing a robust, self-contained approach via $\alpha_\eta$-based estimates and commutator analysis. These results enhance the understanding of how geometric boundary data governs analytical regularity in several complex variables.

Abstract

Let $Ω$ be a smooth bounded pseudoconvex domain in $\mathbb{C}^{n}$. Let $1\leq q_{0}\leq (n-1)$. We show that if $q_{0}$--sums of eigenvalues of the Levi form are comparable, then if the Diederich--Fornæss index of $Ω$ is $1$, the $\overline{\partial}$--Neumann operators $N_{q}$ and the Bergman projections $P_{q-1}$ are regular in Sobolev norms for $q_{0}\leq q\leq n$. In particular, for domains in $\mathbb{C}^{2}$, Diederich--Fornæss index $1$ implies global regularity in the $\overline{\partial}$--Neumann problem.

Diederich--Fornæss index and global regularity in the $\overline{\partial}$--Neumann problem: domains with comparable Levi eigenvalues

TL;DR

This work links the global regularity of the -Neumann problem to the Diederich–Fornæss index under a Levi eigenvalue comparability condition. By recasting the index in terms of D'Angelo forms and proving an integrated -estimate that avoids pointwise Hessian bounds, the authors obtain maximal estimates sufficient to deduce Sobolev regularity of and for all with when . In particular, for domains in , index one implies global regularity for and . The method broadens the scope of index-one results to domains with comparable Levi eigenvalues and does not require the delicate geometric control of infinite-type boundary sets, providing a robust, self-contained approach via -based estimates and commutator analysis. These results enhance the understanding of how geometric boundary data governs analytical regularity in several complex variables.

Abstract

Let be a smooth bounded pseudoconvex domain in . Let . We show that if --sums of eigenvalues of the Levi form are comparable, then if the Diederich--Fornæss index of is , the --Neumann operators and the Bergman projections are regular in Sobolev norms for . In particular, for domains in , Diederich--Fornæss index implies global regularity in the --Neumann problem.
Paper Structure (4 sections, 8 theorems, 48 equations)

This paper contains 4 sections, 8 theorems, 48 equations.

Key Result

Theorem 1

Let $\Omega$ be a smooth bounded pseudoconvex domain in $\mathbb{C}^{n}$, $1\leq q_{0}\leq (n-1)$. Assume that $q_{0}$--sums of the eigenvalues of the Levi form are comparable. Then, if the Diederich-Fornæ ss index of $\Omega$ is $1$, the Bergman projections $P_{q-1}$ and the $\overline{\partial}$--

Theorems & Definitions (12)

  • Theorem 1
  • Corollary 1
  • Corollary 2
  • Lemma 1
  • proof : Proof of Lemma \ref{['benign']}
  • Lemma 2
  • proof
  • Lemma 3: HarringtonLiu20, Lemma 3.1
  • Lemma 4: HarringtonLiu20, Lemma 3.2
  • Proposition 1
  • ...and 2 more