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A taxonomy of explanations to support Explainability-by-Design

Niko Tsakalakis, Sophie Stalla-Bourdillon, Trung Dong Huynh, Luc Moreau

TL;DR

This paper presents a taxonomy of explanations that was developed as part of a holistic 'Explainability-by-Design' approach for the purposes of the project PLEAD and is used as a stand-alone classifier of explanations conceived as detective controls, in order to aid supportive automated compliance strategies.

Abstract

As automated decision-making solutions are increasingly applied to all aspects of everyday life, capabilities to generate meaningful explanations for a variety of stakeholders (i.e., decision-makers, recipients of decisions, auditors, regulators...) become crucial. In this paper, we present a taxonomy of explanations that was developed as part of a holistic 'Explainability-by-Design' approach for the purposes of the project PLEAD. The taxonomy was built with a view to produce explanations for a wide range of requirements stemming from a variety of regulatory frameworks or policies set at the organizational level either to translate high-level compliance requirements or to meet business needs. The taxonomy comprises nine dimensions. It is used as a stand-alone classifier of explanations conceived as detective controls, in order to aid supportive automated compliance strategies. A machinereadable format of the taxonomy is provided in the form of a light ontology and the benefits of starting the Explainability-by-Design journey with such a taxonomy are demonstrated through a series of examples.

A taxonomy of explanations to support Explainability-by-Design

TL;DR

This paper presents a taxonomy of explanations that was developed as part of a holistic 'Explainability-by-Design' approach for the purposes of the project PLEAD and is used as a stand-alone classifier of explanations conceived as detective controls, in order to aid supportive automated compliance strategies.

Abstract

As automated decision-making solutions are increasingly applied to all aspects of everyday life, capabilities to generate meaningful explanations for a variety of stakeholders (i.e., decision-makers, recipients of decisions, auditors, regulators...) become crucial. In this paper, we present a taxonomy of explanations that was developed as part of a holistic 'Explainability-by-Design' approach for the purposes of the project PLEAD. The taxonomy was built with a view to produce explanations for a wide range of requirements stemming from a variety of regulatory frameworks or policies set at the organizational level either to translate high-level compliance requirements or to meet business needs. The taxonomy comprises nine dimensions. It is used as a stand-alone classifier of explanations conceived as detective controls, in order to aid supportive automated compliance strategies. A machinereadable format of the taxonomy is provided in the form of a light ontology and the benefits of starting the Explainability-by-Design journey with such a taxonomy are demonstrated through a series of examples.
Paper Structure (21 sections, 15 figures, 2 tables)

This paper contains 21 sections, 15 figures, 2 tables.

Figures (15)

  • Figure 1: Example of an Explainability-by-Design methodology
  • Figure 2: Dimensions of explanations.
  • Figure 3: The Source dimension
  • Figure 4: The Timing dimension
  • Figure 5: The Autonomy dimension
  • ...and 10 more figures