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Thermodynamic formalism for continuous-time quantum Markov semigroups: the detailed balance condition, entropy, pressure and equilibrium quantum processes

Jader E. Brasil, Josue Knorst, Artur O. Lopes

TL;DR

This work extends classical thermodynamic formalism to continuous-time quantum Markov semigroups with detailed balance by introducing a Laplacian-derived entropy $h(\rho)$ from a fixed Laplacian $\mathcal{L}_0$ and a pressure functional $P_A$ for a Hermitian Hamiltonian $A$. Equilibrium density matrices $\rho_A$ are characterized through a nonlinear eigenvalue-like condition, linking $P_A(\rho_A)$ to an auxiliary eigenvalue $\kappa$ via $P_A(\rho_A) = \kappa - 2n$, and the associated generator $\mathcal{L}_A$ governs the equilibrium quantum Markov process. Under detailed balance, the Lindbladian has an explicit form in terms of ladder operators $V_{i,j}$ with weights, connecting to a quantum transfer operator framework and enabling a quantum-to-classical reduction by projecting onto energy eigenbasis. The results unify entropy, pressure, and equilibrium concepts in the quantum setting and reveal a precise relation between the quantum rate function and entropy, mirroring the classical theory and providing a pathway to quantum thermodynamic equilibrium.

Abstract

$M_n(\mathbb{C})$ denotes the set of $n$ by $n$ complex matrices. Consider continuous time quantum semigroups $\mathcal{P}_t= e^{t\, \mathcal{L}}$, $t \geq 0$, where $\mathcal{L}:M_n(\mathbb{C}) \to M_n(\mathbb{C})$ is the infinitesimal generator. If we assume that $\mathcal{L}(I)=0$, we will call $e^{t\, \mathcal{L}}$, $t \geq 0$ a quantum Markov semigroup. Given a stationary density matrix $ρ= ρ_{\mathcal{L}}$, for the quantum Markov semigroup $\mathcal{P}_t$, $t \geq 0$, we can define a continuous time stationary quantum Markov process, denoted by $X_t$, $t \geq 0.$ Given an {\it a priori} Laplacian operator $\mathcal{L}_0:M_n(\mathbb{C}) \to M_n(\mathbb{C})$, we will present a natural concept of entropy for a class of density matrices on $M_n(\mathbb{C})$. Given an Hermitian operator $A:\mathbb{C}^n\to \mathbb{C}^n$ (which plays the role of an Hamiltonian), we will study a version of the variational principle of pressure for $A$. A density matrix $ρ_A$ maximizing pressure will be called an equilibrium density matrix. From $ρ_A$ we will derive a new infinitesimal generator $\mathcal{L}_A$. Finally, the continuous time quantum Markov process defined by the semigroup $\mathcal{P}_t= e^{t\, \mathcal{L}_A}$, $t \geq 0$, and an initial stationary density matrix, will be called the continuous time equilibrium quantum Markov process for the Hamiltonian $A$. It corresponds to the quantum thermodynamical equilibrium for the action of the Hamiltonian $A$.

Thermodynamic formalism for continuous-time quantum Markov semigroups: the detailed balance condition, entropy, pressure and equilibrium quantum processes

TL;DR

This work extends classical thermodynamic formalism to continuous-time quantum Markov semigroups with detailed balance by introducing a Laplacian-derived entropy from a fixed Laplacian and a pressure functional for a Hermitian Hamiltonian . Equilibrium density matrices are characterized through a nonlinear eigenvalue-like condition, linking to an auxiliary eigenvalue via , and the associated generator governs the equilibrium quantum Markov process. Under detailed balance, the Lindbladian has an explicit form in terms of ladder operators with weights, connecting to a quantum transfer operator framework and enabling a quantum-to-classical reduction by projecting onto energy eigenbasis. The results unify entropy, pressure, and equilibrium concepts in the quantum setting and reveal a precise relation between the quantum rate function and entropy, mirroring the classical theory and providing a pathway to quantum thermodynamic equilibrium.

Abstract

denotes the set of by complex matrices. Consider continuous time quantum semigroups , , where is the infinitesimal generator. If we assume that , we will call , a quantum Markov semigroup. Given a stationary density matrix , for the quantum Markov semigroup , , we can define a continuous time stationary quantum Markov process, denoted by , Given an {\it a priori} Laplacian operator , we will present a natural concept of entropy for a class of density matrices on . Given an Hermitian operator (which plays the role of an Hamiltonian), we will study a version of the variational principle of pressure for . A density matrix maximizing pressure will be called an equilibrium density matrix. From we will derive a new infinitesimal generator . Finally, the continuous time quantum Markov process defined by the semigroup , , and an initial stationary density matrix, will be called the continuous time equilibrium quantum Markov process for the Hamiltonian . It corresponds to the quantum thermodynamical equilibrium for the action of the Hamiltonian .
Paper Structure (8 sections, 15 theorems, 197 equations)

This paper contains 8 sections, 15 theorems, 197 equations.

Key Result

Theorem 2

Given the density matrix $\rho$, then

Theorems & Definitions (39)

  • Definition 1
  • Theorem 2
  • Definition 3
  • Definition 4
  • Definition 5
  • Lemma 6
  • proof
  • Proposition 7
  • Remark 1
  • Lemma 8
  • ...and 29 more