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Critical functions and blow-up asymptotics for the fractional Brezis--Nirenberg problem in low dimension

Nicola De Nitti, Tobias König

TL;DR

This work analyzes the fractional Brezis–Nirenberg problem on bounded domains for low dimensions $2s<N<4s$ with a Hebey–Vaugon critical potential $a$. It extends Druet’s classical $s=1$ result to the fractional setting by proving the Robin function satisfies $\inf_{x\in\Omega} \phi_a(x)=0$ in this regime, linking criticality to the nonexistence of minimizers and to concentration phenomena. For $N\in(8s/3,4s)$ it derives sharp blow-up asymptotics for the energy $S(a+\varepsilon V)$ as $\varepsilon\to0^+$, providing a detailed description of the blow-up profile, concentration speed, and concentration points through a refined expansion that accounts for the nonzero critical function $a$. The analysis introduces a precise bubble decomposition with projected bubbles $PU_{x,\lambda}$, a two-tier coercivity framework, and a careful control of remainder terms, yielding a comprehensive picture of how the energy dips below the Sobolev constant and where minimizers concentrate. These results extend the fractional Brezis–Nirenberg theory to the critical-function setting and illuminate the delicate interplay between Green's function theory, Robin functions, and concentration-compactness in low dimensions with nonlocal operators.

Abstract

For $s \in (0,1)$ and a bounded open set $Ω\subset \mathbb R^N$ with $N > 2s$, we study the fractional Brezis--Nirenberg type minimization problem of finding $$ S(a) := \inf \frac{\int_{\mathbb R^N} |(-Δ)^{s/2} u|^2 + \int_Ωa u^2}{\left( \int_Ωu^\frac{2N}{N-2s} \right)^\frac{N-2s}{N}}, $$ where the infimum is taken over all functions $u \in H^s(\mathbb R^N)$ that vanish outside $Ω$. The function $a$ is assumed to be critical in the sense of Hebey and Vaugon. For low dimensions $N \in (2s, 4s)$, we prove that the Robin function $φ_a$ satisfies $\inf_{x \in Ω} φ_a(x) = 0$, which extends a result obtained by Druet for $s = 1$. In dimensions $N \in (8s/3, 4s)$, we then study the asymptotics of the fractional Brezis--Nirenberg energy $S(a + \varepsilon V)$ for some $V \in L^\infty(Ω)$ as $\varepsilon \to 0+$. We give a precise description of the blow-up profile of (almost) minimizing sequences and characterize the concentration speed and the location of concentration points.

Critical functions and blow-up asymptotics for the fractional Brezis--Nirenberg problem in low dimension

TL;DR

This work analyzes the fractional Brezis–Nirenberg problem on bounded domains for low dimensions with a Hebey–Vaugon critical potential . It extends Druet’s classical result to the fractional setting by proving the Robin function satisfies in this regime, linking criticality to the nonexistence of minimizers and to concentration phenomena. For it derives sharp blow-up asymptotics for the energy as , providing a detailed description of the blow-up profile, concentration speed, and concentration points through a refined expansion that accounts for the nonzero critical function . The analysis introduces a precise bubble decomposition with projected bubbles , a two-tier coercivity framework, and a careful control of remainder terms, yielding a comprehensive picture of how the energy dips below the Sobolev constant and where minimizers concentrate. These results extend the fractional Brezis–Nirenberg theory to the critical-function setting and illuminate the delicate interplay between Green's function theory, Robin functions, and concentration-compactness in low dimensions with nonlocal operators.

Abstract

For and a bounded open set with , we study the fractional Brezis--Nirenberg type minimization problem of finding where the infimum is taken over all functions that vanish outside . The function is assumed to be critical in the sense of Hebey and Vaugon. For low dimensions , we prove that the Robin function satisfies , which extends a result obtained by Druet for . In dimensions , we then study the asymptotics of the fractional Brezis--Nirenberg energy for some as . We give a precise description of the blow-up profile of (almost) minimizing sequences and characterize the concentration speed and the location of concentration points.
Paper Structure (18 sections, 35 theorems, 326 equations)

This paper contains 18 sections, 35 theorems, 326 equations.

Key Result

Theorem 1.2

Let $2s < N < 4s$ and let $a \in C(\overline{\Omega})$ be such that $(-\Delta)^s + a$ is coercive. The following properties are equivalent.

Theorems & Definitions (69)

  • Definition 1.1: Critical function
  • Theorem 1.2: Characterization of criticality
  • Corollary 1.3
  • Theorem 1.4: Energy asymptotics
  • Theorem 1.5: Energy asymptotics, degenerate case
  • Theorem 1.6: Concentration of almost-minimizers
  • Theorem 2.1: Expansion of $\mathcal{S}_{a + \varepsilon V}{[\psi_{x, \lambda}]}$
  • Corollary 2.2: Properties of critical potentials
  • proof
  • Corollary 2.3
  • ...and 59 more