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Ribbon Homology Cobordisms and Link Floer Homology

Gary Guth

TL;DR

This work investigates how decorated link cobordisms in ribbon $\mathbb{Z}$-homology cobordisms act on link Floer homology. By combining results from Daemi–Lidman–Vela-Vick–Wong and Zemke, it shows that ribbon $\mathbb{Z}$-homology concordances induce split injections on $\mathcal{HFL}^-$ and develops a torsion-based framework with the torsion order $\mathrm{Ord}_V$ to bound the number of critical points via $2g(\Sigma)$. The paper derives inequalities relating torsion orders across ribbon cobordisms, yielding Seifert genus bounds and fusion-number obstructions for ribbon knots, and it clarifies how the $H_1$ action and graph TQFT organize the extended link cobordism maps. Together, these results connect decorated link cobordisms, the $H_1$-action, and the graph cobordism formalism in a way that yields concrete structural constraints for ribbon cobordisms between links. The framework has potential to constrain ribbon cobordism pathways and to inform invariants in 3- and 4-dimensional topology via link Floer theory.

Abstract

We make use of link Floer homology to study cobordisms between links embedded in 4-dimensional ribbon homology cobordisms. Combining results of Daemi--Lidman--Vela-Vick--Wong and Zemke, we show that ribbon homology concordances induce split injections on $\mathcal{HFL}^-$. We also make use of the torsion submodule of $\text{HFL}^-$ to give restrictions on the number of critical points in ribbon homology concordances.

Ribbon Homology Cobordisms and Link Floer Homology

TL;DR

This work investigates how decorated link cobordisms in ribbon -homology cobordisms act on link Floer homology. By combining results from Daemi–Lidman–Vela-Vick–Wong and Zemke, it shows that ribbon -homology concordances induce split injections on and develops a torsion-based framework with the torsion order to bound the number of critical points via . The paper derives inequalities relating torsion orders across ribbon cobordisms, yielding Seifert genus bounds and fusion-number obstructions for ribbon knots, and it clarifies how the action and graph TQFT organize the extended link cobordism maps. Together, these results connect decorated link cobordisms, the -action, and the graph cobordism formalism in a way that yields concrete structural constraints for ribbon cobordisms between links. The framework has potential to constrain ribbon cobordism pathways and to inform invariants in 3- and 4-dimensional topology via link Floer theory.

Abstract

We make use of link Floer homology to study cobordisms between links embedded in 4-dimensional ribbon homology cobordisms. Combining results of Daemi--Lidman--Vela-Vick--Wong and Zemke, we show that ribbon homology concordances induce split injections on . We also make use of the torsion submodule of to give restrictions on the number of critical points in ribbon homology concordances.
Paper Structure (8 sections, 21 theorems, 72 equations, 6 figures)

This paper contains 8 sections, 21 theorems, 72 equations, 6 figures.

Key Result

Theorem 1

Let $(W, \mathcal{F}): (Y_0, K_0) \rightarrow (Y_1, K_1)$ be a ribbon $\mathbb{Z}$-homology concordance with $\mathcal{F} = (C, \mathcal{A})$ and $\mathcal{A}$ a pair of parallel arcs. Then the induced map is a split injection.

Figures (6)

  • Figure 2.1: The graph $\Gamma$ realizing the action of a closed curve $\gamma$ in $Y$. The cyclic ordering is indicated by the dashed arrow.
  • Figure 2.2: The decorated link cobordisms $(S^1\times D^3, M)$ (left) and $(D^2 \times S^2, M')$ (right).
  • Figure 3.1: A schematic of the decorated surface in $S^2\times S^1\times \{0\}$ described in the text preceding Lemma \ref{['Lemma: H1 Action on S1x S2']}.
  • Figure 3.2: A schematic of the decorated surface $\mathcal{F}_\gamma$. In general, $K\times \{0\}$ and $\gamma$ might be linked.
  • Figure 3.3: When the link cobordism map on the right is followed by the action of $\gamma$, it becomes equivalent to the map on the left.
  • ...and 1 more figures

Theorems & Definitions (42)

  • Definition 1.1
  • Remark 1.2
  • Definition 1.3
  • Definition 1.4
  • Theorem 1
  • Corollary 1.5
  • Definition 1.6
  • Theorem 2
  • Definition 2.1
  • Definition 2.2
  • ...and 32 more