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Perturbation analysis on T-eigenvalues of third-order tensors

Changxin Mo, Weiyang Ding, Yimin Wei

TL;DR

The paper addresses the perturbation analysis of $T$-eigenvalues for third-order tensors under the tensor-tensor product, bridging matrix perturbation theory and tensor analysis through the $bcirc$ framework. It generalizes classical results—Gershgorin discs, Bauer-Fike, and Kahan theorems—to tensors, providing both diagonalizable and non-diagonalizable cases and introducing $\varepsilon$-pseudospectra with four equivalent definitions under the spectral norm. It offers theoretical developments plus numerical visualizations of tensor $\varepsilon$-pseudospectra to localize $T$-eigenvalues and identify more $T$-positive definite tensors, highlighting implications for $T$-semidefinite programming and multilinear dynamical systems. The work thus broadens stability analysis and optimization techniques in tensor-tensor settings and sets the stage for practical applications in tensor-based optimization and control.

Abstract

Perturbation analysis has emerged as a significant concern across multiple disciplines, with notable advancements being achieved, particularly in the realm of matrices. This study centers on specific aspects pertaining to tensor T-eigenvalues within the context of the tensor-tensor multiplication. Initially, an analytical perturbation analysis is introduced to explore the sensitivity of T-eigenvalues. In the case of third-order tensors featuring square frontal slices, we extend the classical Gershgorin disc theorem and show that all T-eigenvalues are located inside a union of Gershgorin discs. Additionally, we extend the Bauer-Fike theorem to encompass F-diagonalizable tensors and present two modified versions applicable to more general scenarios. The tensor case of the Kahan theorem, which accounts for general perturbations on Hermite tensors, is also investigated. Furthermore, we propose the concept of pseudospectra for third-order tensors based on tensor-tensor multiplication. We develop four definitions that are equivalent under the spectral norm to characterize tensor $\varepsilon$-pseudospectra. Additionally, we present several pseudospectral properties. To provide visualizations, several numerical examples are also provided to illustrate the $\varepsilon$-pseudospectra of specific tensors at different levels.

Perturbation analysis on T-eigenvalues of third-order tensors

TL;DR

The paper addresses the perturbation analysis of -eigenvalues for third-order tensors under the tensor-tensor product, bridging matrix perturbation theory and tensor analysis through the framework. It generalizes classical results—Gershgorin discs, Bauer-Fike, and Kahan theorems—to tensors, providing both diagonalizable and non-diagonalizable cases and introducing -pseudospectra with four equivalent definitions under the spectral norm. It offers theoretical developments plus numerical visualizations of tensor -pseudospectra to localize -eigenvalues and identify more -positive definite tensors, highlighting implications for -semidefinite programming and multilinear dynamical systems. The work thus broadens stability analysis and optimization techniques in tensor-tensor settings and sets the stage for practical applications in tensor-based optimization and control.

Abstract

Perturbation analysis has emerged as a significant concern across multiple disciplines, with notable advancements being achieved, particularly in the realm of matrices. This study centers on specific aspects pertaining to tensor T-eigenvalues within the context of the tensor-tensor multiplication. Initially, an analytical perturbation analysis is introduced to explore the sensitivity of T-eigenvalues. In the case of third-order tensors featuring square frontal slices, we extend the classical Gershgorin disc theorem and show that all T-eigenvalues are located inside a union of Gershgorin discs. Additionally, we extend the Bauer-Fike theorem to encompass F-diagonalizable tensors and present two modified versions applicable to more general scenarios. The tensor case of the Kahan theorem, which accounts for general perturbations on Hermite tensors, is also investigated. Furthermore, we propose the concept of pseudospectra for third-order tensors based on tensor-tensor multiplication. We develop four definitions that are equivalent under the spectral norm to characterize tensor -pseudospectra. Additionally, we present several pseudospectral properties. To provide visualizations, several numerical examples are also provided to illustrate the -pseudospectra of specific tensors at different levels.

Paper Structure

This paper contains 4 sections, 5 theorems, 25 equations, 1 figure.

Key Result

lemma thmcounterlemma

(Jin2020Lund2020Miao2020generalized). The following results hold for third-order tensors $\mathcal{A} \in \mathbb{C}^{m \times n \times p}$: (a) The operator bcirc($\cdot$) defined in (Definition bcirc) is a linear operator, i.e., where $\mathcal{B}$ has the same size as $\mathcal{A}$ and $\alpha, \beta$ are constants. (b) $\operatorname{bcirc}(\mathcal{A} * \mathcal{C})=\operatorname{bcirc}(\mat

Figures (1)

  • Figure 1: The Gershgorin discs (represented by the blue solid lines), obtained by Theorem $5.2$ given in cao2021tensor, are compared with the Gershgorin discs derived from Theorem \ref{['GerThm']} presented in this paper (represented by the red dash-dot lines) under two similarity transformations for Example \ref{['ExampleCom']}. (Left: $X = I$; Right: $X$ is a specifically selected transformation)

Theorems & Definitions (14)

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  • ...and 4 more