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Spectral asymptotics of Krein--Feller operators for weak Gibbs measures on self-conformal fractals with overlaps

Marc Kesseböhmer, Aljoscha Niemann

TL;DR

This work analyzes spectral properties of Krein–Feller operators $\Delta_{\rho}$ for weak Gibbs measures $\rho$ on self-conformal fractals, allowing overlaps. It develops a Dirichlet-form framework for generalized Krein–Feller operators and links spectral data to thermodynamic quantities via the $L^{q}$-spectrum $\beta_{\rho}$ and the pressure function $P$, establishing when the spectral dimension exists and how it is computed. The main contributions show that the spectral dimension $s_{\rho|_{(0,1)}}$ equals the fixed point $q_{\rho}$ of $\beta_{\rho}$, and under OSC this reduces to the zero $z_{\rho}$ of $P$, with sharp power-law asymptotics $N_{\rho}(x)\asymp x^{z_{\rho}}$ for Hölder potentials on $C^{1+\gamma}$-IFS. The results extend to overlapped and nonlinear fractals by combining Barral–Feng/Barral methods with recent nonlinear-thermodynamic insights, linking spectral geometry to thermodynamic data on self-conformal sets.

Abstract

We study the spectral dimensions and spectral asymptotics of Krein--Feller operators for weak Gibbs measures on self-conformal fractals with or without overlaps. We show that, restricted to the unit interval, the $L^{q}$-spectrum for every weak Gibbs measure $ρ$ with respect to a $\mathcal{C}^{1}$-IFS exists as a limit. Building on recent results of the authors, we can deduce that the spectral dimension with respect to a weak Gibbs measure exists and equals the fixed point of its $L^{q}$-spectrum. For an IFS satisfying the open set condition, it turns out that the spectral dimension equals the unique zero of the associated pressure function. Moreover, for a Gibbs measure with respect to a $\mathcal{C}^{1+γ}$-IFS under the open set condition, we are able to determine the asymptotics of the eigenvalue counting function.

Spectral asymptotics of Krein--Feller operators for weak Gibbs measures on self-conformal fractals with overlaps

TL;DR

This work analyzes spectral properties of Krein–Feller operators for weak Gibbs measures on self-conformal fractals, allowing overlaps. It develops a Dirichlet-form framework for generalized Krein–Feller operators and links spectral data to thermodynamic quantities via the -spectrum and the pressure function , establishing when the spectral dimension exists and how it is computed. The main contributions show that the spectral dimension equals the fixed point of , and under OSC this reduces to the zero of , with sharp power-law asymptotics for Hölder potentials on -IFS. The results extend to overlapped and nonlinear fractals by combining Barral–Feng/Barral methods with recent nonlinear-thermodynamic insights, linking spectral geometry to thermodynamic data on self-conformal sets.

Abstract

We study the spectral dimensions and spectral asymptotics of Krein--Feller operators for weak Gibbs measures on self-conformal fractals with or without overlaps. We show that, restricted to the unit interval, the -spectrum for every weak Gibbs measure with respect to a -IFS exists as a limit. Building on recent results of the authors, we can deduce that the spectral dimension with respect to a weak Gibbs measure exists and equals the fixed point of its -spectrum. For an IFS satisfying the open set condition, it turns out that the spectral dimension equals the unique zero of the associated pressure function. Moreover, for a Gibbs measure with respect to a -IFS under the open set condition, we are able to determine the asymptotics of the eigenvalue counting function.

Paper Structure

This paper contains 8 sections, 26 theorems, 131 equations, 1 figure.

Key Result

Theorem 1.1

Let $\varrho$ be a weak Gibbs measure on $[0,1]$ with respect to a non-trivial $\mathcal{C}^{1}$-IFS (with or without overlap). Then the spectral dimension $s_{\varrho |_{\left (0,1\right )}}$ exists and equals $q_{\varrho }$. If, additionally, the OSC is fulfilled, then $q_{\varrho }$ coincides wit

Figures (1)

  • Figure 2.1: The graph of $\beta _{\varrho }$ (solid line) for a dimensionally regular IFS with four contraction ratios equal to $1/2$ and an associated self-similar measure $\varrho$ with probability vector $\left (0.001,0.001,0.05,0.948\right )$. The graph of $\beta _{\varrho }$ coincides on $\left [\widetilde{q},1\right ]$ with $\tau$ (dotted line) as defined in (\ref{['eq:Def_tau']}) and we have $\tau \left (0\right )=2$. The linear part of $\beta _{\varrho }$ is determined by the tangent to the graph of $\tau$ over the positive $x$-axis through the point $\left (0,1\right )$. The intersection with the dashed line with slope $1$ gives the value for the spectral dimension $s_{\varrho }$.

Theorems & Definitions (58)

  • Theorem 1.1
  • Corollary 1.2
  • Definition 1.3
  • Remark 1.4
  • Theorem 1.5
  • Remark 1.6
  • Theorem 1.7: Spectral asymptotics
  • Lemma 2.1
  • proof
  • Proposition 2.2
  • ...and 48 more